13F-HR 1 form13f_10898.txt HLM MANAGEMENT CO. FORM 13F 09/30/2001 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2001 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: HLM MANAGEMENT CO., INC. Address: 222 Berkeley Street Boston, MA 02116 13F File Number : 028-04776 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: A. R. Haberkorn Title: Clerk Phone: 617-266-0030 Signature, Place and Date of Signing: /s/ A. R. Haberkorn Boston, MA 11/12/2001 -------------------------------------- Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES AND EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Managers Included: 0 Form 13F Information Table Entry Total: 46 Form 13F Information Table Value Total: 461348 List of Other Included Managers: No. 13F File Number Name FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER -----VOTING AUTHORITY----- NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- (x$1000) PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 1-800 Contacts, Inc. COMMON 681977104 5253 427100 SH SOLE 427100 0 0 ATMI, Inc. COMMON 00207R101 4946 320100 SH SOLE 320100 0 0 Accredo Health, Inc. COMMON 00437V104 18615 511400 SH SOLE 511400 0 0 Advance PCS COMMON 00790K109 18663 260000 SH SOLE 260000 0 0 AmSurg Corporation COMMON 03232p405 21277 772300 SH SOLE 772300 0 0 AmeriPath, Inc. COMMON 03071D109 15659 596300 SH SOLE 596300 0 0 Anaren Microwave, Inc. COMMON 032744104 9787 598600 SH SOLE 598600 0 0 Armor Holdings, Inc. COMMON 042260109 4800 242400 SH SOLE 242400 0 0 Avocent Corporation COMMON 053893103 1488 100000 SH SOLE 100000 0 0 BankUnited Financial Corporati COMMON 06652B103 8199 558900 SH SOLE 558900 0 0 Boston Private Financial Holdi COMMON 101119105 9129 467900 SH SOLE 467900 0 0 Bright Horizons Family Solutio COMMON 109195107 13160 487400 SH SOLE 487400 0 0 Centra Software, Inc. COMMON 15234X103 10596 1237800 SH SOLE 1237800 0 0 Corporate Executive Board Co. COMMON 21988R102 11952 458300 SH SOLE 458300 0 0 Coventry Health Care, Inc. COMMON 222862104 1179 49939 SH SOLE 49939 0 0 Cubist Pharmaceuticals, Inc. COMMON 229678107 9743 297300 SH SOLE 297300 0 0 D & K Healthcare Resources, In COMMON 232861104 18451 385200 SH SOLE 385200 0 0 Dianon Systems, Inc. COMMON 252826102 18082 360200 SH SOLE 360200 0 0 Evergreen Resources, Inc. COMMON 299900308 5833 171800 SH SOLE 171800 0 0 First Horizon Pharmaceutical C COMMON 32051K106 22766 874600 SH SOLE 874600 0 0 Genta Incorporated COMMON 37245M207 8220 794200 SH SOLE 794200 0 0 Harbor Florida Bancshares, Inc COMMON 411901101 5048 282500 SH SOLE 282500 0 0 Hot Topic, Inc. COMMON 441339108 12545 499800 SH SOLE 499800 0 0 InterCept Group, Inc. COMMON 45845L107 15999 478300 SH SOLE 478300 0 0 Intermune, Inc. COMMON 45884X103 7704 201400 SH SOLE 201400 0 0 Knight Transportation, Inc. COMMON 499064103 9493 495700 SH SOLE 495700 0 0 LifeMinders.com, Inc. COMMON 53219H108 4 2500 SH SOLE 2500 0 0 LifePoint Hospitals, Inc. COMMON 53219L109 858 19500 SH SOLE 19500 0 0 Manor Care Inc. COMMON 564055101 936 33300 SH SOLE 33300 0 0 Microsemi Corp. COMMON 595137100 17896 687000 SH SOLE 687000 0 0 PLATO Learning, Inc. COMMON 72764Y100 13559 561700 SH SOLE 561700 0 0 Prima Energy, Corp. COMMON 741901201 6324 285500 SH SOLE 285500 0 0 RehabCare Group, Inc. COMMON 759148109 15637 359400 SH SOLE 359400 0 0 Renaissance Learning, Inc. COMMON 75968L105 12249 372200 SH SOLE 372200 0 0 Salix Pharmaceuticals, Ltd. COMMON g77770108 10093 756000 SH SOLE 756000 0 0 SkillSoft Corporation COMMON 83066P101 8962 560800 SH SOLE 560800 0 0 Southwest Bancorporation of Te COMMON 84476r109 12367 415700 SH SOLE 415700 0 0 Stellent, Inc. (Formerly Intra COMMON 85856W105 9166 636500 SH SOLE 636500 0 0 Strayer Education, Inc. COMMON 863236105 11172 250500 SH SOLE 250500 0 0 Swift Transportation Co.,Inc. COMMON 870756103 15317 865350 SH SOLE 865350 0 0 TALX Corporation COMMON 874918105 8189 3844450 SH SOLE 3844450 0 0 Trimeris, Inc. COMMON 896263100 5311 151300 SH SOLE 151300 0 0 UCBH Holdings, Inc. COMMON 90262T308 4491 153900 SH SOLE 153900 0 0 Ultratech Stepper, Inc. COMMON 904034105 7034 587600 SH SOLE 587600 0 0 United Surgical Partners Int'l COMMON 913016309 8702 424500 SH SOLE 424500 0 0 Wintrust Financial, Inc. COMMON 97650W108 5129 165200 SH SOLE 165200 0 0