0000009389-21-000073.txt : 20210317 0000009389-21-000073.hdr.sgml : 20210317 20210317190812 ACCESSION NUMBER: 0000009389-21-000073 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210315 FILED AS OF DATE: 20210317 DATE AS OF CHANGE: 20210317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MORRISON SCOTT C CENTRAL INDEX KEY: 0001205945 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07349 FILM NUMBER: 21752333 MAIL ADDRESS: STREET 1: C/O BALL CORP STREET 2: 10 LONGS PEAK DR CITY: BROOMFIELD STATE: CO ZIP: 80021-2510 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BALL Corp CENTRAL INDEX KEY: 0000009389 STANDARD INDUSTRIAL CLASSIFICATION: METAL CANS [3411] IRS NUMBER: 350160610 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9200 W. 108TH CIRCLE CITY: WESTMINSTER STATE: CO ZIP: 80021 BUSINESS PHONE: 3034695511 MAIL ADDRESS: STREET 1: 9200 W. 108TH CIRCLE CITY: WESTMINSTER STATE: CO ZIP: 80021 FORMER COMPANY: FORMER CONFORMED NAME: BALL CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: BALL BROTHERS CO DATE OF NAME CHANGE: 19731115 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2021-03-15 0000009389 BALL Corp BLL 0001205945 MORRISON SCOTT C 9200 W. 108TH CIRCLE WESTMINSTER CO 80021 0 1 0 0 E.V.P. and C.F.O. Common Stock 2021-03-15 4 M 0 21100 22.965 A 367573.5249 D Common Stock 2021-03-15 4 F 0 12447 85.4 D 355126.5249 D Common Stock 8441.976 I 401(k) Plan Common Stock 147028 I Trust Common Stock 100 I By Son Stock Appreciation Rights (sars) 22.965 2021-03-15 4 M 0 21100 0 D 2014-01-30 2023-01-30 Common Stock 21100 63300 D Common stock acquired upon the exercise of Stock Appreciation Rights (SARS). The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2021 Proxy Statement. Shares withheld for the cost of the Stock Appreciation Rights (SARS) and for payment of the tax obligation on the exercise of the Table II SARS. Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions. Exercise of Stock Appreciation Rights (SARS) pursuant to reporting person's December 4, 2020 10b5- 1 Plan. /s/ Charles E. Baker, attorney-in-fact for Mr. Morrison 2021-03-17