0001127602-17-011369.txt : 20170313 0001127602-17-011369.hdr.sgml : 20170313 20170313131734 ACCESSION NUMBER: 0001127602-17-011369 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170310 FILED AS OF DATE: 20170313 DATE AS OF CHANGE: 20170313 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BALL Corp CENTRAL INDEX KEY: 0000009389 STANDARD INDUSTRIAL CLASSIFICATION: METAL CANS [3411] IRS NUMBER: 350160610 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10 LONGS PEAK DRIVE CITY: BROOMFIELD STATE: CO ZIP: 80021-2510 BUSINESS PHONE: 3034695511 MAIL ADDRESS: STREET 1: PO BOX 5000 CITY: BROOMFIELD STATE: CO ZIP: 80038-5000 FORMER COMPANY: FORMER CONFORMED NAME: BALL CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: BALL BROTHERS CO DATE OF NAME CHANGE: 19731115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pauley Lisa Ann CENTRAL INDEX KEY: 0001397952 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07349 FILM NUMBER: 17684659 MAIL ADDRESS: STREET 1: 10 LONGS PEAK DRIVE CITY: BROOMFIELD STATE: CO ZIP: 80021-2510 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2017-03-10 0000009389 BALL Corp BLL 0001397952 Pauley Lisa Ann 10 LONGS PEAK DRIVE BROOMFIELD CO 80021-2510 1 SR VP, HR & Administration Common Stock 2017-03-10 4 M 0 5752 24.66 A 143403.4301 I By Spouse Common Stock 2017-03-10 4 S 0 5752 73.8867 D 137651.4301 I By Spouse Common Stock 2017-03-10 4 M 0 28248 24.66 A 165899.4301 I By Spouse Common Stock 2017-03-10 4 F 0 18205 73.74 D 147694.4301 I By Spouse Common Stock 2995.291 I 401(k) Plan Common Stock 54437.08 D Stock Option (iso) (Right to Buy) 24.66 2017-03-10 4 M 0 5752 0 D 2017-04-25 Common Stock 5752 0 I By Spouse Stock Appreciation Rights (sars) 24.66 2017-03-10 4 M 0 28248 0 D 2008-04-25 2017-04-25 Common Stock 28248 0 I By Spouse Common stock acquired from exercise of Incentive Stock Options (ISOs). The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse. Common stock acquired from exercise of Stock Appreciation Rights (SARs). Shares utilized to pay for the cost of the Stock Appreciation Rights (SARs) and for the payment of the tax obligation on the exercise of the SARs. Exercise of Incentive Stock Options (ISO). Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of the grant of the Incentive Stock Option (ISO). Exercise of Stock Appreciation Rights (SARS). /s/ Janice L. Rodriguez, attorney-in-fact for Ms. Pauley 2017-03-13