0001062993-24-003343.txt : 20240215 0001062993-24-003343.hdr.sgml : 20240215 20240215190045 ACCESSION NUMBER: 0001062993-24-003343 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240215 FILED AS OF DATE: 20240215 DATE AS OF CHANGE: 20240215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kaufman David A CENTRAL INDEX KEY: 0001839518 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07349 FILM NUMBER: 24645348 MAIL ADDRESS: STREET 1: 9200 W. 108TH CIRCLE CITY: WESTMINSTER STATE: CO ZIP: 80021 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BALL Corp CENTRAL INDEX KEY: 0000009389 STANDARD INDUSTRIAL CLASSIFICATION: METAL CANS [3411] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 350160610 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9200 W. 108TH CIRCLE CITY: WESTMINSTER STATE: CO ZIP: 80021 BUSINESS PHONE: 3034695511 MAIL ADDRESS: STREET 1: 9200 W. 108TH CIRCLE CITY: WESTMINSTER STATE: CO ZIP: 80021 FORMER COMPANY: FORMER CONFORMED NAME: BALL CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: BALL BROTHERS CO DATE OF NAME CHANGE: 19731115 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0508 4 2024-02-15 1 0000009389 BALL Corp BALL 0001839518 Kaufman David A 9200 W. 108TH CIRCLE WESTMINSTER CO 80021 0 1 0 0 President, Ball Aerospace 0 Common Stock 10124.1274 D Common Stock 5.563 I 401(k) Plan Deferred Compensation Company Stock Plan Common Stock 22011.8399 22011.8399 D Restricted Stock Units Common Stock 13190 13190 D Restricted Stock Units Common Stock 4900 4900 D Stock Appreciation Rights (sars) 38.375 2018-01-25 2027-01-25 Common Stock 8680 8680 D Stock Option (Right to Buy) 38.84 2019-01-24 2028-01-24 Common Stock 8379 8379 D Stock Option (Right to Buy) 50.78 2020-01-23 2029-01-23 Common Stock 6766 6766 D Stock Option (Right to Buy) 72.59 2021-01-29 2030-01-29 Common Stock 7161 7161 D Stock Option (Right to Buy) 85.33 2022-01-27 2031-01-27 Common Stock 13131 13131 D Stock Option (Right to Buy) 86.57 2023-01-26 2032-01-26 Common Stock 12933 12933 D Stock Option (Right to Buy) 56.64 2024-01-25 2033-01-25 Common Stock 16519 16519 D Stock Option (Right to Buy) 55.87 2025-01-24 2034-01-24 Common Stock 15530 15530 D The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions. Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the plan. Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. Each restricted stock unit granted under the Deposit Share Program represents a contingent opportunity to receive one share of Ball Corporation Common Stock. /s/ Hannah Lim-Johnson, attorney-in-fact for Mr. Kaufman 2024-02-15