0001562180-19-005576.txt : 20191119 0001562180-19-005576.hdr.sgml : 20191119 20191119162432 ACCESSION NUMBER: 0001562180-19-005576 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191115 FILED AS OF DATE: 20191119 DATE AS OF CHANGE: 20191119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAKER CHARLES E CENTRAL INDEX KEY: 0001286361 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07349 FILM NUMBER: 191231534 MAIL ADDRESS: STREET 1: 10 LONGS PEAK DRIVE STREET 2: C/O BALL CORP CITY: BROOMFIELD STATE: CO ZIP: 80021-2510 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BALL Corp CENTRAL INDEX KEY: 0000009389 STANDARD INDUSTRIAL CLASSIFICATION: METAL CANS [3411] IRS NUMBER: 350160610 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10 LONGS PEAK DRIVE CITY: BROOMFIELD STATE: CO ZIP: 80021-2510 BUSINESS PHONE: 3034695511 MAIL ADDRESS: STREET 1: PO BOX 5000 CITY: BROOMFIELD STATE: CO ZIP: 80038-5000 FORMER COMPANY: FORMER CONFORMED NAME: BALL CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: BALL BROTHERS CO DATE OF NAME CHANGE: 19731115 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2019-11-15 false 0000009389 BALL Corp BLL 0001286361 BAKER CHARLES E BALL CORPORATION 10 LONGS PEAK DR. BROOMFIELD CO 80021-2510 false true false false VP,GEN COUNSEL & CORP SEC Common Stock 2019-11-15 4 M false 10800.00 17.918 A 199020.7466 D Common Stock 2019-11-15 4 F false 6403.00 65.60 D 192617.7466 D Common Stock 5875.34 I 401(k) Plan Common Stock 800.00 I By Daughter Stock Appreciation Rights (sars) 17.918 2019-11-15 4 M false 10800.00 0.00 D 2012-01-26 2021-01-26 Common Stock 10800.00 0.00 D Common stock acquired upon the exercise of Stock Appreciation Rights (SARS). Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS. Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions. The reporting person expressly disclaims beneficial ownership of these securities. Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's February 14, 2019 10b5-1 Plan. Vests 13,500 share(s) on 26-Jan-2012, 13,500 share(s) on 26-Jan-2013, 13,500 share(s) on 26-Jan-2014, 13,500 share(s) on 26-Jan-2015 /s/ Charles E. Baker 2019-11-19