0001562180-19-002966.txt : 20190517 0001562180-19-002966.hdr.sgml : 20190517 20190517161630 ACCESSION NUMBER: 0001562180-19-002966 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190515 FILED AS OF DATE: 20190517 DATE AS OF CHANGE: 20190517 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MORRISON SCOTT C CENTRAL INDEX KEY: 0001205945 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07349 FILM NUMBER: 19835866 MAIL ADDRESS: STREET 1: C/O BALL CORP STREET 2: 10 LONGS PEAK DR CITY: BROOMFIELD STATE: CO ZIP: 80021-2510 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BALL Corp CENTRAL INDEX KEY: 0000009389 STANDARD INDUSTRIAL CLASSIFICATION: METAL CANS [3411] IRS NUMBER: 350160610 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10 LONGS PEAK DRIVE CITY: BROOMFIELD STATE: CO ZIP: 80021-2510 BUSINESS PHONE: 3034695511 MAIL ADDRESS: STREET 1: PO BOX 5000 CITY: BROOMFIELD STATE: CO ZIP: 80038-5000 FORMER COMPANY: FORMER CONFORMED NAME: BALL CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: BALL BROTHERS CO DATE OF NAME CHANGE: 19731115 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2019-05-15 false 0000009389 BALL Corp BLL 0001205945 MORRISON SCOTT C BALL CORPORATION 10 LONGS PEAK DR. BROOMFIELD CO 80021-2510 false true false false SR. V.P. and C.F.O. Common Stock 2019-05-15 4 M false 6480.00 12.6125 A 441271.1558 D Common Stock 2019-05-15 4 F false 3583.00 62.51 D 437688.1558 D Common Stock 2019-05-15 4 M false 2720.00 12.6125 A 440408.1558 D Common Stock 2019-05-15 4 F false 549.00 62.51 D 439859.1558 D Common Stock 2019-05-16 4 S false 2897.00 63.06 D 436962.1558 D Common Stock 8307.39 I 401(k) Plan Common Stock 100.00 I By Son Stock Appreciation Rights (sars) 12.6125 2019-05-15 4 M false 6480.00 0.00 D 2011-01-27 2020-01-27 Common Stock 6480.00 19440.00 D Stock Option (Right to Buy) 12.6125 2019-05-15 4 M false 2720.00 0.00 D 2011-01-27 2020-01-27 Common Stock 2720.00 8160.00 D Common stock acquired upon the exercise of Stock Appreciation Rights (SARS). Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS. Exercise of Incentive Stock Options (ISOs). This transaction was executed in multiple trades at prices ranging from $63.03 to $63.0875. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions. Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's February 15, 2019 10b5-1 Plan. Exercise of Incentive Stock Options (ISOs) pursuant to reporting person's February 15, 2019 10b5-1 Plan. /s/ Charles E. Baker, attorney-in-fact for Mr. Morrison 2019-05-17