0000009389-21-000008.txt : 20210115 0000009389-21-000008.hdr.sgml : 20210115 20210115171259 ACCESSION NUMBER: 0000009389-21-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210113 FILED AS OF DATE: 20210115 DATE AS OF CHANGE: 20210115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fisher Daniel William CENTRAL INDEX KEY: 0001693093 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07349 FILM NUMBER: 21532959 MAIL ADDRESS: STREET 1: 2526 SPRUCE MEADOWS DRIVE CITY: BROOMFIELD STATE: CO ZIP: 80023 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BALL Corp CENTRAL INDEX KEY: 0000009389 STANDARD INDUSTRIAL CLASSIFICATION: METAL CANS [3411] IRS NUMBER: 350160610 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9200 W. 108TH CIRCLE CITY: WESTMINSTER STATE: CO ZIP: 80021 BUSINESS PHONE: 3034695511 MAIL ADDRESS: STREET 1: 9200 W. 108TH CIRCLE CITY: WESTMINSTER STATE: CO ZIP: 80021 FORMER COMPANY: FORMER CONFORMED NAME: BALL CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: BALL BROTHERS CO DATE OF NAME CHANGE: 19731115 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2021-01-13 0000009389 BALL Corp BLL 0001693093 Fisher Daniel William 9200 W. 108TH CIRCLE WESTMINSTER CO 80021 1 1 0 0 President Common Stock 2021-01-13 4 M 0 5000 0 A 60511 D Common Stock 2021-01-13 4 F 0 1523 91.09 D 58988 D Common Stock 6486.5218 I By Spouse Common Stock 1862.537 I 401(k) Plan Common Stock 1082.92 I 401(k) Plan by Spouse Restricted Stock Units 2021-01-13 4 M 0 5000 0 D Common Stock 5000 48238 D Common stock acquired upon the lapse of Table II Restricted Stock Units. The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2020 Proxy Statement. Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units. The reporting person expressly disclaims beneficial ownership of these securities. Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions. Lapse of restricted stock units. Due to administrative error, the Form 4 filed on July 17, 2020 understated the number of shares beneficially owned after the transaction by 4,410 shares. /s/ Charles E. Baker, attorney-in-fact for Mr. Fisher 2021-01-15