-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M2QF/UI8efPeU4nMvNepAXQyHzH0QcdAq2tlj/yQ0L+u5xHosunQpQKsmhxcoE5/ bPWsOJsGP8U009viW6H1mg== 0000009389-04-000386.txt : 20041103 0000009389-04-000386.hdr.sgml : 20041103 20041103141513 ACCESSION NUMBER: 0000009389-04-000386 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041102 FILED AS OF DATE: 20041103 DATE AS OF CHANGE: 20041103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HOOVER R DAVID CENTRAL INDEX KEY: 0001186033 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07349 FILM NUMBER: 041115821 MAIL ADDRESS: STREET 1: C/O BALL CORPORATIO STREET 2: 10 LONGS PEAK DRIVE CITY: BROOMFIELD STATE: CO ZIP: 80021-2510 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BALL CORP CENTRAL INDEX KEY: 0000009389 STANDARD INDUSTRIAL CLASSIFICATION: METAL CANS [3411] IRS NUMBER: 350160610 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10 LONGS PEAK DRIVE CITY: BROOMFIELD STATE: CO ZIP: 80021-2510 BUSINESS PHONE: 3034695511 MAIL ADDRESS: STREET 1: PO BOX 5000 CITY: BROOMFIELD STATE: CO ZIP: 80038-5000 FORMER COMPANY: FORMER CONFORMED NAME: BALL BROTHERS CO DATE OF NAME CHANGE: 19731115 4 1 edgardoc.xml PRIMARY DOCUMENT X0202 4 2004-11-02 0 0000009389 BALL CORP BLL 0001186033 HOOVER R DAVID BALL CORPORATION 10 LONGS PEAK DR. BROOMFIELD CO 80021-2510 1 1 0 0 CHAIRMAN, PRESIDENT & CEO Prepaid Variable Forward Contract 2004-11-02 4 J 0 60000 A 2007-11-02 2007-11-02 Common Stock 60000 60000 I by trust On 11-2-04, the Suzanne A. Hoover Revocable Trust dated 1-30-97 (the Trust) entered into a prepaid variable forward contract (Contract) with a broker/dealer (Buyer) for disposition by the Trust of up to 60,000 shares of Ball Corp Common Stock (Ball Shares). Contract obligates the Trust to deliver to Buyer on 11-2-07 (Settlement Date), a number of Ball Shares equal to $2,415,180 (currently 60,000 shares @$40.253). In exchange, the Trust initially receives 83.99% of $2,415,180. Per the Contract, on the Settlement Date the Trust receives up to 120% of the $40.253 per share price (Ceiling Price) if Ball Shares appreciate above $40.253 per share (Floor Price). The number of shares to be sold by the Trust will be up to 60,000 Ball Shares & will depend on whether the Ceiling Price is above the Floor Price. At the Trust's option, it may deliver cash in an amount equivalent to the value of the required number of Ball Shares to be delivered on the Settlement Date. The reporting person expressly disclaims beneficial ownership of these securities; 60,000 of these shares are committed for use in a prepaid variable forward contract dated 11-2-04. Total number of Common Shares directly owned includes shares acquired through participation in the Ball Corporation Employee Stock Purchase Plan. Total number of 401(k) Plan shares includes shares acquired through periodic dividend reinvestment and employer matching contributions. By: Charles E. Baker, GenCounsel&AsstCorpSec For: R. David Hoover 2004-11-03 -----END PRIVACY-ENHANCED MESSAGE-----