-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, F08arvPX/x83CCN7a4t48kw4+r+O7C8AkTca6vdEJDQ4KXbTmz+mLcOw/R5akhcs Tjn+mtK0A1EVC7SR5cD7oQ== 0000938775-03-000051.txt : 20030711 0000938775-03-000051.hdr.sgml : 20030711 20030711170320 ACCESSION NUMBER: 0000938775-03-000051 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20030710 FILED AS OF DATE: 20030711 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FAIR ISAAC CORP CENTRAL INDEX KEY: 0000814547 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 941499887 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 200 SMITH RANCH ROAD CITY: SAN RAFAEL STATE: CA ZIP: 94903 BUSINESS PHONE: 4154722211 MAIL ADDRESS: STREET 1: 5935 CORNERSTONE COURT WEST CITY: SAN DIEGO STATE: CA ZIP: 92121 FORMER COMPANY: FORMER CONFORMED NAME: FAIR ISAAC & COMPANY INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RICHARD C BLUM & ASSOCIATES INC CENTRAL INDEX KEY: 0000847243 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11689 FILM NUMBER: 03784181 BUSINESS ADDRESS: STREET 1: 909 MONTGOMERY STREET STREET 2: SUITE 400 CITY: SAN FRANCISCO STATE: CA ZIP: 94133 BUSINESS PHONE: 415-434-1111 MAIL ADDRESS: STREET 1: 909 MONTGOMERY STREET STREET 2: SUITE 400 CITY: SAN FRANCISCO STATE: CA ZIP: 94133 FORMER NAME: FORMER CONFORMED NAME: BLUM RICHARD C & ASSOCIATES INC DATE OF NAME CHANGE: 19931213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BLUM CAPITAL PARTNERS LP CENTRAL INDEX KEY: 0000938775 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11689 FILM NUMBER: 03784182 BUSINESS ADDRESS: STREET 1: 909 MONTGOMERY STREET # 400 CITY: SAN FRANCISCO STATE: CA ZIP: 94133 BUSINESS PHONE: 4154341111 MAIL ADDRESS: STREET 1: 909 MONTGOMERY STREET STREET 2: SUITE 400 CITY: SAN FRANCISCO STATE: CA ZIP: 94133 FORMER NAME: FORMER CONFORMED NAME: BLUM RICHARD C & ASSOCIATES L P DATE OF NAME CHANGE: 19970219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BLUM STRATEGIC GP LLC CENTRAL INDEX KEY: 0001233404 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11689 FILM NUMBER: 03784180 BUSINESS ADDRESS: STREET 1: 909 MONTGOMERY STREET STREET 2: SUITE 400 CITY: SAN FRANCISCO STATE: CA ZIP: 94133 BUSINESS PHONE: 4154341111 MAIL ADDRESS: STREET 1: 909 MONTGOMERY STREET STREET 2: SUITE 400 CITY: SAN FRANCISCO STATE: CA ZIP: 94133 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BLUM STRATEGIC GP II LLC CENTRAL INDEX KEY: 0001233405 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11689 FILM NUMBER: 03784179 BUSINESS ADDRESS: STREET 1: 909 MONTGOMERY STREET STREET 2: SUITE 400 CITY: SAN FRANCISCO STATE: CA ZIP: 94133 BUSINESS PHONE: 4154341111 MAIL ADDRESS: STREET 1: 909 MONTGOMERY STREET STREET 2: SUITE 400 CITY: SAN FRANCISCO STATE: CA ZIP: 94133 4 1 edgar.xml PRIMARY DOCUMENT X0101 42003-07-10 0000814547 FAIR ISAAC CORP FIC 0000938775 BLUM CAPITAL PARTNERS LP 0010 0000847243 RICHARD C BLUM & ASSOCIATES INC 0010 0001233404 BLUM STRATEGIC GP LLC 0010 0001233405 BLUM STRATEGIC GP II LLC 0010Common Stock 2003-07-104S05450053.0273D4976720IDirect Common Stock2003-07-104S01170053.0273D4976720IDirect These shares were sold by the Carpenters Pension Trust for Southern California ("Carpenters"). These shares were sold by United Brotherhood of Carpenters Pension Plan ("UBC").934,446 of these shares are owned directly by Carpenters. Carpenters disclaims membership in a group with any of the Reporting Persons and therefore is not subject to Section 16. Blum Capital Partners, L.P. ("Blum LP"), a registered investment advisor, has voting and investment discretion with respect to the shares owned by Carpenters, but no Reporting Pers on has a reportable pecuniary interest in any of the shares owned by Carpenters.201,405 of these shares are owned directly by UBC. UBC disclaims membership in a group with any of the Reporting Persons and therefore is not subject to Section 16. Blum LP, a registered investment advisor, has voting and investment discretion with respect to the shares owned by UBC, but no Reporting Person has a reportable pecuniary interest in any of the shares owned by UBC.132,573 of these shares are owned directly by Stinson Capital Fund (Cayman), Ltd.553,647 of these shares are owned directly by Stinson Capital Partners, L.P.357,276 of these shares are owned directly by Stinson Capital Partners II, L.P. 239,156 of these shares are owned directly by Stinson Capital Partners III, L.P.582,471 of these shares are owned directly by Stinson Capital Partners (QP), L.P.133,853 of these shares are owned directly by BK Capital Partners IV, L.P.536,625 of these shares are owned directly by Blum Strategic Partners, L.P. ("Strategic") The shares also may be deemed to be owned indirectly by (i) Blum Strategic GP, L.L.C. ("Blum GP"), the general partner of Strategic, and (ii) Richard C. Blum, a managing member of Blum GP. Both Blum GP and Mr. Blum disclaim beneficial ownership of these shares, except to the extent of any pecuniary interest therein.1,305,268 of these shares are owned directly by Blum Strategic Partners II, L.P. ("Strategic II") and Blum Strategic Partners II GmbH & Co. KG ("Strategic II KG"). The shares also may be deemed to be owned indirectly by (i) Blum Strategic GP II, L.L.C. ("Blum GP II"), the general partner of Strategic II and the managing limited partner of Strategic II KG, and (ii) Richard C. Blum, a managing member of Blum GP II. Both Blum GP II and Mr. Blum disclaim beneficial ownership of these shares, except to the extent of any pecuniary interest therein.These shares may be deemed to be owned indirectly by the following parties: (i) Blum LP, an investment manager with voting and investment discretion for the investment advisory account described in Note (5) and the general partner of the limited partnerships described in Notes (6), (7), (8), (9) and (10); (ii) Richard C. Blum & Associates, Inc. ("RCBA Inc."), the general partner of Blum LP; and (iii) Richard C. Blum, a significant stockholder and chairman of RCBA Inc. Blum LP, RCBA Inc. and Mr. Blum disclaim beneficial ownership of these shares except to the extent of any pecuniary interest therein.See Attached Signature Page2003-07-11 EX-99 3 jointfilersigpg1.txt JOINT FILER SIGNATURE PAGE EXHIBIT 99 Joint Filer Information Designated Filer: Blum Capital Partners, L.P. Statement for Month/Day/Year: July 10, 2003 Issuer & Symbol: Fair Isaac Corporation (FIC) Address of each Reporting Person for this Form 4: 909 Montgomery Street, Suite 400, San Francisco, CA 94133 Relationship to Issuer of each Reporting Person: 10% Owner Signatures After reasonable inquiry and to the best of our knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct. July 11, 2003. RICHARD C. BLUM & ASSOCIATES, INC. BLUM CAPITAL PARTNERS, L.P. By Richard C. Blum & Associates, Inc., its general partner By /s/ Murray A. Indick By /s/ Murray A. Indick Murray A. Indick, Partner, Murray A. Indick, Partner, General Counsel General Counsel and Secretary and Secretary BK CAPITAL PARTNERS IV, L.P. STINSON CAPITAL PARTNERS, L.P. STINSON CAPITAL PARTNERS II, L.P. STINSON CAPITAL PARTNERS III, L.P. STINSON CAPITAL PARTNERS (QP), L.P. By BLUM CAPITAL PARTNERS, L.P., its general partner By Richard C. Blum & Associates, Inc., its general partner By /s/ Murray A. Indick Murray A. Indick, Partner, General Counsel and Secretary STINSON CAPITAL FUND (CAYMAN), LTD. By BLUM CAPITAL PARTNERS, L.P., its investment advisor By Richard C. Blum & Associates, Inc., its general partner By /s/ Murray A. Indick Murray A. Indick, Partner, General Counsel and Secretary RICHARD C. BLUM By /s/ Murray A. Indick Murray A. Indick, Attorney-in-Fact EX-99 4 jointfilersigpg2.txt JOINT FILER SIGNATURE PAGE EXHIBIT 99 Joint Filer Information (cont.) Designated Filer: Blum Capital Partners, L.P. Statement for Month/Day/Year: July 10, 2003 Issuer & Symbol: Fair Isaac Corporation (FIC) Address of each Reporting Person for this Form 4: 909 Montgomery Street, Suite 400, San Francisco, CA 94133 Relationship to Issuer of each Reporting Person: 10% Owner BLUM STRATEGIC GP, L.L.C. BLUM STRATEGIC PARTNERS, L.P. By BLUM STRATEGIC GP, L.L.C., its general partner By /s/ Murray A. Indick By /s/ Murray A. Indick Murray A. Indick, Member Murray A. Indick, Member BLUM STRATEGIC GP II, L.L.C. BLUM STRATEGIC PARTNERS II, L.P. By BLUM STRATEGIC GP II, L.L.C., its general partner By /s/ Murray A. Indick By /s/ Murray A. Indick Murray A. Indick, Member Murray A. Indick, Member -----END PRIVACY-ENHANCED MESSAGE-----