0001562180-20-000887.txt : 20200204 0001562180-20-000887.hdr.sgml : 20200204 20200204215117 ACCESSION NUMBER: 0001562180-20-000887 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200131 FILED AS OF DATE: 20200204 DATE AS OF CHANGE: 20200204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Knobel Jeff A CENTRAL INDEX KEY: 0001491060 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07349 FILM NUMBER: 20576223 MAIL ADDRESS: STREET 1: 10 LONGS PEAK DRIVE CITY: BROOMFIELD STATE: CO ZIP: 80021-2510 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BALL Corp CENTRAL INDEX KEY: 0000009389 STANDARD INDUSTRIAL CLASSIFICATION: METAL CANS [3411] IRS NUMBER: 350160610 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10 LONGS PEAK DRIVE CITY: BROOMFIELD STATE: CO ZIP: 80021-2510 BUSINESS PHONE: 3034695511 MAIL ADDRESS: STREET 1: PO BOX 5000 CITY: BROOMFIELD STATE: CO ZIP: 80038-5000 FORMER COMPANY: FORMER CONFORMED NAME: BALL CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: BALL BROTHERS CO DATE OF NAME CHANGE: 19731115 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2020-01-31 false 0000009389 BALL Corp BLL 0001491060 Knobel Jeff A 10 LONGS PEAK DRIVE BROOMFIELD CO 80005 false true false false Vice President & Treasurer Common Stock 2020-01-31 4 M false 17502.00 72.18 A 88682.1756 D Common Stock 2020-01-31 4 F false 5661.00 72.18 D 83021.1756 D Common Stock 2020-01-31 4 M false 2700.00 72.18 A 85721.1756 D Common Stock 2020-01-31 4 F false 1184.00 72.18 D 84537.1756 D Common Stock 3306.836 I 401(k) Plan Restricted Stock Units 2020-01-31 4 M false 4142.00 0.00 A Common Stock 4142.00 36833.00 D Restricted Stock Units 2020-01-31 4 M false 17502.00 0.00 D Common Stock 17502.00 19331.00 D Restricted Stock Units 2020-01-31 4 M false 3648.00 0.00 D Common Stock 3648.00 15683.00 D Restricted Stock Units 2020-01-31 4 M false 948.00 0.00 D Common Stock 948.00 14735.00 D Common stock acquired upon the lapse of Table II Special Acquisition Restricted Stock Units (SAIP) based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan. Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II restricted stock units. Common stock acquired upon the lapse of Table II Performance Contingent Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan. Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions. Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. Restricted stock units that lapsed based upon the calculation of the attainment of the original award above target. Relates to final payout of the SAIP RSU award originally granted to certain employees on July 27, 2016, subsequent to the completion of the acquisition of Rexam PLC. Lapse of restrictions on Special Acquisition Restricted Stock Units (SAIP) as a result of attainment of the performance criteria. Lapse of restrictions on Performance Contingent Restricted Stock Units as a result of attainment of the performance criteria. Performance Contingent Restricted Stock Units that did not lapse and were forfeited based upon the calculation of the attainment of the original award. /s/ Charles E. Baker, Attorney-in-Fact for Mr. Knobel 2020-02-04