13F-HR 1 y13fmar02.txt 13F MARCH 31 2002 13F-HR 1 kenneth.miller@yale.edu NONE KENNETH R. MILLER (203) 432-5761 0000938582 eqed9jp@ 3/31/2002 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 3/31/2002 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.):[ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Yale University Address: 230 Prospect Street New Haven, CT 06511-2107 13F File Number: 28-4780 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person filing the report is authoritzed to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and table are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Person: Name: David F. Swensen Title: Chief Investment Officer Phone: (203) 432-0119 Signature, Place and Date of Signing: David F. Swensen New Haven, CT May 9, 2002 Report Type [check only one.]: [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Manager Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 27 Form 13F Information Table Value Total: $431,901 (X$1,000) List of Other Included Managers: None FORM 13F INFORMATION TABLE
ITEM 1: ITEM 2: ITEM 3: ITEM 4 ITEM 5: ITEM 6: ITEM 7: ITEM 8: NAME OF CLASS CUSIP VALUE SHARES/ PUT/ INVEST OTHER VOTING ISSUER TITLE NUMBER (X$1,000) PRN AMT CALL DSCRET'N MANAG'S AUTHORITY ACADIA REALTLY TRUST SH BEN INT 004239-10-9 58,531 8,421,759.000 SOLE SOLE BP AMOCO PLC (FKA AMOCO) SPONS ADR 055622-10-4 227 4,266.000 SOLE SOLE CATELLUS DEVELOPMENT CORP. COM 149111-10-6 6,668 339,000.000 SOLE SOLE CURIS INC COM 231269-10-1 126 59,000.000 SOLE SOLE FANSTEEL INC. DEL COM 307260-10-9 3 36,432.000 SOLE SOLE FELCOR LODGING TRUST COM 31430F-10-1 30,704 1,444,878.000 SOLE SOLE FOREST CITY ENTERPRISES INC. CL A 345550-10-7 18,696 492,000.000 SOLE SOLE HANDSPRING INC. COM 410293-10-4 109 23,372.000 SOLE SOLE HILTON HOTELS GROUP C.S. COM 432848-10-9 16,574 1,159,000.000 SOLE SOLE HOST MARRIOTT CORP ( NEW ) COM 44107P-10-4 15,236 1,275,000.000 SOLE SOLE IHOP CORP COM 449623-10-7 16,383 486,000.000 SOLE SOLE INNOVEDA INC COM 45769F-10-2 74 37,249.000 SOLE SOLE LATIN AMERICAN DISCOVERY FD COM 51828C-10-6 15,277 1,372,600.000 SOLE SOLE MACERICH COMPANY COM 554382-10-1 13,628 452,000.000 SOLE SOLE MARRIOTT INTERNATIONAL INC CL A 571903-20-2 10,383 231,000.000 SOLE SOLE MORGAN STAN D WITTR EMG MK COM 61744G-10-7 14,851 1,425,200.000 SOLE SOLE MORGAN STAN D WITTR ASISA PAC COM 61744U-10-6 33,933 3,992,123.000 SOLE SOLE MORGAN STANLEY D. W. GOV'T GOVT INC TR 61745P-10-6 64,725 7,517,400.000 SOLE SOLE ORIGINAL 16 TO ONE MINE COM 686203-10-0 22 67,500.000 SOLE SOLE RAYONIER INC. COM 754907-10-3 9,926 186,300.000 SOLE SOLE ROYCE FOCUS TR COM 78080N-10-8 19,657 2,749,643.000 SOLE SOLE ROYCE MICRO-CAP. TR INC COM 780915-10-4 50,024 4,154,832.000 SOLE SOLE SCUDDER INTER GOVT TR SH BEN INT 811163-10-4 23,802 3,490,000.000 SOLE SOLE SIMPLEX SOLUTION INC COM 828854-10-9 1,986 200,044.000 SOLE SOLE TRIZEC HAHN CORP SUB VTG 896938-10-7 8,786 555,000.000 SOLE SOLE WOLVERINE WORLD WIDE INC COM 978097-10-3 247 13,743.000 SOLE SOLE WYETH COM 983024-10-0 1,325 20,176.000 SOLE SOLE TOTAL 431,901 40,205,517.000