0001562180-19-005576.txt : 20191119
0001562180-19-005576.hdr.sgml : 20191119
20191119162432
ACCESSION NUMBER: 0001562180-19-005576
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191115
FILED AS OF DATE: 20191119
DATE AS OF CHANGE: 20191119
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BAKER CHARLES E
CENTRAL INDEX KEY: 0001286361
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07349
FILM NUMBER: 191231534
MAIL ADDRESS:
STREET 1: 10 LONGS PEAK DRIVE
STREET 2: C/O BALL CORP
CITY: BROOMFIELD
STATE: CO
ZIP: 80021-2510
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BALL Corp
CENTRAL INDEX KEY: 0000009389
STANDARD INDUSTRIAL CLASSIFICATION: METAL CANS [3411]
IRS NUMBER: 350160610
STATE OF INCORPORATION: IN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 10 LONGS PEAK DRIVE
CITY: BROOMFIELD
STATE: CO
ZIP: 80021-2510
BUSINESS PHONE: 3034695511
MAIL ADDRESS:
STREET 1: PO BOX 5000
CITY: BROOMFIELD
STATE: CO
ZIP: 80038-5000
FORMER COMPANY:
FORMER CONFORMED NAME: BALL CORP
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: BALL BROTHERS CO
DATE OF NAME CHANGE: 19731115
4
1
primarydocument.xml
PRIMARY DOCUMENT
X0306
4
2019-11-15
false
0000009389
BALL Corp
BLL
0001286361
BAKER CHARLES E
BALL CORPORATION
10 LONGS PEAK DR.
BROOMFIELD
CO
80021-2510
false
true
false
false
VP,GEN COUNSEL & CORP SEC
Common Stock
2019-11-15
4
M
false
10800.00
17.918
A
199020.7466
D
Common Stock
2019-11-15
4
F
false
6403.00
65.60
D
192617.7466
D
Common Stock
5875.34
I
401(k) Plan
Common Stock
800.00
I
By Daughter
Stock Appreciation Rights (sars)
17.918
2019-11-15
4
M
false
10800.00
0.00
D
2012-01-26
2021-01-26
Common Stock
10800.00
0.00
D
Common stock acquired upon the exercise of Stock Appreciation Rights (SARS).
Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS.
Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
The reporting person expressly disclaims beneficial ownership of these securities.
Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's February 14, 2019 10b5-1 Plan.
Vests 13,500 share(s) on 26-Jan-2012, 13,500 share(s) on 26-Jan-2013, 13,500 share(s) on 26-Jan-2014, 13,500 share(s) on 26-Jan-2015
/s/ Charles E. Baker
2019-11-19