0001127602-16-059926.txt : 20160809 0001127602-16-059926.hdr.sgml : 20160809 20160809171251 ACCESSION NUMBER: 0001127602-16-059926 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160808 FILED AS OF DATE: 20160809 DATE AS OF CHANGE: 20160809 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BALL CORP CENTRAL INDEX KEY: 0000009389 STANDARD INDUSTRIAL CLASSIFICATION: METAL CANS [3411] IRS NUMBER: 350160610 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10 LONGS PEAK DRIVE CITY: BROOMFIELD STATE: CO ZIP: 80021-2510 BUSINESS PHONE: 3034695511 MAIL ADDRESS: STREET 1: PO BOX 5000 CITY: BROOMFIELD STATE: CO ZIP: 80038-5000 FORMER COMPANY: FORMER CONFORMED NAME: BALL BROTHERS CO DATE OF NAME CHANGE: 19731115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Knobel Jeff A CENTRAL INDEX KEY: 0001491060 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07349 FILM NUMBER: 161819162 MAIL ADDRESS: STREET 1: 10 LONGS PEAK DRIVE CITY: BROOMFIELD STATE: CO ZIP: 80021-2510 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-08-08 0000009389 BALL CORP BLL 0001491060 Knobel Jeff A 10 LONGS PEAK DRIVE BROOMFIELD CO 80005 1 Vice President & Treasurer Common Stock 2016-08-08 4 M 0 9000 37.70 A 33415.9868 D Common Stock 2016-08-08 4 D 0 5756 80.20 D 27659.9868 D Common Stock 2016-08-08 4 M 0 875 20.04 A 28534.9868 D Common Stock 2016-08-08 4 M 0 1100 25.225 A 29634.9868 D Common Stock 2016-08-08 4 M 0 1350 35.835 A 30984.9868 D Common Stock 1502.9429 I 401K Stock Appreciation Rights (sars) 37.70 2016-08-08 4 M 0 9000 0 D 2013-01-25 2022-01-25 Common Stock 9000 0 D Stock Option (iso) (Right to Buy) 20.04 2016-08-08 4 M 0 875 0 D 2019-01-28 Common Stock 875 0 D Stock Option (iso) (Right to Buy) 25.225 2016-08-08 4 M 0 1100 0 D 2020-01-27 Common Stock 1100 0 D Stock Option (iso) (Right to Buy) 35.835 2016-08-08 4 M 0 1350 0 D 2012-01-26 2021-01-26 Common Stock 1350 0 D Exercise of Stock Appreciation Rights (SARs). Shares utilized to pay for the cost of the SARS and for the payment of the tax obligation on the exercise of the SARS. Exercise of Incentive Stock Options (ISOs). Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions. Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of grant of the stock option. /s/ Robert W. McClelland, Attorney-In-Fact for Mr. Knobel 2016-08-09