0001127602-18-006367.txt : 20180215 0001127602-18-006367.hdr.sgml : 20180215 20180215161511 ACCESSION NUMBER: 0001127602-18-006367 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180214 FILED AS OF DATE: 20180215 DATE AS OF CHANGE: 20180215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pauley Lisa Ann CENTRAL INDEX KEY: 0001397952 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07349 FILM NUMBER: 18617860 MAIL ADDRESS: STREET 1: 10 LONGS PEAK DRIVE CITY: BROOMFIELD STATE: CO ZIP: 80021-2510 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BALL Corp CENTRAL INDEX KEY: 0000009389 STANDARD INDUSTRIAL CLASSIFICATION: METAL CANS [3411] IRS NUMBER: 350160610 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10 LONGS PEAK DRIVE CITY: BROOMFIELD STATE: CO ZIP: 80021-2510 BUSINESS PHONE: 3034695511 MAIL ADDRESS: STREET 1: PO BOX 5000 CITY: BROOMFIELD STATE: CO ZIP: 80038-5000 FORMER COMPANY: FORMER CONFORMED NAME: BALL CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: BALL BROTHERS CO DATE OF NAME CHANGE: 19731115 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2018-02-14 0000009389 BALL Corp BLL 0001397952 Pauley Lisa Ann 10 LONGS PEAK DRIVE BROOMFIELD CO 80021-2510 1 SR VP, HR & Administration Common Stock 2018-02-14 4 M 0 49600 17.918 A 340092.4817 I By Spouse Common Stock 2018-02-14 4 F 0 30940 38.12 D 309152.4817 I By Spouse Common Stock 6041.419 I 401(k) Plan Common Stock 122208.2593 D Stock Appreciation Rights (sars) 17.9175 2018-02-14 4 M 0 49600 0 D 2012-01-26 2021-01-26 Common Stock 49600 0 I By Spouse Common stock acquired from exercise of Stock Appreciation Rights (SARs). The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse. Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS. Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions. Exercise of Stock Appreciation Rights (SARS) in accordance with Reporting Person's Spouse's 10b5-1 Plan. /s/ Janice L. Rodriguez, attorney-in-fact for Ms. Pauley 2018-02-15