-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RKWu+yWYyon8Uqfw+ocsUB5GStG2sb4SuU0tdgBzxuhDNKceiX8PRaVoDOxP5Gu4 zAebVOu5l8n+Nd4M0GTQPw== 0000950133-97-000506.txt : 19970222 0000950133-97-000506.hdr.sgml : 19970222 ACCESSION NUMBER: 0000950133-97-000506 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970219 SROS: NONE GROUP MEMBERS: BLUM RICHARD C & ASSOCIATES L P GROUP MEMBERS: INSURANCE COMPANY SUPPORTED ORGANIZATIONS PLAN GROUP MEMBERS: JERALD M. WEINTRAUB GROUP MEMBERS: PRISM PARTNERS I, L.P. GROUP MEMBERS: RICHARD C. BLUM GROUP MEMBERS: RICHARD C. BLUM & ASSOCIATES, INC. GROUP MEMBERS: STINSON CAPITAL PARTNERS, L.P. GROUP MEMBERS: THE CARPENTERS PENSION TRUST FOR SO. CALIFORNIA GROUP MEMBERS: WEINTRAUB CAPITAL MANAGEMENT SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: WALKER INTERACTIVE SYSTEMS INC CENTRAL INDEX KEY: 0000883983 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943151052 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-42916 FILM NUMBER: 97538811 BUSINESS ADDRESS: STREET 1: MARATHON PLZ THREE NORTH STREET 2: 303 SECOND ST CITY: SAN FRANCISCO STATE: CA ZIP: 94107 BUSINESS PHONE: 4144958811 MAIL ADDRESS: STREET 1: MARATHON PLAZA THREE NORTH STREET 2: 303 SECOND STREET CITY: SAN FRANCISCO STATE: CA ZIP: 94107 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BLUM RICHARD C & ASSOCIATES L P CENTRAL INDEX KEY: 0000938775 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 943205364 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 909 MONTGOMERY STREET # 400 CITY: SAN FRANCISCO STATE: CA ZIP: 94133 MAIL ADDRESS: STREET 1: 909 MONTGOMERY STREET STREET 2: SUITE 400 CITY: SAN FRANCISCO STATE: CA ZIP: 94133 SC 13D/A 1 SCHEDULE 13D (AMENDED) RE: WALKER INTERACTIVE. 1 ------------------------------ OMB APPROVAL ------------------------------ OMB Number: 3235-0145 Expires: December 31, 1997 Estimated average burden hours per response......14.90 ------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D AMENDMENT NO. 1 UNDER THE SECURITIES EXCHANGE ACT OF 1934 WALKER INTERACTIVE SYSTEMS INC. ----------------------------------- (Name of Issuer) COMMON -------- (Title of Class of Securities) 931664106 ----------- (CUSIP Number) Eric R. Markus, Esq. Wilmer, Cutler & Pickering 2445 M Street, N.W. Washington, D.C. 20037 --------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) February 10, 1997 --------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box [ ] Check the following box if a fee is being paid with the statement [ ]. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). NOTE: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following pages) Page 1 of 17 Pages 2 SCHEDULE 13D CUSIP NO. 931664106 PAGE 2 OF 17 PAGES ------------- - -------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON INSURANCE COMPANY SUPPORTED ORGANIZATIONS PENSION PLAN, 13-6284703 - -------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - -------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* WC - -------------------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION California - -------------------------------------------------------------------------------------------------------------------- 7 SOLE VOTING POWER -0- -------------------------------------------------------------------------------------------- 8 SHARED VOTING POWER NUMBER OF SHARES -0- BENEFICIALLY -------------------------------------------------------------------------------------------- OWNED BY 9 SOLE DISPOSITIVE POWER EACH REPORTING -0- PERSON -------------------------------------------------------------------------------------------- WITH 10 SHARED DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON -0- - -------------------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES SHARES* [ ] - -------------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) -0- - -------------------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* EP - --------------------------------------------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 3 SCHEDULE 13D CUSIP NO. 931664106 PAGE 3 OF 17 PAGES ------------- - -------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON STINSON CAPITAL PARTNERS, L.P., 94-3232358 - -------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - -------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* WC - -------------------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION California - -------------------------------------------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF -0- SHARES --------------------------------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY EACH -0- REPORTING --------------------------------------------------------------------------------------- PERSON 9 SOLE DISPOSITIVE POWER WITH -0- --------------------------------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON -0- - -------------------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES SHARES* [ ] - -------------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) -0- - -------------------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* PN - --------------------------------------------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 4 SCHEDULE 13D CUSIP NO. 931664106 PAGE 4 OF 17 PAGES ------------- - -------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON THE CARPENTERS PENSION TRUST FOR SOUTHERN CALIFORNIA, 94-6042875 - -------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - -------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* WC - -------------------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION California - -------------------------------------------------------------------------------------------------------------------- 7 SOLE VOTING POWER NUMBER OF -0- SHARES -------------------------------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY EACH -0- REPORTING -------------------------------------------------------------------------------------- PERSON 9 SOLE DISPOSITIVE POWER WITH -0- -------------------------------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON -0- - -------------------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES SHARES* [ ] - -------------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) -0- - -------------------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* EP - --------------------------------------------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 5 SCHEDULE 13D CUSIP NO. 931664106 PAGE 5 OF 17 PAGES ------------- - -------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON RICHARD C. BLUM & ASSOCIATES, L.P., 94-3205364 - -------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - -------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* Not Applicable - -------------------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION California - -------------------------------------------------------------------------------------------------------------------- 7 SOLE VOTING POWER -0- -------------------------------------------------------------------------------------- NUMBER OF 8 SHARED VOTING POWER SHARES BENEFICIALLY -0- OWNED BY -------------------------------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING PERSON -0- WITH -------------------------------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON -0- - -------------------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES SHARES* [ ] - -------------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) -0- - -------------------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* PN, IA - --------------------------------------------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 6 SCHEDULE 13D CUSIP NO. 931664106 PAGE 6 OF 17 PAGES ------------- - -------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON RICHARD C. BLUM & ASSOCIATES, INC., 94-2967812 - -------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - -------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* Not Applicable - -------------------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION California - -------------------------------------------------------------------------------------------------------------------- 7 SOLE VOTING POWER -0- ------------------------------------------------------------------------------------- NUMBER OF 8 SHARED VOTING POWER SHARES BENEFICIALLY -0- OWNED BY ------------------------------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING PERSON -0- WITH ------------------------------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON -0- - -------------------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES SHARES* [ ] - -------------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) -0- - -------------------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* CO - --------------------------------------------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 7 SCHEDULE 13D CUSIP NO. 931664106 PAGE 7 OF 17 PAGES ------------- - -------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON RICHARD C. BLUM, ###-##-#### - -------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - -------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* Not Applicable - -------------------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION USA - -------------------------------------------------------------------------------------------------------------------- 7 SOLE VOTING POWER -0- ------------------------------------------------------------------------------------- NUMBER OF 8 SHARED VOTING POWER SHARES BENEFICIALLY -0- OWNED BY ------------------------------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING PERSON -0- WITH ------------------------------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER -0- - -------------------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON -0- - -------------------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES SHARES* [ ] - -------------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) -0- - -------------------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - --------------------------------------------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 8 SCHEDULE 13D CUSIP NO. 931664106 PAGE 8 OF 17 PAGES ------------- - -------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON PRISM PARTNERS I, L.P., 94-3172939 - -------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X]+ (b) [X]+ - -------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* WC - -------------------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION California - -------------------------------------------------------------------------------------------------------------------- 7 SOLE VOTING POWER 272,600 ----------------------------------------------------------------------------------- NUMBER OF 8 SHARED VOTING POWER SHARES BENEFICIALLY - 0 - OWNED BY ----------------------------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING PERSON 272,600 WITH ----------------------------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER - 0 - - -------------------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 272,600 - -------------------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES SHARES* [ ] - -------------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 2.07% - -------------------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* PN - --------------------------------------------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 9 SCHEDULE 13D CUSIP NO. 931664106 PAGE 9 OF 17 PAGES ------------- - -------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON WEINTRAUB CAPITAL MANAGEMENT, 94-3151493 - -------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X]+ (b) [X]+ - -------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* Not Applicable - -------------------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION California - -------------------------------------------------------------------------------------------------------------------- 7 SOLE VOTING POWER 272,600 ------------------------------------------------------------------------------------ NUMBER OF 8 SHARED VOTING POWER SHARES BENEFICIALLY - 0 - OWNED BY ------------------------------------------------------------------------------------ EACH 9 SOLE DISPOSITIVE POWER REPORTING PERSON 272,600 WITH ------------------------------------------------------------------------------------ 10 SHARED DISPOSITIVE POWER - 0 - - -------------------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 272,600 - -------------------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES SHARES* [ ] - -------------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 2.07% - -------------------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* PN, IA - --------------------------------------------------------------------------------------------------------------------
+ See Item 5 below. *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 10 SCHEDULE 13D CUSIP NO. 931664106 PAGE 10 OF 17 PAGES ------------- - -------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON JERALD M. WEINTRAUB, ###-##-#### - -------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X]+ (b) [X]+ - -------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS* Not Applicable - -------------------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION USA - -------------------------------------------------------------------------------------------------------------------- 7 SOLE VOTING POWER 272,600 ------------------------------------------------------------------------------------ NUMBER OF 8 SHARED VOTING POWER SHARES BENEFICIALLY - 0 - OWNED BY ------------------------------------------------------------------------------------ EACH 9 SOLE DISPOSITIVE POWER REPORTING PERSON 272,600 WITH ------------------------------------------------------------------------------------ 10 SHARED DISPOSITIVE POWER - 0 - - -------------------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 272,600 - -------------------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES SHARES* [ ] - -------------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 2.07% - -------------------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN - --------------------------------------------------------------------------------------------------------------------
+ See Item 5 below. *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. 11 SCHEDULE 13D (CONTINUED) PAGE 11 OF 17 PAGES This Schedule 13D is filed on behalf of the Insurance Company Supported Organizations Pension Plan ("ICSOPP"); Stinson Capital Partners L.P., a California limited partnership ("Stinson"); The Carpenters Pension Trust for Southern California (the "Carpenters Trust"); Richard C. Blum & Associates, L.P., a California limited partnership ("RCBA L.P."); Richard C. Blum & Associates, Inc., a California corporation ("RCBA Inc."); Richard C. Blum, the Chairman and a substantial shareholder of RCBA Inc; Prism Partners I, L.P., a California limited partnership ("Prism"); Weintraub Capital Management, a California general partnership ("WCM"); and Jerald M. Weintraub, the managing general partner of WCM. ICSOPP, Stinson, the Carpenters Trust, RCBA L.P., RCBA Inc., and Richard C. Blum are referred to herein as the "Blum Reporting Persons." Prism, WCM, and Jerald M. Weintraub are referred to herein as the "Weintraub Reporting Persons." ITEM 1. SECURITY AND ISSUER. This Schedule 13D relates to shares of common stock (the "Common Stock") of Walker Interactive Systems Inc. (the "Issuer"). The principal executive office and mailing address of the Issuer is Marathon Plaza Three North, 301 Second Street, San Francisco, CA 94107. This Schedule 13D is being filed because of certain sales by the Blum Reporting Persons have reduced the combined holdings of the Blum Reporting Persons and the Weintraub Reporting Persons to less than five percent (5%) of issued and outstanding shares. ITEM 2. IDENTITY AND BACKGROUND. Stinson is a California limited partnership whose principal business is investing in securities, and whose principal office is located at 909 Montgomery Street, Suite 400, San Francisco, California 94133. ICSOPP and Carpenters Trust are each a pension plan governed by ERISA. RCBA L.P. is the sole general partner of Stinson and an investment adviser to ICSOPP and Carpenters. RCBA L.P. is a California limited partnership whose principal business is acting as general partner for investment partnerships and providing investment advisory and financial consulting services. RCBA L.P. is a registered investment adviser with the Securities and Exchange Commission and with the State of California. The sole general partner of RCBA L.P. is RCBA Inc. The principal business office address of RCBA L.P. and RCBA Inc. is 909 Montgomery Street, Suite 400, San Francisco, California 94133. The names of the executive officers and directors of RCBA Inc., their addresses, citizenship and principal occupations are as follows:
Name and Office Held Business Address Citizenship Principal Occupation or -------------------- ---------------- ----------- Employment --------------- Richard C. Blum 909 Montgomery St. USA President and President, Chairman and Director Suite 400 Chairman, RCBA L.P. San Francisco, CA Nils Colin Lind 909 Montgomery St. Norway Managing Director, Managing Director, Assistant Suite 400 RCBA L.P. Secretary and Director San Francisco, CA Jeffrey W. Ubben 909 Montgomery St. USA Managing Director of Managing Director of Investments Suite 400 Investments, RCBA San Francisco, CA L.P. Alexander L. Dean 909 Montgomery St. USA Managing Director of Managing Director of Suite 400 Investments, RCBA Investments and Director San Francisco, CA L.P.
12 SCHEDULE 13D (CONTINUED) PAGE 12 OF 17 PAGES
Name and Office Held Business Address Citizenship Principal Occupation or -------------------- ---------------- ----------- Employment --------------- George F. Hamel, Jr. 909 Montgomery St. USA Managing Director of Managing Director of Marketing Suite 400 Marketing, RCBA L.P. San Francisco, CA John H. Steinhart 909 Montgomery St. USA Managing Director Managing Director, Chief Suite 400 and Chief Administrative Officer and San Francisco, CA Administrative Secretary Officer, RCBA L.P. Marc T. Scholvinck 909 Montgomery St. USA Managing Director Managing Director, Chief Suite 400 and Chief Financial Financial Officer, and San Francisco, CA Officer, RCBA L.P. Assistant Secretary Michael Kane 909 Montgomery St. USA Managing Director of Managing Director of Investments Suite 400 Investments, RCBA San Francisco, CA L.P. Thomas L. Kempner 40 Wall Street USA Chairman, Loeb Partners Director New York, NY 10005 Corporation, Investment Banking Business
ICSOPP is a trust, governed by a board of trustees. The principal administrative office of ICSOPP is located at 1130 Connecticut Avenue, N.W., Washington D.C. 20036. The name, business address and present principal occupation of each of the trustees and executive officers of ICSOPP are as follows (all are United States citizens):
Principal Occupation or Name and Office Held Business Address Citizenship Employment -------------------- ---------------- ----------- --------------- Robert E. Vagley American Insurance Association USA President, Fiduciary 1130 Connecticut Avenue, N.W. American Insurance Washington, DC 20036 Association Fred R. Marcon Insurance Services Office USA President, Fiduciary 7 World Trade Center Insurance Services Office New York, NY 10048 Gail P. Norstrom Industrial Risk Insurers USA President & CEO, Fiduciary 85 Woodland Street Industrial Risk Insurers Hartford, CT 06102 A. James Brodsky Insurance Company Supported USA Director, Director Organizations Pension Plan and Insurance Company Trust Supported Organizations 1130 Connecticut Avenue, N.W. Pension Plan and Trust Washington, DC 20036
The Carpenters Trust is a trust, governed by a board of trustees. Its principal office is located at 520 South Virgil Avenue, 4th Floor, Los Angeles, California 90020. The names of the executive officers and trustees of the Carpenters Trust, their addresses, citizenship and principal occupations are as follows. 13 SCHEDULE 13D (CONTINUED) PAGE 13 OF 17 PAGES
Name and Office Held Business Address Citizenship Principal Occupation or -------------------- ---------------- ----------- Employment ----------------------- Kim Frommer, Trustee 22225 Acorn Street USA President Chatsworth, CA 91311 Frommer Inc. Curtis Conyers, Jr., Trustee 4719 Exposition Boulevard USA President Los Angeles, CA 90016 Richard Lane Company Richard Harris, Trustee 292 N. Wilshire Avenue USA General Manager, Wessein Anaheim, CA 92801 Construction Co., Inc. Ralph Larison, Trustee 1925 Water Street USA President Long Beach, CA 90802 Connolly-Pacific Co. Bert Lewitt, Trustee 2901 28th Street USA President Santa Monica, CA 90405 Morley Construction Co. Ronald W. Tutor, 15901 Olden Street USA President Co-Chairman, Trustee Sylmar, CA 91342 Tutor-Saliba Corporation J.D. Butler, Trustee 412 Dawson Drive USA Executive Secretary, Gold Camarillo, CA 93010 Coast District Council of Carpenters Douglas J. McCarron, Trustee 520 South Virgil Avenue USA President, UBC Los Angeles, CA 90020 Bill Perry, Trustee 520 South Virgil Avenue USA Retired Los Angeles, CA 90020 Buddy Self, Trustee 911 20th Street USA Financial Secretary Bakersfield, CA 93301 Carpenters Local Union 743 James K. Bernsen, Trustee 520 South Virgil Avenue USA Secretary-Treasurer, Los Angeles, CA 90020 Southern California-Nevada Regional Council of Carpenters
Weintraub Reporting Persons Prism is a California limited partnership whose principal business is investing in securities, and whose principal office is located at 909 Montgomery Street, Suite 400, San Francisco, California 94133. WCM is the sole general partner of Prism. WCM is a California general partnership whose principal business is acting as general partner for investment partnerships and providing investment advisory and financial consulting services. WCM is a registered investment adviser with the Securities and Exchange Commission and with the State of California. The general partners of WCM are Jerald M. Weintraub and Melody R. Howe Weintraub. The addresses, citizenship and principal occupations of the general partners of WCM are as follows: 14 SCHEDULE 13D (CONTINUED) PAGE 14 OF 17 PAGES
Name and Office Held Business Address Citizenship Principal Occupation or -------------------- ---------------- ----------- Employment --------------- Jerald M. Weintraub 909 Montgomery Street USA Managing General Managing General Partner Suite 400 Partner, Weintraub San Francisco, CA 94133 Capital Management Melody R. Howe Weintraub 909 Montgomery Street USA Political Consultant General Partner Suite 400 San Francisco, CA 94133
* * * To the best knowledge of the Reporting Persons, none of the entities or persons identified in this Item 2 has, during the past five years, been convicted of any criminal proceeding (excluding traffic violations or similar misdemeanors), nor been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION. Not applicable. ITEM 4. PURPOSE OF TRANSACTION. The Blum Reporting Persons disposed of all of their Common Stock on February 7, 1997. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER. (a), (b) According to information furnished to the Reporting Persons by the Issuer, there were 13,196,260 shares of Common Stock issued and outstanding as of February 4, 1997. Based on such information, after taking into account the transactions described in Item 5(c) below, the following Reporting Persons report the following direct holdings and corresponding percentage interests in the Common Stock:
Shares of Common Percentage Name Stock Owned Owned ---- ----------- ----- ICSOPP 0 0% Stinson 0 0% Carpenters Trust 0 0% Prism 272,600 2.07% ----------
Because voting and investment decisions concerning the above shares held by Prism are made by WCM, the Weintraub Reporting Persons may be members in a group, in which case each Weintraub Reporting Person 15 SCHEDULE 13D (CONTINUED) PAGE 15 OF 17 PAGES would be deemed to have beneficial ownership of an aggregate of 272,600 shares of the Common Stock, which is 2.07% of the outstanding Common Stock. As the managing general partner of WCM, Jerald M. Weintraub might be deemed to be the beneficial owner of the securities beneficially owned by WCM. Although Jerald M. Weintraub is joining in this Schedule as a Weintraub Reporting Person, the filing of this Schedule shall not be construed as an admission that he is, for any purpose, the beneficial owner of any of the securities that are beneficially owned by WCM. (c) The transactions of the Blum Reporting Persons and Weintraub Reporting Persons involving the Common Stock for the 60 days prior to the date of the event requiring the filing of this statement, indicating the date of the transaction, the number of shares of Common Stock purchased or sold, and the price per share with respect to each transaction is as follows:
Name Buy/Sell Trade Date Shares Price ---- -------- ---------- ------ ----- ICSOPP Sell 2/7/97 45,700 $12.63 Stinson Sell 2/7/97 81,600 $12.63 Carpenters Trust Sell 2/7/97 344,800 $12.63
(d) Not applicable. (e) Not applicable. ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER. No change. ITEM 7. MATERIAL TO BE FILED AS EXHIBITS Exhibit A is a written agreement relating to the filing of joint statements as required by Rule 13d-1(f)(1) of the Securities Exchange Act of 1934, as amended. 16 SCHEDULE 13D (CONTINUED) PAGE 16 OF 17 PAGES SIGNATURES After reasonable inquiry and to the best of our knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct. Dated: February 13, 1997 STINSON CAPITAL PARTNERS, L.P. RICHARD C. BLUM & ASSOCIATES, L.P. By Richard C. Blum & Associates, L.P., its By Richard C. Blum & Associates, Inc., its General Partner General Partner By Richard C. Blum & Associates, Inc., By /S/ its General Partner ------------------------------------- John Steinhart, Chief Administrative By /S/ Officer and Managing Director ------------------------------ John Steinhart, Chief Administrative Officer and Managing Director RICHARD C. BLUM & ASSOCIATES, INC. /S/ ------------------------------------------------------ By /S/ RICHARD C. BLUM ---------------------------------------------- John Steinhart, Chief Administrative By John Steinhart, Attorney-in-Fact Officer and Managing Director THE CARPENTERS PENSION TRUST FOR INSURANCE COMPANY SUPPORTED SOUTHERN CALIFORNIA ORGANIZATIONS PENSION PLAN By Richard C. Blum & Associates, L.P., its By Richard C. Blum & Associates, L.P., its Investment Advisor Investment Advisor By Richard C. Blum & Associates, By Richard C. Blum & Associates, Inc., its General Partner Inc., its General Partner By /S/ By /S/ ----------------------------- ----------------------------- John Steinhart, Chief John Steinhart, Chief Administrative Officer Administrative Officer and Managing Director and Managing Director PRISM PARTNERS I, L.P. WEINTRAUB CAPITAL MANAGEMENT By /S/ ------------------------------------------- By Weintraub Capital Management, its General Jerald M. Weintraub, Managing General Partner Partner By /S/ /S/ ---------------------------------- --------------------------------------------------- Jerald M. Weintraub, Managing JERALD M. WEINTRAUB General Partner
17 SCHEDULE 13D (CONTINUED) PAGE 17 OF 17 PAGES EXHIBIT A JOINT FILING UNDERTAKING The undersigned, being duly authorized thereunto, hereby execute this agreement as an exhibit to the Schedule 13D Amendment to evidence the agreement of the below-named parties, in accordance with the rules promulgated pursuant to the Securities Exchange Act of 1934, to file this Schedule jointly on behalf of each such party. Dated: February 13, 1997 STINSON CAPITAL PARTNERS, L.P. RICHARD C. BLUM & ASSOCIATES, L.P. By Richard C. Blum & Associates, L.P., its By Richard C. Blum & Associates, Inc., its General Partner General Partner By Richard C. Blum & Associates, Inc., By /S/ its General Partner ------------------------------------- John Steinhart, Chief By /S/ Administrative Officer and ------------------------------ Managing Director John Steinhart, Chief Administrative Officer and Managing Director RICHARD C. BLUM & ASSOCIATES, INC. /S/ ------------------------------------------------------ By /S/ RICHARD C. BLUM ---------------------------------------------- John Steinhart, Chief Administrative By John Steinhart, Attorney-in-Fact Officer and Managing Director THE CARPENTERS PENSION TRUST FOR INSURANCE COMPANY SUPPORTED SOUTHERN CALIFORNIA ORGANIZATIONS PENSION PLAN By Richard C. Blum & Associates, L.P., its By Richard C. Blum & Associates, L.P., its Investment Advisor Investment Advisor By Richard C. Blum & Associates, By Richard C. Blum & Associates, Inc., its General Partner Inc., its General Partner By /S/ By /S/ ----------------------------- ----------------------------- John Steinhart, Chief John Steinhart, Chief Administrative Officer Administrative Officer and Managing Director and Managing Director PRISM PARTNERS I, L.P. WEINTRAUB CAPITAL MANAGEMENT By /S/ ------------------------------------------- By Weintraub Capital Management, its General Jerald M. Weintraub, Managing General Partner Partner By /S/ /S/ ---------------------------------- --------------------------------------------------- Jerald M. Weintraub, Managing JERALD M. WEINTRAUB General Partner
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