0001562180-19-004855.txt : 20190917 0001562180-19-004855.hdr.sgml : 20190917 20190917214708 ACCESSION NUMBER: 0001562180-19-004855 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190915 FILED AS OF DATE: 20190917 DATE AS OF CHANGE: 20190917 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAKER CHARLES E CENTRAL INDEX KEY: 0001286361 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07349 FILM NUMBER: 191098276 MAIL ADDRESS: STREET 1: 10 LONGS PEAK DRIVE STREET 2: C/O BALL CORP CITY: BROOMFIELD STATE: CO ZIP: 80021-2510 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BALL Corp CENTRAL INDEX KEY: 0000009389 STANDARD INDUSTRIAL CLASSIFICATION: METAL CANS [3411] IRS NUMBER: 350160610 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10 LONGS PEAK DRIVE CITY: BROOMFIELD STATE: CO ZIP: 80021-2510 BUSINESS PHONE: 3034695511 MAIL ADDRESS: STREET 1: PO BOX 5000 CITY: BROOMFIELD STATE: CO ZIP: 80038-5000 FORMER COMPANY: FORMER CONFORMED NAME: BALL CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: BALL BROTHERS CO DATE OF NAME CHANGE: 19731115 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2019-09-15 false 0000009389 BALL Corp BLL 0001286361 BAKER CHARLES E BALL CORPORATION 10 LONGS PEAK DR. BROOMFIELD CO 80021-2510 false true false false VP,GEN COUNSEL & CORP SEC Common Stock 2019-09-15 4 M false 4800.00 0.00 A 190742.5194 D Common Stock 2019-09-15 4 F false 2112.00 72.73 D 188630.5194 D Common Stock 2019-09-16 4 M false 10800.00 17.918 A 199430.5194 D Common Stock 2019-09-16 4 F false 6252.00 72.20 D 193178.5194 D Common Stock 5865.505 I 401(k) Plan Common Stock 800.00 I By Daughter Restricted Stock Units 2019-09-15 4 M false 4800.00 0.00 D Common Stock 4800.00 51942.00 D Stock Appreciation Rights (sars) 17.918 2019-09-16 4 M false 10800.00 0.00 D 2012-01-26 2021-01-26 Common Stock 10800.00 10800.00 D Common stock acquired upon the lapse of Table II Restricted Stock Units based on the applicable Ball Corporation Stock and Cash Incentive Plan performance factor and in accordance with the provisions of said Plan. Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Performance Contingent Restricted Stock. Common stock acquired upon the exercise of Stock Appreciation Rights (SARS). Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS. Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions. The reporting person expressly disclaims beneficial ownership of these securities. Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. Lapse of restricted stock units. Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's February 14, 2019 10b5-1 Plan. /s/ Charles E. Baker 2019-09-17