-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VGd3yd1hjjoxKIPkRFvf46KK5Y+1To3UJx+vBxQcjCfGbbrV09fHGsDHAuo5ElQX yLhEQbelvqD/P6GAmGtDUg== 0001127602-08-009801.txt : 20081120 0001127602-08-009801.hdr.sgml : 20081120 20081120165921 ACCESSION NUMBER: 0001127602-08-009801 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081119 FILED AS OF DATE: 20081120 DATE AS OF CHANGE: 20081120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HAYES JOHN A CENTRAL INDEX KEY: 0001205943 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07349 FILM NUMBER: 081204438 MAIL ADDRESS: STREET 1: C/O BALL CORP STREET 2: 10 LONGS PEAK DR CITY: BROOMFIELD STATE: CO ZIP: 80021-2510 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BALL CORP CENTRAL INDEX KEY: 0000009389 STANDARD INDUSTRIAL CLASSIFICATION: METAL CANS [3411] IRS NUMBER: 350160610 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10 LONGS PEAK DRIVE CITY: BROOMFIELD STATE: CO ZIP: 80021-2510 BUSINESS PHONE: 3034695511 MAIL ADDRESS: STREET 1: PO BOX 5000 CITY: BROOMFIELD STATE: CO ZIP: 80038-5000 FORMER COMPANY: FORMER CONFORMED NAME: BALL BROTHERS CO DATE OF NAME CHANGE: 19731115 4 1 form4.xml PRIMARY DOCUMENT X0303 4 2008-11-19 0000009389 BALL CORP BLL 0001205943 HAYES JOHN A BALL CORPORATION 10 LONGS PEAK DR. BROOMFIELD CO 80021-2510 1 EXEC. V.P. & C.O.O. BALL CORP. Common Stock 2008-11-19 4 J 0 20000 30.60 D 72038.6549 D Common Stock 1677.076 I 401(k) Plan Prepaid Variable Forward Contract 2008-11-19 4 J 0 20000 D 2008-11-18 2008-11-18 Common Stock 20000 0 D On 11-19-04, John A. Hayes entered into a prepaid variable forward contract (Contract) with a broker/dealer (Buyer) for disposition by Mr. Hayes of up to 20,000 shares of Ball Corporation Common Stock (Ball Shares). On 11-19-08, the Settlement Date, the Contract obligated Mr. Hayes to deliver to the Buyer a number of Ball Shares equal to $859,400 or a maximum of 20,000 Ball Shares (Contract Shares). This transaction was disclosed on a Form 4 filing with the SEC on 11-23-04 and was settled in accordance with its terms through delivery by Mr. Hayes of 20,000 Ball Shares to the Buyer. Due to a migration to a new SEC filing platform, after September 15, 2008, the Form 4 filings made by Ball Corporation's reporting persons will show up to four decimal places with respect to the acquisition and ownership of securities by the reporting person. Total number of 401(k) Plan shares includes shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions. /s/ Charles E. Baker, attorney-in-fact for Mr. Hayes 2008-11-20 -----END PRIVACY-ENHANCED MESSAGE-----