-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EF6GuY0lvUKCPQS7zohtyesgLaFyXYMVhzrhgfvlhzbC8aLR57mc6zrHJXqohlAK E6mV3XBZ13TCC6mlf8kKqw== 0000009389-02-000035.txt : 20021114 0000009389-02-000035.hdr.sgml : 20021114 20021113175110 ACCESSION NUMBER: 0000009389-02-000035 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20021113 ITEM INFORMATION: FILED AS OF DATE: 20021114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BALL CORP CENTRAL INDEX KEY: 0000009389 STANDARD INDUSTRIAL CLASSIFICATION: METAL CANS [3411] IRS NUMBER: 350160610 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-07349 FILM NUMBER: 02821260 BUSINESS ADDRESS: STREET 1: 10 LONGS PEAK DRIVE CITY: BROOMFIELD STATE: CO ZIP: 80021-2510 BUSINESS PHONE: 3034695511 MAIL ADDRESS: STREET 1: PO BOX 5000 CITY: BROOMFIELD STATE: CO ZIP: 80038-5000 FORMER COMPANY: FORMER CONFORMED NAME: BALL BROTHERS CO DATE OF NAME CHANGE: 19731115 8-K 1 f8k_7th2002.htm BALL CORPORATION 7TH 8-K 2002 Ball Corporation 7th 8-K 2002 
                                                             UNITED STATES
                                                  SECURITIES AND EXCHANGE COMMISSION
                                                         WASHINGTON, DC 20549

                                                               FORM 8-K
                                                            CURRENT REPORT


                                                    PURSUANT TO SECTION 13 OR 15(d)
                                                OF THE SECURITIES EXCHANGE ACT OF 1934

                                                           November 13, 2002
                                                   (Date of earliest event reported)

                                                     Commission file number 1-7349

                                                           BALL CORPORATION
                                        (Exact name of Registrant as specified in its charter)

                                       Indiana                  1-7349               35-0160610
                                      (State of               Commission            IRS Employer
                                    Incorporation)             File No.)          Identification No.)

                                     10 Longs Peak Drive, P.O. Box 5000, Broomfield, CO 80021-2510
                                     (Address of principal executive offices, including zip code)

                                                            (303) 469-3131
                                         (Registrant's telephone number, including area code)

                                                            Not Applicable
                                     (Former name or former address, if changed since last report)


                                                           Ball Corporation
                                                      Current Report on Form 8-K
                                                        Dated November 13, 2002

Item 9.  Regulation FD Disclosure

The Company has furnished as correspondence the certifications pursuant to 18 U.S.C. Section 1350, as adopted pursuant to
Section 906 of the Sarbanes-Oxley Act of 2002, by R. David Hoover, Chairman of the Board, President and Chief Executive Officer
of Ball Corporation and by Raymond J. Seabrook, Senior Vice President and Chief Financial Officer of Ball Corporation.

These certifications are not deemed to be filed with the Securities and Exchange Commission but the copies of the Certificates
of Messrs. Hoover and Seabrook are furnished herewith as Exhibit 99.1 and Exhibit 99.2, respectively.


Limitation of Incorporation by Reference

In accordance with general instruction B.2 of Form 8-K, the information in this report is furnished pursuant to Item 9 and shall
not be deemed to be "filed" for the purposes of Section 18 of the Securities and Exchange Act of 1934, or otherwise subject to the
liability of that section.



                                                               SIGNATURE


Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly authorized.

                                                     BALL CORPORATION
                                                     (Registrant)


                                                     By:      /s/ Raymond J. Seabrook        
                                                              Name:  Raymond J. Seabrook
                                                              Title:  Senior Vice President and Chief Financial Officer


Date:    November 13, 2002


                                                   Ball Corporation and Subsidiaries
                                                                Form 8-K
                                                           November 13, 2002


                                EXHIBIT INDEX
                                 Description                                                        Exhibit

Certification pursuant to 18 U.S.C. Section 1350, as adopted pursuant to                              99.1
Section 906 of the Sarbanes-Oxley Act of 2002, by R. David Hoover, Chairman
of the Board, President and Chief Executive Officer.

Certification pursuant to 18 U.S.C. Section 1350, as adopted pursuant to                              99.2
Section 906 of the Sarbanes-Oxley Act of 2002, by Raymond J. Seabrook,
Senior Vice President and Chief Financial Officer.
EX-99 4 ex99-1_f10q3qtr2002.htm EXHIBIT 99.1 - CERTIFICATION SECTION 906 CEO Ball Corporation 7th 8-K 2002, Exhibit 99.1 
EXHIBIT 99.1


                                                             Certification
                                                     Section 906 - Sarbanes-Oxley

                                               Certification of Chief Executive Officer
                                                  Pursuant to 18 U.S.C. Section 1350
                                                   As Adopted By Section 906 of the
                                                      Sarbanes-Oxley Act of 2002


My name is R. David Hoover and I am the Chairman of the Board, President and Chief Executive Officer of Ball Corporation.

Please accept this as the certification required of the Chief Executive Officer of Ball  Corporation  pursuant to 18 U.S.C.
Section 1350 as adopted by Section 906 of the Sarbanes-Oxley Act of 2002 that to the best of my knowledge and belief:

(1)      Report 10-Q for the Third Quarter filed with the U.S. Securities and Exchange Commission on November 13, 2002 ("Report")
         fully complies with Section 13(a) or 15(d) of the Securities Exchange Act of 1934 as amended; and

(2)      The information contained in the Report fairly presents, in all material respects, the financial condition and results
         of the operations of Ball Corporation as of, and for, the periods presented in the Report.


/s/ R. David Hoover          
R. David Hoover
Chairman of the Board, President and Chief Executive Officer
Ball Corporation

Date:  November 13, 2002
EX-99 5 ex99-2_f10q3qtr2002.htm EXHIBIT 99.2 - CERTIFICATION SECTION 906 CFO Ball Corporation 7th 8-K 2002, Exhibit 99.2 
EXHIBIT 99.2


                                                   Certification
                                           Section 906 - Sarbanes-Oxley

                                     Certification of Chief Financial Officer
                                        Pursuant to 18 U.S.C. Section 1350
                                         As Adopted By Section 906 of the
                                            Sarbanes-Oxley Act of 2002



My name is Raymond J. Seabrook and I am the Senior Vice President and Chief Financial Officer of Ball Corporation.

Please accept this as the certification required of the Chief Financial Officer of Ball Corporation pursuant to
18 U.S.C. Section 1350 as adopted by Section 906 of the Sarbanes-Oxley Act of 2002 that to the best of my knowledge and belief:


(1)      Report 10-Q for the Third Quarter filed with the U.S. Securities and Exchange Commission on November 13, 2002 ("Report")
         fully complies with Section 13(a) or 15(d) of the Securities Exchange Act of 1934 as amended; and

(2)      The information contained in the Report fairly presents, in all material respects, the financial condition
         and results of the operations of Ball Corporation as of, and for, the periods presented in the Report.


/s/ Raymond J. Seabrook              
Raymond J. Seabrook
Senior Vice President and Chief Financial Officer
Ball Corporation

Date:  November 13, 2002
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