0001127602-17-011369.txt : 20170313
0001127602-17-011369.hdr.sgml : 20170313
20170313131734
ACCESSION NUMBER: 0001127602-17-011369
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170310
FILED AS OF DATE: 20170313
DATE AS OF CHANGE: 20170313
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BALL Corp
CENTRAL INDEX KEY: 0000009389
STANDARD INDUSTRIAL CLASSIFICATION: METAL CANS [3411]
IRS NUMBER: 350160610
STATE OF INCORPORATION: IN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 10 LONGS PEAK DRIVE
CITY: BROOMFIELD
STATE: CO
ZIP: 80021-2510
BUSINESS PHONE: 3034695511
MAIL ADDRESS:
STREET 1: PO BOX 5000
CITY: BROOMFIELD
STATE: CO
ZIP: 80038-5000
FORMER COMPANY:
FORMER CONFORMED NAME: BALL CORP
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: BALL BROTHERS CO
DATE OF NAME CHANGE: 19731115
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pauley Lisa Ann
CENTRAL INDEX KEY: 0001397952
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07349
FILM NUMBER: 17684659
MAIL ADDRESS:
STREET 1: 10 LONGS PEAK DRIVE
CITY: BROOMFIELD
STATE: CO
ZIP: 80021-2510
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2017-03-10
0000009389
BALL Corp
BLL
0001397952
Pauley Lisa Ann
10 LONGS PEAK DRIVE
BROOMFIELD
CO
80021-2510
1
SR VP, HR & Administration
Common Stock
2017-03-10
4
M
0
5752
24.66
A
143403.4301
I
By Spouse
Common Stock
2017-03-10
4
S
0
5752
73.8867
D
137651.4301
I
By Spouse
Common Stock
2017-03-10
4
M
0
28248
24.66
A
165899.4301
I
By Spouse
Common Stock
2017-03-10
4
F
0
18205
73.74
D
147694.4301
I
By Spouse
Common Stock
2995.291
I
401(k) Plan
Common Stock
54437.08
D
Stock Option (iso) (Right to Buy)
24.66
2017-03-10
4
M
0
5752
0
D
2017-04-25
Common Stock
5752
0
I
By Spouse
Stock Appreciation Rights (sars)
24.66
2017-03-10
4
M
0
28248
0
D
2008-04-25
2017-04-25
Common Stock
28248
0
I
By Spouse
Common stock acquired from exercise of Incentive Stock Options (ISOs).
The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse.
Common stock acquired from exercise of Stock Appreciation Rights (SARs).
Shares utilized to pay for the cost of the Stock Appreciation Rights (SARs) and for the payment of the tax obligation on the exercise of the SARs.
Exercise of Incentive Stock Options (ISO).
Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of the grant of the Incentive Stock Option (ISO).
Exercise of Stock Appreciation Rights (SARS).
/s/ Janice L. Rodriguez, attorney-in-fact for Ms. Pauley
2017-03-13