0001127602-18-006367.txt : 20180215
0001127602-18-006367.hdr.sgml : 20180215
20180215161511
ACCESSION NUMBER: 0001127602-18-006367
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180214
FILED AS OF DATE: 20180215
DATE AS OF CHANGE: 20180215
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pauley Lisa Ann
CENTRAL INDEX KEY: 0001397952
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07349
FILM NUMBER: 18617860
MAIL ADDRESS:
STREET 1: 10 LONGS PEAK DRIVE
CITY: BROOMFIELD
STATE: CO
ZIP: 80021-2510
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BALL Corp
CENTRAL INDEX KEY: 0000009389
STANDARD INDUSTRIAL CLASSIFICATION: METAL CANS [3411]
IRS NUMBER: 350160610
STATE OF INCORPORATION: IN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 10 LONGS PEAK DRIVE
CITY: BROOMFIELD
STATE: CO
ZIP: 80021-2510
BUSINESS PHONE: 3034695511
MAIL ADDRESS:
STREET 1: PO BOX 5000
CITY: BROOMFIELD
STATE: CO
ZIP: 80038-5000
FORMER COMPANY:
FORMER CONFORMED NAME: BALL CORP
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: BALL BROTHERS CO
DATE OF NAME CHANGE: 19731115
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2018-02-14
0000009389
BALL Corp
BLL
0001397952
Pauley Lisa Ann
10 LONGS PEAK DRIVE
BROOMFIELD
CO
80021-2510
1
SR VP, HR & Administration
Common Stock
2018-02-14
4
M
0
49600
17.918
A
340092.4817
I
By Spouse
Common Stock
2018-02-14
4
F
0
30940
38.12
D
309152.4817
I
By Spouse
Common Stock
6041.419
I
401(k) Plan
Common Stock
122208.2593
D
Stock Appreciation Rights (sars)
17.9175
2018-02-14
4
M
0
49600
0
D
2012-01-26
2021-01-26
Common Stock
49600
0
I
By Spouse
Common stock acquired from exercise of Stock Appreciation Rights (SARs).
The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse.
Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS.
Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
Exercise of Stock Appreciation Rights (SARS) in accordance with Reporting Person's Spouse's 10b5-1 Plan.
/s/ Janice L. Rodriguez, attorney-in-fact for Ms. Pauley
2018-02-15