0001062993-23-018216.txt : 20230918
0001062993-23-018216.hdr.sgml : 20230918
20230918191211
ACCESSION NUMBER: 0001062993-23-018216
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230918
FILED AS OF DATE: 20230918
DATE AS OF CHANGE: 20230918
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BAKER CHARLES E
CENTRAL INDEX KEY: 0001286361
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07349
FILM NUMBER: 231262235
MAIL ADDRESS:
STREET 1: 10 LONGS PEAK DRIVE
STREET 2: C/O BALL CORP
CITY: BROOMFIELD
STATE: CO
ZIP: 80021-2510
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BALL Corp
CENTRAL INDEX KEY: 0000009389
STANDARD INDUSTRIAL CLASSIFICATION: METAL CANS [3411]
IRS NUMBER: 350160610
STATE OF INCORPORATION: IN
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9200 W. 108TH CIRCLE
CITY: WESTMINSTER
STATE: CO
ZIP: 80021
BUSINESS PHONE: 3034695511
MAIL ADDRESS:
STREET 1: 9200 W. 108TH CIRCLE
CITY: WESTMINSTER
STATE: CO
ZIP: 80021
FORMER COMPANY:
FORMER CONFORMED NAME: BALL CORP
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: BALL BROTHERS CO
DATE OF NAME CHANGE: 19731115
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0508
4
2023-09-18
1
0000009389
BALL Corp
BALL
0001286361
BAKER CHARLES E
9200 W. 108TH CIRCLE
WESTMINSTER
CO
80021
0
1
0
0
VP, GEN COUNSEL & CORP SEC
0
Common Stock
202301.0034
D
Common Stock
6128.478
I
401(k) Plan
Common Stock
13295
I
See Footnote
Common Stock
800
I
By Daughter
Deferred Compensation Company Stock Plan
Common Stock
108142.5052
108142.5052
D
Restricted Stock Units
Common Stock
18883
18883
D
Restricted Stock Units
Common Stock
2800
2800
D
Stock Appreciation Rights (sars)
24.535
2015-01-29
2024-01-29
Common Stock
44800
44800
D
Stock Appreciation Rights (sars)
33.075
2016-02-04
2025-02-04
Common Stock
35212
35212
D
Stock Appreciation Rights (sars)
33.05
2017-01-27
2026-01-27
Common Stock
29066
29066
D
Stock Appreciation Rights (sars)
38.375
2018-01-25
2027-01-25
Common Stock
37470
37470
D
Stock Option (Right to Buy)
38.84
2019-01-24
2028-01-24
Common Stock
39691
39691
D
Stock Option (Right to Buy)
50.78
2020-01-23
2029-01-23
Common Stock
31353
31353
D
Stock Option (Right to Buy)
72.59
2021-01-29
2030-01-29
Common Stock
26042
26042
D
Stock Option (Right to Buy)
85.33
2022-01-27
2031-01-27
Common Stock
22222
22222
D
Stock Option (Right to Buy)
86.57
2023-01-26
2032-01-26
Common Stock
21709
21709
D
Stock Option (Right to Buy)
56.64
2024-01-25
2033-01-25
Common Stock
27729
27729
D
The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2023 Proxy Statement.
Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
These shares are held by an entity controlled by the reporting person. The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest.
The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest.
Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan.
Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the plan.
Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
Each restricted stock unit granted under the Deposit Share Program represents a contingent opportunity to receive one share of Ball Corporation Common Stock.
/s/ Charles E. Baker
2023-09-18