0000938582-12-000007.txt : 20120214 0000938582-12-000007.hdr.sgml : 20120214 20120214114350 ACCESSION NUMBER: 0000938582-12-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120214 DATE AS OF CHANGE: 20120214 EFFECTIVENESS DATE: 20120214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: YALE UNIVERSITY CENTRAL INDEX KEY: 0000938582 IRS NUMBER: 060646973 FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04780 FILM NUMBER: 12604858 BUSINESS ADDRESS: STREET 1: YALE UNIVERSITY INVESTMENTS OFFICE STREET 2: 55 WHITNEY AVENUE 5TH FLOOR CITY: NEW HAVEN STATE: CT ZIP: 06510-1300 BUSINESS PHONE: 2034325761 MAIL ADDRESS: STREET 1: YALE UNIVERSITY INVESTMENTS OFFICE STREET 2: 55 WHITNEY AVENUE 5TH FLOOR CITY: NEW HAVEN STATE: CT ZIP: 06510-1300 13F-HR 1 y13f122011.txt 13F FOR PERIOD ENDING 12/31/2011 13F-HR 1 kenneth.miller@yale.edu NONE KENNETH R. MILLER (203) 432-5761 0000938582 u3#edsoy 12/31/2011 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.):[ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Yale University Address: 55 Whitney Avenue, 5th Floor New Haven, CT 06510-1300 13F File Number: 28-4780 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person filing the report is authoritzed to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and table are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Person: Name: David F. Swensen Title: Chief Investment Officer Phone: (203) 432-0119 Signature, Place and Date of Signing: David F. Swensen New Haven, CT February 14, 2012 Report Type [check only one.]: [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Manager Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 10 Form 13F Information Table Value Total: $198,833 (X$1,000) List of Other Included Managers: None FORM 13F INFORMATION TABLE
ITEM 1: ITEM 2: ITEM 3: ITEM 4 ITEM 5: ITEM 6: ITEM 7: ITEM 8: NAME OF CLASS CUSIP VALUE SHARES/ PUT/ INVEST OTHER VOTING ISSUER TITLE NUMBER (X$1,000) PRN AMT CALL DSCRET'N MANAG'S AUTHORITY APPROACH RESOURCES INC COM 03834A-10-3 2,811 95,567 SOLE SOLE HIGHER ONE HOLDINGS INC COM 42983D-10-4 1,790 97,053 SOLE SOLE I SHARES MSCI EAFE INDEX FD IDX 464287-4-65 16,196 327,000 SOLE SOLE I SHARES MSCI EMF INDEX FD MKT ETF 464287-2-34 1,366 36,000 SOLE SOLE ISHARES FTSE/CHINA INDEX FD MKT ETF 464287-18-4 23,208 665,547 SOLE SOLE SPDR TRUST SERIES 1 UNIT 78462F-10-3 1,506 12,000 SOLE SOLE VANG'D MSCI EMERGING MKTS MKT ETF 922042-8-58 150,509 3,939,000 SOLE SOLE WOLVERINE WORLD WIDE INC COM COM 978097-10-3 735 20,614 SOLE SOLE QIHOO 360 TECHNOLOGY CO LTD COM 74734M-10-9 330 21,061 SOLE SOLE ZIPCAR INC COM 98974X-10-3 382 28,484 SOLE SOLE TOTAL 198,833 5,242,326