0001209191-18-006650.txt : 20180202
0001209191-18-006650.hdr.sgml : 20180202
20180202114056
ACCESSION NUMBER: 0001209191-18-006650
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180131
FILED AS OF DATE: 20180202
DATE AS OF CHANGE: 20180202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PNC BANCORP INC.
CENTRAL INDEX KEY: 0000938766
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33099
FILM NUMBER: 18569352
BUSINESS ADDRESS:
STREET 1: 222 DELAWARE AVE
CITY: WILMINGTON
STATE: DE
ZIP: 19801
BUSINESS PHONE: 412-762-3144
MAIL ADDRESS:
STREET 1: 222 DELAWARE AVE
CITY: WILMINGTON
STATE: DE
ZIP: 19801
FORMER NAME:
FORMER CONFORMED NAME: PNC BANCORP INC/
DATE OF NAME CHANGE: 19990331
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BlackRock Inc.
CENTRAL INDEX KEY: 0001364742
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 320174431
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 55 EAST 52ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10055
BUSINESS PHONE: 212-810-5300
MAIL ADDRESS:
STREET 1: 55 EAST 52ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10055
FORMER COMPANY:
FORMER CONFORMED NAME: BlackRock, Inc.
DATE OF NAME CHANGE: 20060929
FORMER COMPANY:
FORMER CONFORMED NAME: New BlackRock, Inc.
DATE OF NAME CHANGE: 20060601
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-01-31
0
0001364742
BlackRock Inc.
BLK
0000938766
PNC BANCORP INC.
222 DELAWARE AVENUE
WILMINGTON
DE
19801
0
0
1
0
Series C Preferred Stock
2018-01-31
4
J
0
103064
0.00
D
143458
D
Pursuant to a share surrender agreement between the issuer, the reporting person and PNC, as amended, the reporting person agreed to contribute up to 4,000,000 shares of common stock to fund the issuer's 2002 Long Term Retention and Incentive Plan (the "LTIP"). On February 27, 2009, reporting person exchanged 2,889,467 shares of Common Stock for an equal number of
shares of Series C Convertible Participating Preferred Stock, par value $0.01 per share (the "Series C Preferred Stock"). In connection with the exchange, the share surrender agreement was amended to provide, among other things, that in lieu of the reporting person's obligation to surrender common stock, the reporting person will surrender a like number of shares of Series C Preferred Stock. On January 31, 2018, pursuant to the share surrender agreement, as amended, the reporting person transferred 103,064 shares of Series C Preferred Stock to the Issuer.
Each share of Series C Preferred Stock that the reporting person then holds that is not the subject of outstanding grants under the LTIP converts automatically into one share of common stock in the event of an acquisition of the issuer by another company or upon certain other specified events. The reporting person does not otherwise have any conversion rights.
See attached footnotes page.
Christi Davis
2018-02-02