0001127602-16-038961.txt : 20160202 0001127602-16-038961.hdr.sgml : 20160202 20160202121555 ACCESSION NUMBER: 0001127602-16-038961 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160129 FILED AS OF DATE: 20160202 DATE AS OF CHANGE: 20160202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BALL CORP CENTRAL INDEX KEY: 0000009389 STANDARD INDUSTRIAL CLASSIFICATION: METAL CANS [3411] IRS NUMBER: 350160610 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10 LONGS PEAK DRIVE CITY: BROOMFIELD STATE: CO ZIP: 80021-2510 BUSINESS PHONE: 3034695511 MAIL ADDRESS: STREET 1: PO BOX 5000 CITY: BROOMFIELD STATE: CO ZIP: 80038-5000 FORMER COMPANY: FORMER CONFORMED NAME: BALL BROTHERS CO DATE OF NAME CHANGE: 19731115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STRAIN ROBERT D CENTRAL INDEX KEY: 0001045862 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07349 FILM NUMBER: 161379947 MAIL ADDRESS: STREET 1: 21700 ATLANTIC BLVD STREET 2: ORBITAL SCIENCES CORP CITY: DULLES STATE: VA ZIP: 20166 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-01-29 0000009389 BALL CORP BLL 0001045862 STRAIN ROBERT D BALL CORPORATION 10 LONGS PEAK DRIVE BROOMFIELD CO 80021 1 Sr. VP BallCorp & Pres. BATC Common Stock 2016-01-29 4 J 0 4584 66.83 A 7837.0987 D Common Stock 2016-01-29 4 F 0 1525 66.83 D 6312.0987 D Common Stock 663.646 I 401(k) Restricted Stock Units 2016-01-29 4 J 0 4584 66.83 D Common Stock 4584 14148 D Restricted Stock Units 2016-01-29 4 J 0 216 0 D Common Stock 216 13932 D Common stock acquired upon the lapse of Table II Performance Contingent Restricted Stock Units. Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Performance Contingent Restricted Stock. Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions. Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. Lapse of Performance Contingent Restricted Stock Units. Performance Contingent Restricted Stock Units that did not lapse and were forfeited based upon the calculation of the attainment of the original award. /s/ Robert W. McClelland, attorney-in-fact for Mr. Strain 2016-02-02