0001562180-18-004480.txt : 20181113 0001562180-18-004480.hdr.sgml : 20181113 20181113084557 ACCESSION NUMBER: 0001562180-18-004480 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181108 FILED AS OF DATE: 20181113 DATE AS OF CHANGE: 20181113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pauley Lisa Ann CENTRAL INDEX KEY: 0001397952 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07349 FILM NUMBER: 181175413 MAIL ADDRESS: STREET 1: 10 LONGS PEAK DRIVE CITY: BROOMFIELD STATE: CO ZIP: 80021-2510 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BALL Corp CENTRAL INDEX KEY: 0000009389 STANDARD INDUSTRIAL CLASSIFICATION: METAL CANS [3411] IRS NUMBER: 350160610 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10 LONGS PEAK DRIVE CITY: BROOMFIELD STATE: CO ZIP: 80021-2510 BUSINESS PHONE: 3034695511 MAIL ADDRESS: STREET 1: PO BOX 5000 CITY: BROOMFIELD STATE: CO ZIP: 80038-5000 FORMER COMPANY: FORMER CONFORMED NAME: BALL CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: BALL BROTHERS CO DATE OF NAME CHANGE: 19731115 4 1 primarydocument.xml PRIMARY DOCUMENT X0306 4 2018-11-08 false 0000009389 BALL Corp BLL 0001397952 Pauley Lisa Ann 10 LONGS PEAK DRIVE BROOMFIELD CO 80021-2510 false true false false SR VP, HR & Administration Common Stock 2018-11-08 4 M false 8400.00 10.02 A 130662.8187 D Common Stock 2018-11-08 4 F false 1728.00 48.72 D 128934.8187 D Common Stock 2018-11-08 4 M false 47600.00 10.02 A 176534.8187 D Common Stock 2018-11-08 4 F false 25827.00 48.72 D 150707.8187 D Common Stock 6111.285 I 401(k) Plan Common Stock 283475.5207 I By Spouse Stock Option (Right to buy) 10.02 2018-11-08 4 M false 8400.00 0.00 D 2019-01-28 Common Stock 8400.00 0.00 D Stock Appreciation Rights (sars) 10.02 2018-11-08 4 M false 47600.00 0.00 D 2010-01-28 2019-01-28 Common Stock 47600.00 0.00 D Common stock acquired from exercise of Incentive Stock Options (ISOs). Shares swapped to pay for the cost of the ISOs. Common stock acquired from exercise of Stock Appreciation Rights (SARs). Shares utilized to pay for the cost of the Stock Appreciation Rights (SARs) and for the payment of the tax obligation on the exercise of the SARs. Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions. Exercise of Incentive Stock Options (ISOs). Shares vest in four equal installments annually upon the first anniversary of the date of the grant of the Incentive Stock Option (ISO). Exercise of Stock Appreciation Rights (SARS). /s/ Charles E. Baker, attorney-in-fact for Ms. Pauley 2018-11-13