-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IoWy+mqZ8DZur3Vf2s24M6Bo+k41EJjaDUAQVJ82FAOzgw04+Qt+ZtYtbSCkkeZV mrVPQs+gL7Wdska/1dbpSg== 0001209191-06-029840.txt : 20060515 0001209191-06-029840.hdr.sgml : 20060515 20060515135757 ACCESSION NUMBER: 0001209191-06-029840 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051231 FILED AS OF DATE: 20060515 DATE AS OF CHANGE: 20060515 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: IGI INC CENTRAL INDEX KEY: 0000352998 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 010355758 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: WHEAT RD AND LINCOCN AVE STREET 2: P O BOX 687 CITY: BUENA STATE: NJ ZIP: 08310 BUSINESS PHONE: 6096971441 MAIL ADDRESS: STREET 1: WHEAT ROAD AND LINCOCN AVE STREET 2: P O BOX 687 CITY: BUENA STATE: NJ ZIP: 08310 FORMER COMPANY: FORMER CONFORMED NAME: IMMUNOGENETICS INC DATE OF NAME CHANGE: 19870814 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HAGER EDWARD B CENTRAL INDEX KEY: 0000904038 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08568 FILM NUMBER: 06839321 BUSINESS ADDRESS: BUSINESS PHONE: 6096971441 MAIL ADDRESS: STREET 1: C/O IGI INC STREET 2: WHEAT ROAD & LINCOLN AVENUE CITY: BUENA STATE: NJ ZIP: 08310 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HAGER JANE E CENTRAL INDEX KEY: 0000938864 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-08568 FILM NUMBER: 06839322 MAIL ADDRESS: STREET 1: PINNACLE MOUNTAIN FARMS CITY: LYNDEBORO STATE: NH ZIP: 03082 5 1 doc5.xml FORM 5 SUBMISSION X0202 5 2005-12-31 0 0 1 0000352998 IGI INC IG 0000938864 HAGER JANE E 206 PINNACLE ROAD LYNDEBOROUGH NH 03082 0 0 1 0 0000904038 HAGER EDWARD B 206 PINNACLE ROAD LYNDEBOROUGH NH 03082 0 0 1 0 Common Stock 2005-06-02 4 M 0 L 15000 0.65 A 689830 I By Jane E. Hager Trust of 1990 Common Stock 2005-06-02 4 M 0 L 15000 0.62 A 689830 I By Jane E. Hager Trust of 1990 Common Stock 2005-12-31 4 P 0 L 133333 0.75 A 1380965 I By Hager Family Trust Common Stock 2005-07-14 4 J 0 L 76230 D 0 D Common Stock 2005-07-14 4 J 0 L 76230 A 689830 I By Jane E. Hager Trust of 1990 Common Stock 2005-04-22 4 J 0 L 621817 D 0 D Common Stock 2005-04-22 4 J 0 L 621817 A 1380965 I By Hager Family Trust Common Stock 2005-05-12 4 J 0 L 7600 D 0 D Common Stock 2005-05-12 4 J 0 L 7600 A 1380965 I By Hager Family Trust Common Stock 2005-07-28 4 J 0 L 613215 D 0 D Common Stock 2005-07-28 4 J 0 L 613215 A 1380965 I By Hager Family Trust Warrants 0.90 2005-12-31 4 P 0 L 26666 A 2005-12-31 2007-12-30 Common Stock 26666 26666 I By Hager Family Trust Options 0.65 2005-06-14 4 M 0 L 15000 D 2003-01-02 2012-01-01 Common Stock 15000 0 D Options 0.62 2005-06-14 4 M 0 L 15000 D 2002-01-02 2011-01-01 Common Stock 15000 0 D Exercise of options was by Jane E. Hager with securities issued to the Jane E. Hager Trust of 1990. Jane E. Hager is the settlor and trustee of the Jane E. Hager Trust of 1990, over which she holds voting and investment power and retains the power to revoke. Edward B. Hager, spouse of Jane E. Hager, is a beneficary of such trust. Hager Family Trust purchased 133,333 shares and 26,666 warrants for a total purchase price of $100,000. The disposition is a transfer of direct ownership with respect to Jane E. Hager and an indirect transfer with respect to Edward B. Hager, as shares previously held by spouse. Represents a transfer of stock by Jane E. Hager to the Jane E. Hager Trust of 1990. Not Applicable The disposition is a transfer of direct ownership with respect to Edward B. Hager and a transfer of indirect ownership with respect to Jane E. Hager, as the shares were previously held directly by her spouse, Edward B. Hager. Edward B. Hager and Jane E. Hager are trustees of the Hager Family Trust, and share investment and voting power over the trust. Edward B. Hager is the settlor of the trust and retains the power to revoke the trust. Jane E. Hager is a beneficiary of the trust. Represents a transfer of stock by Edward B. Hager to the Hager Family Trust. /s/ Jane Hager 2006-05-15 /s/ Edward B. Hager 2006-05-15 -----END PRIVACY-ENHANCED MESSAGE-----