0001127602-17-020195.txt : 20170602
0001127602-17-020195.hdr.sgml : 20170602
20170602113925
ACCESSION NUMBER: 0001127602-17-020195
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170601
FILED AS OF DATE: 20170602
DATE AS OF CHANGE: 20170602
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BALL Corp
CENTRAL INDEX KEY: 0000009389
STANDARD INDUSTRIAL CLASSIFICATION: METAL CANS [3411]
IRS NUMBER: 350160610
STATE OF INCORPORATION: IN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 10 LONGS PEAK DRIVE
CITY: BROOMFIELD
STATE: CO
ZIP: 80021-2510
BUSINESS PHONE: 3034695511
MAIL ADDRESS:
STREET 1: PO BOX 5000
CITY: BROOMFIELD
STATE: CO
ZIP: 80038-5000
FORMER COMPANY:
FORMER CONFORMED NAME: BALL CORP
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: BALL BROTHERS CO
DATE OF NAME CHANGE: 19731115
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HAYES JOHN A
CENTRAL INDEX KEY: 0001205943
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07349
FILM NUMBER: 17886847
MAIL ADDRESS:
STREET 1: C/O BALL CORP
STREET 2: 10 LONGS PEAK DR
CITY: BROOMFIELD
STATE: CO
ZIP: 80021-2510
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2017-06-01
0000009389
BALL Corp
BLL
0001205943
HAYES JOHN A
BALL CORPORATION
10 LONGS PEAK DR.
BROOMFIELD
CO
80021-2510
1
1
CHAIRMAN, PRESIDENT & C.E.O..
Common Stock
2017-06-01
4
M
0
15090
12.5275
A
422280.594
D
Common Stock
2017-06-01
4
F
0
9468
41.42
D
412812.594
D
Common Stock
9064.222
I
401(k) Plan
Common Stock
161344
I
JAH Irrevocable Trust
Stock Appreciation Rights (sars)
12.5275
2017-06-01
4
M
0
15090
0
D
2009-04-23
2018-04-23
Common Stock
15090
105640
D
Common stock acquired upon the exercise of Stock Appreciation Rights (SARS)
Shares utilized to pay for the cost of the SARs and the tax obligation resulting from the exercise of the SARs.
Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
The reporting person expressly disclaims beneficial ownership of these securities.
Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's February 10, 2017, 10b5-1 Plan.
/s/ Janice L. Rodriguez, attorney-in-fact for Mr. Hayes
2017-06-02