0001062993-22-020449.txt : 20221004 0001062993-22-020449.hdr.sgml : 20221004 20221004183730 ACCESSION NUMBER: 0001062993-22-020449 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220923 FILED AS OF DATE: 20221004 DATE AS OF CHANGE: 20221004 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Knobel Jeff A CENTRAL INDEX KEY: 0001491060 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07349 FILM NUMBER: 221293744 MAIL ADDRESS: STREET 1: 10 LONGS PEAK DRIVE CITY: BROOMFIELD STATE: CO ZIP: 80021-2510 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BALL Corp CENTRAL INDEX KEY: 0000009389 STANDARD INDUSTRIAL CLASSIFICATION: METAL CANS [3411] IRS NUMBER: 350160610 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9200 W. 108TH CIRCLE CITY: WESTMINSTER STATE: CO ZIP: 80021 BUSINESS PHONE: 3034695511 MAIL ADDRESS: STREET 1: 9200 W. 108TH CIRCLE CITY: WESTMINSTER STATE: CO ZIP: 80021 FORMER COMPANY: FORMER CONFORMED NAME: BALL CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: BALL BROTHERS CO DATE OF NAME CHANGE: 19731115 4 1 form4.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES X0306 4 2022-09-23 1 0000009389 BALL Corp BALL 0001491060 Knobel Jeff A 9200 W. 108TH CIRCLE WESTMINSTER CO 80021 0 1 0 0 Vice President & Treasurer Common Stock 61351.7719 D Common Stock 3400.395 I 401(k) Plan Deferred Compensation Company Stock Plan Common Stock 37353.4174 37353.4174 D Restricted Stock Units Common Stock 5335 5335 D Restricted Stock Units Common Stock 4000 4000 D Stock Appreciation Rights (sars) 38.375 2018-01-25 2027-01-25 Common Stock 4098 4098 D Stock Option (Right to Buy) 38.84 2019-01-24 2028-01-24 Common Stock 15436 15436 D Stock Option (Right to Buy) 50.78 2020-01-23 2029-01-23 Common Stock 11881 11881 D Stock Option (Right to Buy) 72.59 2021-01-29 2030-01-29 Common Stock 9375 9375 D Stock Option (Right to Buy) 85.33 2022-01-27 2031-01-27 Common Stock 7273 7273 D Stock Option (Right to Buy) 86.57 2023-01-26 2032-01-26 Common Stock 6651 6651 D The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person. Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions. Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. Each restricted stock unit granted under the Deposit Share Program represents a contingent opportunity to receive one share of Ball Corporation Common Stock. /s/ Charles E. Baker, attorney-in-fact for Mr. Knobel 2022-10-04