0001127602-17-002559.txt : 20170127 0001127602-17-002559.hdr.sgml : 20170127 20170127123655 ACCESSION NUMBER: 0001127602-17-002559 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170125 FILED AS OF DATE: 20170127 DATE AS OF CHANGE: 20170127 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BALL CORP CENTRAL INDEX KEY: 0000009389 STANDARD INDUSTRIAL CLASSIFICATION: METAL CANS [3411] IRS NUMBER: 350160610 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10 LONGS PEAK DRIVE CITY: BROOMFIELD STATE: CO ZIP: 80021-2510 BUSINESS PHONE: 3034695511 MAIL ADDRESS: STREET 1: PO BOX 5000 CITY: BROOMFIELD STATE: CO ZIP: 80038-5000 FORMER COMPANY: FORMER CONFORMED NAME: BALL BROTHERS CO DATE OF NAME CHANGE: 19731115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STRAIN ROBERT D CENTRAL INDEX KEY: 0001045862 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07349 FILM NUMBER: 17552697 MAIL ADDRESS: STREET 1: 21700 ATLANTIC BLVD STREET 2: ORBITAL SCIENCES CORP CITY: DULLES STATE: VA ZIP: 20166 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2017-01-25 0000009389 BALL CORP BLL 0001045862 STRAIN ROBERT D BALL CORPORATION 10 LONGS PEAK DRIVE BROOMFIELD CO 80021 1 Sr. VP BallCorp & Pres. BATC Stock Appreciation Rights (sars) 76.75 2017-01-25 4 A 0 14052 0 A 2018-01-25 2027-01-25 Common Stock 14052 14052 D Restricted Stock Units 2017-01-25 4 A 0 3127 76.75 A Common Stock 3127 26247 D SARs (Stock Appreciation Rights) granted under the Ball Corporation Stock and Cash Incentive Plan. The stock appreciation rights vest in four annual installments beginning one year after date of grant. Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan. /s/ Janice L. Rodriguez, attorney-in-fact for Mr. Strain 2017-01-27