0000009389-21-000002.txt : 20210104 0000009389-21-000002.hdr.sgml : 20210104 20210104183619 ACCESSION NUMBER: 0000009389-21-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210104 DATE AS OF CHANGE: 20210104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STRAIN ROBERT D CENTRAL INDEX KEY: 0001045862 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07349 FILM NUMBER: 21503268 MAIL ADDRESS: STREET 1: 21700 ATLANTIC BLVD STREET 2: ORBITAL SCIENCES CORP CITY: DULLES STATE: VA ZIP: 20166 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BALL Corp CENTRAL INDEX KEY: 0000009389 STANDARD INDUSTRIAL CLASSIFICATION: METAL CANS [3411] IRS NUMBER: 350160610 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9200 W. 108TH CIRCLE CITY: WESTMINSTER STATE: CO ZIP: 80021 BUSINESS PHONE: 3034695511 MAIL ADDRESS: STREET 1: 9200 W. 108TH CIRCLE CITY: WESTMINSTER STATE: CO ZIP: 80021 FORMER COMPANY: FORMER CONFORMED NAME: BALL CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: BALL BROTHERS CO DATE OF NAME CHANGE: 19731115 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2020-12-31 1 0000009389 BALL Corp BLL 0001045862 STRAIN ROBERT D 9200 W. 108TH CIRCLE WESTMINSTER CO 80021 0 1 0 0 Sr. VP BallCorp & Pres. BATC Common Stock 37936.8227 D Common Stock 2065.172 I 401(k) Plan Deferred Compensation Company Stock Plan Common Stock 50376.7024 50376.7024 D Restricted Stock Units Common Stock 16982 16982 D Stock Appreciation Rights (sars) 38.375 2018-01-25 2027-01-25 Common Stock 28104 28104 D Stock Option (Right to Buy) 38.84 2019-01-24 2028-01-24 Common Stock 30871 30871 D Stock Option (Right to Buy) 50.78 2020-01-23 2029-01-23 Common Stock 24092 24092 D Stock Option (Right to Buy) 72.59 2021-01-29 2030-01-29 Common Stock 19010 19010 D The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person and the Compensation Discussion & Analysis section of the issuer's 2020 Proxy Statement. Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions. Each unit may be settled for a single share of stock or the equivalent amount of cash pursuant to the Ball Corporation Deferred Compensation Company Stock Plan. Stock units in Ball Corporation's Deferred Compensation Company Stock Plan are distributed upon the separation of service in accordance with the Plan. Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock. /s/ Charles E. Baker, attorney-in-fact for Mr. Strain 2021-01-04