0001562180-18-004604.txt : 20181119 0001562180-18-004604.hdr.sgml : 20181119 20181119160237 ACCESSION NUMBER: 0001562180-18-004604 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181115 FILED AS OF DATE: 20181119 DATE AS OF CHANGE: 20181119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BAKER CHARLES E CENTRAL INDEX KEY: 0001286361 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07349 FILM NUMBER: 181192513 MAIL ADDRESS: STREET 1: 10 LONGS PEAK DRIVE STREET 2: C/O BALL CORP CITY: BROOMFIELD STATE: CO ZIP: 80021-2510 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BALL Corp CENTRAL INDEX KEY: 0000009389 STANDARD INDUSTRIAL CLASSIFICATION: METAL CANS [3411] IRS NUMBER: 350160610 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10 LONGS PEAK DRIVE CITY: BROOMFIELD STATE: CO ZIP: 80021-2510 BUSINESS PHONE: 3034695511 MAIL ADDRESS: STREET 1: PO BOX 5000 CITY: BROOMFIELD STATE: CO ZIP: 80038-5000 FORMER COMPANY: FORMER CONFORMED NAME: BALL CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: BALL BROTHERS CO DATE OF NAME CHANGE: 19731115 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2018-11-15 false 0000009389 BALL Corp BLL 0001286361 BAKER CHARLES E BALL CORPORATION 10 LONGS PEAK DR. BROOMFIELD CO 80021-2510 false true false false VP,GEN COUNSEL & CORP SEC Common Stock 2018-11-15 4 M false 24000.00 12.613 A 244112.387 D Common Stock 2018-11-15 4 F false 13914.00 50.50 D 230198.387 D Common Stock 2018-11-16 4 S false 16647.00 50.50 D 213551.387 D Common Stock 5853.73 I 401(k) Plan Common Stock 800.00 I By Daughter Stock Appreciation Right (sars) 12.613 2018-11-15 4 M false 24000.00 0.00 D 2011-01-27 2020-01-27 Common Stock 24000.00 0.00 D Common stock acquired from exercise of Stock Appreciation Rights (SARS). Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS. Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions. The reporting person expressly disclaims beneficial ownership of these securities. Exercise of Stock Appreciation rights (SARS). /s/ Charles E. Baker 2018-11-19