0001127602-18-006449.txt : 20180215 0001127602-18-006449.hdr.sgml : 20180215 20180215175159 ACCESSION NUMBER: 0001127602-18-006449 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180213 FILED AS OF DATE: 20180215 DATE AS OF CHANGE: 20180215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fisher Daniel William CENTRAL INDEX KEY: 0001693093 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07349 FILM NUMBER: 18618955 MAIL ADDRESS: STREET 1: 2526 SPRUCE MEADOWS DRIVE CITY: BROOMFIELD STATE: CO ZIP: 80023 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BALL Corp CENTRAL INDEX KEY: 0000009389 STANDARD INDUSTRIAL CLASSIFICATION: METAL CANS [3411] IRS NUMBER: 350160610 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10 LONGS PEAK DRIVE CITY: BROOMFIELD STATE: CO ZIP: 80021-2510 BUSINESS PHONE: 3034695511 MAIL ADDRESS: STREET 1: PO BOX 5000 CITY: BROOMFIELD STATE: CO ZIP: 80038-5000 FORMER COMPANY: FORMER CONFORMED NAME: BALL CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: BALL BROTHERS CO DATE OF NAME CHANGE: 19731115 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2018-02-13 0000009389 BALL Corp BLL 0001693093 Fisher Daniel William 10 LONGS PEAK DRIVE BROOMFIELD CO 80021 1 Sr VP & COO Global Bev Pkg Common Stock 2018-02-13 4 M 0 5000 37.76 A 22217 D Common Stock 2018-02-13 4 F 0 1450 37.76 D 20767 D Common Stock 2018-02-14 4 M 0 2500 38.12 A 23267 D Common Stock 2018-02-14 4 F 0 725 38.12 D 22542 D Common Stock 2018-02-14 4 M 0 1750 18.85 A 24292 D Common Stock 2018-02-14 4 F 0 1122 38.12 D 23170 D Common Stock 2018-02-14 4 M 0 7000 38.12 A 30170 D Common Stock 2018-02-14 4 F 0 5229 38.12 D 24941 D 401K 1821.259 I 401(k) Plan Restricted Stock Units 2018-02-13 4 M 0 5000 0 D Common Stock 5000 75580 D Restricted Stock Units 2018-02-14 4 M 0 2500 0 D Common Stock 2500 73080 D Stock Appreciation Rights (sars) 18.85 2018-02-14 4 M 0 1750 0 D 2013-01-25 2022-01-25 Common Stock 1750 0 D Stock Appreciation Rights (sars) 24.535 2018-02-14 4 M 0 7000 0 D 2015-01-29 2024-01-29 Common Stock 7000 0 D Common stock acquired upon the lapse of Table II Restricted Stock Units. Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units. Common stock acquired upon exercise of Stock Appreciation Rights (SARs). Shares utilized to pay for the cost of the SARS and for payment of the tax obligation on the SARS exercise. Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions. Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. Lapse of restricted stock units. Exercise of Stock Appreciation Rights (SARS) /s/ Janice L. Rodriguez, attorney-in-fact for Mr. Fisher 2018-02-15