0001062993-22-024169.txt : 20221219 0001062993-22-024169.hdr.sgml : 20221219 20221219185740 ACCESSION NUMBER: 0001062993-22-024169 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221215 FILED AS OF DATE: 20221219 DATE AS OF CHANGE: 20221219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ross Cathy D CENTRAL INDEX KEY: 0001354328 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07349 FILM NUMBER: 221472448 MAIL ADDRESS: STREET 1: 901 44TH STREET SE CITY: GRAND RAPIDS STATE: MI ZIP: 49508 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BALL Corp CENTRAL INDEX KEY: 0000009389 STANDARD INDUSTRIAL CLASSIFICATION: METAL CANS [3411] IRS NUMBER: 350160610 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9200 W. 108TH CIRCLE CITY: WESTMINSTER STATE: CO ZIP: 80021 BUSINESS PHONE: 3034695511 MAIL ADDRESS: STREET 1: 9200 W. 108TH CIRCLE CITY: WESTMINSTER STATE: CO ZIP: 80021 FORMER COMPANY: FORMER CONFORMED NAME: BALL CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: BALL BROTHERS CO DATE OF NAME CHANGE: 19731115 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2022-12-15 0000009389 BALL Corp BALL 0001354328 Ross Cathy D 9200 W. 108TH CIRCLE WESTMINSTER CO 80021 1 0 0 0 Restricted Stock Units 2022-12-15 4 A 0 1385 0 A Common Stock 1385 1680 D Deferred Compensation Company Stock Plan 2022-12-15 4 A 0 443.0124 51.65 A Common Stock 443.0124 9850.9519 D Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. Restricted Stock Units grant in conjunction with the Deposit Share Program. The restricted stock units will cliff lapse after four years from the restricted stock unit grant date. The lapsing restrictions may be accelerated by meeting and maintaining the reporting person's stock ownership guidelines. If the stock ownership guidelines are met by the second anniversary of the grant date and are maintained through the accelerated vesting period, then 30% of the restriction will lapse on or immediately following the second anniversary of the grant date, 30% of the restriction will lapse on or immediately following the third anniversary of the grant date, and 40% of the restriction will lapse on or immediately following the fourth anniversary of the grant date. Vested shares will be delivered to the reporting person in accordance with the aforementioned terms, or, if the shares are deferred, in accordance with the reporting person's deferral elections or the terms of the Program and/or the applicable Plan. The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. Contribution of quarterly directors fees and possible company match in Ball Corporation Deferred Compensation Company Stock Plan. Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. /s/ Charles E. Baker attorney-in-fact for Ms. Ross 2022-12-19