0001127602-17-034205.txt : 20171208 0001127602-17-034205.hdr.sgml : 20171208 20171208123641 ACCESSION NUMBER: 0001127602-17-034205 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171206 FILED AS OF DATE: 20171208 DATE AS OF CHANGE: 20171208 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pauley Lisa Ann CENTRAL INDEX KEY: 0001397952 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07349 FILM NUMBER: 171246640 MAIL ADDRESS: STREET 1: 10 LONGS PEAK DRIVE CITY: BROOMFIELD STATE: CO ZIP: 80021-2510 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BALL Corp CENTRAL INDEX KEY: 0000009389 STANDARD INDUSTRIAL CLASSIFICATION: METAL CANS [3411] IRS NUMBER: 350160610 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10 LONGS PEAK DRIVE CITY: BROOMFIELD STATE: CO ZIP: 80021-2510 BUSINESS PHONE: 3034695511 MAIL ADDRESS: STREET 1: PO BOX 5000 CITY: BROOMFIELD STATE: CO ZIP: 80038-5000 FORMER COMPANY: FORMER CONFORMED NAME: BALL CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: BALL BROTHERS CO DATE OF NAME CHANGE: 19731115 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2017-12-06 0000009389 BALL Corp BLL 0001397952 Pauley Lisa Ann 10 LONGS PEAK DRIVE BROOMFIELD CO 80021-2510 1 SR VP, HR & Administration Common Stock 2017-12-06 4 M 0 5440 40.81 A 114362.6283 D Common Stock 2017-12-06 4 F 0 1670 40.81 D 112692.6283 D Common Stock 2017-12-06 4 M 0 22560 12.528 A 135252.6283 D Common Stock 2017-12-06 4 F 0 13063 40.81 D 122189.6283 D Common Stock 6026.472 I 401(k) Plan Common Stock 295466.0054 I By Spouse Stock Option (iso) (Right to Buy) 12.5275 2017-12-06 4 M 0 5440 0 D 2018-04-23 Common Stock 5440 0 D Stock Appreciation Rights (sars) 12.5275 2017-12-06 4 M 0 22560 0 D 2009-04-23 2018-04-23 Common Stock 22560 0 D Common stock acquired from exercise of Incentive Stock Options (ISOs). Shares swapped to pay for the cost of the ISOs. Common stock acquired from exercise of Stock Appreciation Rights (SARs). Shares utilized to pay for the cost of the Stock Appreciation Rights (SARs) and for the payment of the tax obligation on the exercise of the SARs. Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions. The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse. Exercise of Incentive Stock Options (ISOs). Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of the grant of the Incentive Stock Option (ISO). Exercise of Stock Appreciation Rights (SARS). /s/ Janice L. Rodriguez, attorney-in-fact for Ms. Pauley 2017-12-08