0001127602-11-010462.txt : 20110316 0001127602-11-010462.hdr.sgml : 20110316 20110316205421 ACCESSION NUMBER: 0001127602-11-010462 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110315 FILED AS OF DATE: 20110316 DATE AS OF CHANGE: 20110316 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Barker Shawn M CENTRAL INDEX KEY: 0001480066 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07349 FILM NUMBER: 11693447 MAIL ADDRESS: STREET 1: 10 LONGS PEAK DRIVE CITY: BROOMFIELD STATE: CO ZIP: 80021 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BALL CORP CENTRAL INDEX KEY: 0000009389 STANDARD INDUSTRIAL CLASSIFICATION: METAL CANS [3411] IRS NUMBER: 350160610 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10 LONGS PEAK DRIVE CITY: BROOMFIELD STATE: CO ZIP: 80021-2510 BUSINESS PHONE: 3034695511 MAIL ADDRESS: STREET 1: PO BOX 5000 CITY: BROOMFIELD STATE: CO ZIP: 80038-5000 FORMER COMPANY: FORMER CONFORMED NAME: BALL BROTHERS CO DATE OF NAME CHANGE: 19731115 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2011-03-15 0000009389 BALL CORP BLL 0001480066 Barker Shawn M 10 LONGS PEAK DRIVE BROOMFIELD CO 80021 1 Vice President & Controller Restricted Stock Units 2011-03-15 4 A 0 1848 34.18 A Common Stock 1848 21000 D Deferred Compensation Company Stock Plan 2011-03-15 4 J 0 16.9005 34.18 A Common Stock 16.9005 8269.1963 D Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. Receipt of restricted stock unit award under the Deposit Share Program. The restricted stock units will cliff lapse after four years from the restricted stock unit grant date. The lapsing restrictions may be accelerated by meeting the reporting person's stock ownership guidelines. If the stock ownership guidelines are met, then 30% of the restriction will lapse in the second year, 30% in the third year and 40% in the fourth year on either March 15, June 15, September 15 or December 15, the quarter immediately following the anniversary of the restricted stock unit grant date. Vested shares will be delivered to the reporting person in accordance with the aforementioned terms, or, if the shares are deferred, in accordance with the reporting person's deferral elections or the terms of the Plan. Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. Dividend reinvestment in Ball Corporation's Deferred Compensation Company Stock Plan. Stock Units in the Ball Corporation Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. /s/ Charles E. Baker, attorney-in-fact for Mr. Barker 2011-03-16