-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SVho9Mg5ZrodkftNlSkwX5PYjFaAPNgPe7gMYwgC37gWtv+dy0oZCSHcN/4l8Baa HU8Zd2DY2l+witl5Ct/dzQ== 0000938582-99-000006.txt : 19990817 0000938582-99-000006.hdr.sgml : 19990817 ACCESSION NUMBER: 0000938582-99-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990630 FILED AS OF DATE: 19990816 FILER: COMPANY DATA: COMPANY CONFORMED NAME: YALE UNIVERSITY CENTRAL INDEX KEY: 0000938582 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 06646973 STATE OF INCORPORATION: CT FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-04780 FILM NUMBER: 99690371 BUSINESS ADDRESS: STREET 1: 230 PROSPECT STREET CITY: NEW HAVEN STATE: CT ZIP: 06511-2107 BUSINESS PHONE: 2034325761 MAIL ADDRESS: STREET 1: YALE UNIVERSITY INVESTMENT OFFICE STREET 2: 230 PROSPECT STREET CITY: NEW HAVEN STATE: CT ZIP: 06511-2107 13F-HR 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year of Quarter Ended: June 30, 1999 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.):[ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Yale University Address: 230 Prospect Street New Haven, CT 06511-2107 13F File Number: 28-4780 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person filing the report is authoritzed to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and table are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Person: Name: David F. Swensen Title: Chief Investment Officer Phone: (203) 432-0119 Signature, Place and Date of Signing: David F. Swensen New Haven, CT August 16, 1999 Report Type [check only one.]: [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Manager Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANG ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 45 Form 13F Information Table Value Total: $304,697 List of Other Included Managers: None FORM 13F INFORMATION TABLE
ITEM 1: ITEM 2: ITEM 3: ITEM 4 ITEM 5: ITEM 6: ITEM 7: ITEM 8: NAME OF CLASS CUSIP VALUE SHARES/ PUT/ INVEST OTHER VOTING ISSUER TITLE NUMBER (X$1,000) PRN AMT CALL DSCRET'N MANAG'S AUTHORITY AMERICAN HOME PROD. CORP COM 026609-10-7 1,158 20,176.00 SOLE SOLE AMERICAN INT'L GROUP COM 026874-10-7 6,724 49,050.00 SOLE SOLE AMERICAN SELECT PORT. INC COM 029570-10-8 3,881 330,290.00 SOLE SOLE AMERICAN STRAT INCM PORT II COM 030099-10-5 7,490 634,485.00 SOLE SOLE AMERICAN STRAT PORT INC III COM 03009T-10-1 5,180 447,984.00 SOLE SOLE AMERICAN STRATEGIC INC PORT. COM 030098-10-7 3,364 286,299.00 SOLE SOLE AMERIPATH INC COM 03071D-10-9 261 30,290.00 SOLE SOLE ARTHROCARE CORP COM 043136-10-0 393 19,161.00 SOLE SOLE BP AMOCO PLC (FKA AMOCO) COM 055622-10-4 231 2,133.00 SOLE SOLE BAKER FENTRESS COM 057213-10-0 40,478 2,130,414.00 SOLE SOLE BOSTON PROPERTIES INC COM 101121-10-1 9,399 262,000.00 SOLE SOLE CATELLUS DEVELOPMENT CORP. COM 149111-10-6 7,927 519,800.00 SOLE SOLE CENTERTRUST RETAIL PPTY COM 152038-10-5 236 20,100.00 SOLE SOLE DOUBLECLICK INC COM 258609-30-4 297 3,242.00 SOLE SOLE E-TEK DYNAMICS INC. COM 269240-10-7 2,467 51,867.00 SOLE SOLE FANSTEEL INC. DEL COM 307260-10-9 200 36,432.00 SOLE SOLE FOREST CITY ENTERPRISES INC CL A 345550-10-7 7,910 282,500.00 SOLE SOLE GEORGIA GULF CORP COM 373200-20-3 389 23,050.00 SOLE SOLE H & Q HEALTHCARE FD SHBENINT 404052-10-2 20,474 1,405,963.00 SOLE SOLE H & Q LIFE SCIENCES INV. SHBENINT 404053-10-0 7,015 561,163.00 SOLE SOLE HOST MARRIOTT CORP (NEW COM 44107P-10-4 10,292 866,700.00 SOLE SOLE IHOP CORP NEW COM 449623-10-7 10,511 436,800.00 SOLE SOLE ISS GROUP INC. COM 450306-10-5 388 10,267.00 SOLE SOLE INFORMATION ADVANTAGE INC COM 45669P-10-1 227 55,418.00 SOLE SOLE MMC NETWORKS INC. COM 55308N-10-2 3,030 67,714.00 SOLE SOLE MEDITRUST CORP PAIR CTF 58501T-30-6 2,867 219,487.00 SOLE SOLE METTLER TOLEDO INT'L INC COM 592688-10-5 1,294 50,760.00 SOLE SOLE MICROSOFT CORP COM 594918-10-4 379 4,198.00 SOLE SOLE MICROCIDE PHARMAC. INC COM 595018-10-2 474 100,378.00 SOLE SOLE MORGAN STANLEY ASIA PACIFIC COM 61744U-10-6 20,936 2,175,200.00 SOLE SOLE MORGAN STANLEY D. W. GOV'T SHBENINT 61745P-10-6 26,244 3,110,400.00 SOLE SOLE NAB ASSET CORP COM 628712-20-0 89 109,040.00 SOLE SOLE ORIGINAL 16 TO ONE MINE COM 686203-10-0 18 22,500.00 SOLE SOLE PHILIP MORRIS COS.INC COM 718154-10-7 2,593 64,512.00 SOLE SOLE PRIME GROUP REALTY TRUST SHBENINT 74158J-10-3 5,156 300,000.00 SOLE SOLE PROMUS HOTEL CORP COM 74342P-10-6 6,510 210,000.00 SOLE SOLE RAYONIER INC COM 754907-10-3 10,326 207,300.00 SOLE SOLE ROYCE FOCUS TRUST COM 78080N-10-8 3,088 625,333.00 SOLE SOLE ROYCE MICRO-CAP. TR INC COM 780915-10-4 2,061 244,264.00 SOLE SOLE ROYCE VALUE TRUST INC COM 780910-10-5 38,355 2,894,750.00 SOLE SOLE TRIZEC HAHN CORP SUB VTG 896938-10-7 4,332 235,000.00 SOLE SOLE VALENTIS INC. COM 91913E-06-4 98 25,718.00 SOLE SOLE WALDEN RESIDENTIAL PPTY INC RTS 931210-10-8 17,111 795,875.00 SOLE SOLE WELLSFORD REAL PPTYS INC COM 950240-10-1 12,169 1,133,832.00 SOLE SOLE WOLVERINE WORLD WIDE INC COM 978097-10-3 192 13,743.00 SOLE SOLE TOTAL COLUMNS 304,697 21,103,488.00
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