-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RR2bxMimZsoI5B1FxlhuKEI3c+NY/52w4J+Txtf2SBmUT76Yvgxhy4FFJOxK8O1Y OBOx4B4/7tRidRV9CjMbNA== 0000949459-97-000020.txt : 19970109 0000949459-97-000020.hdr.sgml : 19970109 ACCESSION NUMBER: 0000949459-97-000020 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970108 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN GOVERNMENT INCOME PORTFOLIO INC CENTRAL INDEX KEY: 0000836425 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 411620510 STATE OF INCORPORATION: MN FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-47753 FILM NUMBER: 97502401 BUSINESS ADDRESS: STREET 1: 222 S 9TH ST CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 6123426231 MAIL ADDRESS: STREET 2: 222 S 9TH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN GOVERNMENT SECURITIES FUND INC DATE OF NAME CHANGE: 19880919 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: YALE UNIVERSITY CENTRAL INDEX KEY: 0000938582 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 06646973 STATE OF INCORPORATION: CT FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 230 PROSPECT STREET CITY: NEW HAVEN STATE: CT ZIP: 06511-2107 BUSINESS PHONE: 2034325761 MAIL ADDRESS: STREET 1: YALE UNIVERSITY INVESTMENT OFFICE STREET 2: 230 PROSPECT STREET CITY: NEW HAVEN STATE: CT ZIP: 06511-2107 SC 13G/A 1 SCHEDULE 13G AMENDMENT NO. 1 THIS DOCUMENT IS A CONFIRMING COPY OF THE SCHEDULE 13G THAT WAS FILED VIA PAPER ON OCTOBER 30, 1996. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 AMENDMENT NO. 1 AMERICAN GOVERNMENT INCOME PORTFOLIO, INC. (Name of Issuer) Common Stock, par value $.01 per share -------------------------------------- (Title of Class of Securities) 025 919 101 (CUSIP Number) Check the following box if a fee is being paid with this statement [ ]. - -------------------------------------------------------------------------------- 1) Name and I.R.S. Identification No. of Reportingg Person: Yale University I.R.S. Number 06-0646973-N - -------------------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group: (a) (Not Applicable) (b) (Not Applicable) - -------------------------------------------------------------------------------- 3) SEC Use Only - -------------------------------------------------------------------------------- 4) Citizenship or Place of Organization Yale University is a Connecticut corporation. Number of Shares (5) Sole Voting Power - 4,863,200 Beneficially Owned by Each Reporting ------------------------------------------------- Person With: (6) Shared Voting Power (Not Applicable) ------------------------------------------------- (7) Sole Dispositive Power - 4,863,200 ------------------------------------------------- (8) Shared Dispositive Power (Not Applicable) - -------------------------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person: 4,863,200 - -------------------------------------------------------------------------------- 10) Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares: (Not Applicable) - -------------------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row 9: 20.0% - -------------------------------------------------------------------------------- 12) Type of Reporting Person: EP - -------------------------------------------------------------------------------- Page 1 of 3 Item 1. (a) Name of Issuer: American Government Income Portfolio, Inc. (the "Company") (b) Address of Issuer's Principal Executive Offices: American Government Income Portfolio, Inc. c/o Piper Capital Mangement Incorporated Piper Jaffray Tower 222 South Ninth Street Minneapolis, Minnesota 55402 Item 2. (a) Name of Person Filing: Yale University (b) Address of Principal Office: Yale University Investments Office 230 Prospect Street New Haven, CT 06511-2107 Attn: Nicole von Kaenal, Senior Financial Analyst (c) Citizenship: Yale University is a Connecticut corporation. (d) Title of Class of Securities: Common Stock (e) CUSIP Number: 025 919 101 Item 3. If this statement is filed pursuant to rules 13d-1(b) or 13d-2(b), check whether the person filing is a : .... (f) [X] ... Endowment Fund; see section 240.13d-1(b)(ii)(F). .... Item 4. Ownership: (a) Amount Beneficially Owned: 4,863,200 Page 2 of 3 (b) Percent of Class: 20.0% (c) Number of Shares as to which such person has: (i) sole power to vote or to direct the vote: 4,863,200 (ii) shared power to vote or to direct the vote: (Not Applicable) (iii) sole power to dispose or to direct the disposition of: 4,863,200 (iv) shared power to dispose or to direct the disposition of: (Not Applicable) Item 5 Ownership of Five Percent or Less of a Class: (Not Applicable) Item 6 Ownership of More Than Five Percent on Behalf of Another Person: (Not Applicable) Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company: (Not Applicable) Item 8 Identification and Classification of Members of Group: (Not Applicable) Item 9 Notice of Dissolution of Group: (Not Applicable) Item 10 Certification: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: January 8, 1997 /s/ David F. Swensen ----------------------------------------- Name: David F. Swensen Title: Chief Investment Officer Page 3 of 3 -----END PRIVACY-ENHANCED MESSAGE-----