0001127602-17-003887.txt : 20170203 0001127602-17-003887.hdr.sgml : 20170203 20170203161913 ACCESSION NUMBER: 0001127602-17-003887 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170203 FILED AS OF DATE: 20170203 DATE AS OF CHANGE: 20170203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BALL Corp CENTRAL INDEX KEY: 0000009389 STANDARD INDUSTRIAL CLASSIFICATION: METAL CANS [3411] IRS NUMBER: 350160610 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10 LONGS PEAK DRIVE CITY: BROOMFIELD STATE: CO ZIP: 80021-2510 BUSINESS PHONE: 3034695511 MAIL ADDRESS: STREET 1: PO BOX 5000 CITY: BROOMFIELD STATE: CO ZIP: 80038-5000 FORMER COMPANY: FORMER CONFORMED NAME: BALL CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: BALL BROTHERS CO DATE OF NAME CHANGE: 19731115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pauley Lisa Ann CENTRAL INDEX KEY: 0001397952 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07349 FILM NUMBER: 17572326 MAIL ADDRESS: STREET 1: 10 LONGS PEAK DRIVE CITY: BROOMFIELD STATE: CO ZIP: 80021-2510 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2017-02-03 0000009389 BALL Corp BLL 0001397952 Pauley Lisa Ann 10 LONGS PEAK DRIVE BROOMFIELD CO 80021-2510 1 SR VP, HR & Administration Common Stock 2017-02-03 4 F 0 1752 75.07 D 134212.4301 I By Spouse Common Stock 2017-02-03 4 J 0 4905 75.07 A 139117.4301 I By Spouse Common Stock 2017-02-03 4 F 0 1466 75.07 D 137651.4301 I By Spouse Common Stock 2985.084 I 401(k) Plan Common Stock 54437.08 D Deferred Compensation Company Stock Plan 2017-02-03 4 J 0 4905 75.07 D Common Stock 4905 33482.1984 I By Spouse Shares withheld for payment of the tax obligation upon the distribution of shares from the Ball Corporation 2000 Deferred Compensation Company Stock Plan. The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse. Common stock acquired upon the distribution of shares from the Ball Corporation 2005 Deferred Compensation Company Stock Plan. Shares withheld for payment of the tax obligation upon the distribution of shares from the Ball Corporation 2005 Deferred Compensation Company Stock Plan. Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions. Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. Distribution of shares from the Ball Corporation 2005 Deferred Compensation Company Stock Plan due to retirement as an officer of the Company. Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. /s/ Janice L. Rodriguez, attorney-in-fact for Ms. Pauley 2017-02-03