0001127602-18-012365.txt : 20180321 0001127602-18-012365.hdr.sgml : 20180321 20180321120108 ACCESSION NUMBER: 0001127602-18-012365 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180320 FILED AS OF DATE: 20180321 DATE AS OF CHANGE: 20180321 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HAYES JOHN A CENTRAL INDEX KEY: 0001205943 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07349 FILM NUMBER: 18703919 MAIL ADDRESS: STREET 1: C/O BALL CORP STREET 2: 10 LONGS PEAK DR CITY: BROOMFIELD STATE: CO ZIP: 80021-2510 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BALL Corp CENTRAL INDEX KEY: 0000009389 STANDARD INDUSTRIAL CLASSIFICATION: METAL CANS [3411] IRS NUMBER: 350160610 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10 LONGS PEAK DRIVE CITY: BROOMFIELD STATE: CO ZIP: 80021-2510 BUSINESS PHONE: 3034695511 MAIL ADDRESS: STREET 1: PO BOX 5000 CITY: BROOMFIELD STATE: CO ZIP: 80038-5000 FORMER COMPANY: FORMER CONFORMED NAME: BALL CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: BALL BROTHERS CO DATE OF NAME CHANGE: 19731115 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2018-03-20 0000009389 BALL Corp BLL 0001205943 HAYES JOHN A BALL CORPORATION 10 LONGS PEAK DR. BROOMFIELD CO 80021-2510 1 1 CHAIRMAN, PRESIDENT & C.E.O.. Common Stock 2018-03-20 4 M 0 33272 10.02 A 503972.1149 D Common Stock 2018-03-20 4 F 0 19315 39.89 D 484657.1149 D Common Stock 9125.688 I 401(k) Plan Common Stock 147782 I JAH Irrevocable Trust Stock Appreciation Rights (sars) 10.02 2018-03-20 4 M 0 33272 0 D 2010-01-28 2019-01-28 Common Stock 33272 332728 D Common stock acquired upon the exercise of Stock Appreciation Rights (SARS). Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS. Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions. The reporting person expressly disclaims beneficial ownership of these securities. Exercise of Stock Appreciation Rights (SARS). /s/ Janice L. Rodriguez, attorney-in-fact for Mr. Hayes 2018-03-21