0000009389-21-000012.txt : 20210129 0000009389-21-000012.hdr.sgml : 20210129 20210129165946 ACCESSION NUMBER: 0000009389-21-000012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210127 FILED AS OF DATE: 20210129 DATE AS OF CHANGE: 20210129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fisher Daniel William CENTRAL INDEX KEY: 0001693093 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07349 FILM NUMBER: 21572085 MAIL ADDRESS: STREET 1: 2526 SPRUCE MEADOWS DRIVE CITY: BROOMFIELD STATE: CO ZIP: 80023 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BALL Corp CENTRAL INDEX KEY: 0000009389 STANDARD INDUSTRIAL CLASSIFICATION: METAL CANS [3411] IRS NUMBER: 350160610 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9200 W. 108TH CIRCLE CITY: WESTMINSTER STATE: CO ZIP: 80021 BUSINESS PHONE: 3034695511 MAIL ADDRESS: STREET 1: 9200 W. 108TH CIRCLE CITY: WESTMINSTER STATE: CO ZIP: 80021 FORMER COMPANY: FORMER CONFORMED NAME: BALL CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: BALL BROTHERS CO DATE OF NAME CHANGE: 19731115 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2021-01-27 0000009389 BALL Corp BLL 0001693093 Fisher Daniel William 9200 W. 108TH CIRCLE WESTMINSTER CO 80021 1 1 0 0 President Restricted Stock Units 2021-01-27 4 A 0 11649 85.33 A Common Stock 11649 59887 D Stock Option (Right to Buy) 85.33 2021-01-27 4 A 0 50202 0 A 2022-01-27 2031-01-27 Common Stock 50202 50202 D Restricted Stock Units 2021-01-27 4 A 0 891 85.33 A Common Stock 891 3318 I By Spouse Stock Option (Right to Buy) 85.33 2021-01-27 4 A 0 3838 0 A 2022-01-27 2031-01-27 Common Stock 3838 3838 I By Spouse Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. Restricted Stock Units awarded under the Ball Corporation Stock and Cash Incentive Plan. The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2020 Proxy Statement. Non- Qualified Stock Options Granted under the Ball Corporation Stock and Cash Incentive Plan. The reporting person expressly disclaims beneficial ownership of these securities. /s/ Charles E. Baker, attorney-in-fact for Mr. Fisher 2021-01-29