0000938582-12-000011.txt : 20121114 0000938582-12-000011.hdr.sgml : 20121114 20121114103244 ACCESSION NUMBER: 0000938582-12-000011 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121114 DATE AS OF CHANGE: 20121114 EFFECTIVENESS DATE: 20121114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: YALE UNIVERSITY CENTRAL INDEX KEY: 0000938582 IRS NUMBER: 060646973 FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04780 FILM NUMBER: 121201611 BUSINESS ADDRESS: STREET 1: YALE UNIVERSITY INVESTMENTS OFFICE STREET 2: 55 WHITNEY AVENUE 5TH FLOOR CITY: NEW HAVEN STATE: CT ZIP: 06510-1300 BUSINESS PHONE: 2034325761 MAIL ADDRESS: STREET 1: YALE UNIVERSITY INVESTMENTS OFFICE STREET 2: 55 WHITNEY AVENUE 5TH FLOOR CITY: NEW HAVEN STATE: CT ZIP: 06510-1300 13F-HR 1 y13f092012.txt 13F FOR PERIOD ENDING 09/30/2012 13F-HR 1 kenneth.miller@yale.edu NONE KENNETH R. MILLER (203) 432-5761 0000938582 u3#edsoy 9/30/2012 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 9/30/2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.):[ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Yale University Address: 55 Whitney Avenue, 5th Floor New Haven, CT 06510-1300 13F File Number: 28-4780 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person filing the report is authoritzed to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and table are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Person: Name: David F. Swensen Title: Chief Investment Officer Phone: (203) 432-0119 Signature, Place and Date of Signing: David F. Swensen New Haven, CT November 14, 2012 Report Type [check only one.]: [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Manager Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 10 Form 13F Information Table Value Total: $36,835 (X$1,000) List of Other Included Managers: None FORM 13F INFORMATION TABLE
ITEM 1: ITEM 2: ITEM 3: ITEM 4 ITEM 5: ITEM 6: ITEM 7: ITEM 8: NAME OF CLASS CUSIP VALUE SHARES/ PUT/ INVEST OTHER VOTING ISSUER TITLE NUMBER (X$1,000) PRN AMT CALL DSCRET'N MANAG'S AUTHORITY APPROACH RESOURCES INC COM 03834A-10-3 2,086 69,217 SOLE SOLE CARTER'S INC COM 146229-10-9 7,166 133,101 SOLE SOLE CHINA KANGHUI HOLDINGS INC COM 16890V-10-0 4,483 147,709 SOLE SOLE DOUGLAS EMMETT INC COM 25960P-10-9 208 9,000 SOLE SOLE I SHARES MSCI EAFE INDEX FD IDX 464287-46-5 2,703 51,000 SOLE SOLE INSULET CORP COM 45784P-10-1 1,717 79,564 SOLE SOLE MARSH & MCLENNAN COS INC COM 571748-10-2 207 6,100 SOLE SOLE QIHOO 360 TECHNOLOGY CO LTD COM 74734M-10-9 1,589 72,071 SOLE SOLE SPDR TRUST SERIES 1 SHARES 78462F-10-3 4,319 30,000 SOLE SOLE VANGUARD MSCI EMERGING SHARES 922042-85-8 12,358 296,000 SOLE SOLE TOTAL 36,835 893,762