13F-HR 1 a2q0113f.txt 13F 13F-HR 1 kenneth.miller@yale.edu NONE KENNETH R. MILLER (203) 432-5761 0000938582 eqed9jp@ 03/31/2001 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year of Quarter Ended: March 31, 2001 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.):[ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Yale University Address: 230 Prospect Street New Haven, CT 06511-2107 13F File Number: 28-4780 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person filing the report is authoritzed to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and table are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Person: Name: David F. Swensen Title: Chief Investment Officer Phone: (203) 432-0119 Signature, Place and Date of Signing: David F. Swensen New Haven, CT May 15, 2001 Report Type [check only one.]: [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Manager Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANG ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 58 Form 13F Information Table Value Total: $629,243 (X$1,000) List of Other Included Managers: None FORM 13F INFORMATION TABLE ITEM 1: ITEM 2: ITEM 3: ITEM 4 ITEM 5: ITEM 6: ITEM 7: ITEM 8: NAME OF CLASS CUSIP VALUE SHARES/ PUT/ INVEST OTHER VOTING ISSUER TITLE NUMBER (X$1,000) PRN AMT CALL DSCRET'N MANAG'S AUTHORITY ACADIA REALTY TRUST SHBENINT 004239-10-0 38,777 6,155,092.00 SOLE SOLE ALLOS THERAPEUTICS INC. COM 019777-10-1 242 41,301.00 SOLE SOLE AMDOCS LIMITED COM 002602-10-3 2,514 49,900.00 SOLE SOLE AMERICAN HOME PROD. CORP. COM 026609-10-7 1,536 26,137.00 SOLE SOLE AMERICAN INT'L GROUP COM 026874-10-7 7,816 97,095.00 SOLE SOLE AMERICAN SELECT PORT. INC COM 029570-10-8 20,274 1,661,811.00 SOLE SOLE AMERICAN STRATEGIC INC PORT. COM 030098-10-7 13,213 1,089,245.00 SOLE SOLE AMERICAN STRAT INCM PORT II COM 030099-10-5 30,751 2,491,965.00 SOLE SOLE AMERICAN STRAT PORT INC III COM 03009T-10-1 17,520 1,483,488.00 SOLE SOLE ARGONAUT TECHNOLOGIES COM 040175-10-1 254 34,886.00 SOLE SOLE ARIBA INC. COM 04033V-10-4 174 21,966.00 SOLE SOLE BELL SOUTH CORP. COM 079860-10-2 458 11,200.00 SOLE SOLE BP AMOCO PLC (f/k/a AMOCO) SPONSADR 055622-10-4 519 10,457.00 SOLE SOLE CATALINA MARKETING CORP. COM 148867-10-4 254 7,880.00 SOLE SOLE CATELLUS DEVELOPMENT CORP. COM 149111-10-6 6,379 405,000.00 SOLE SOLE CITIGROUP INC. COM 172697-10-1 216 4,812.00 SOLE SOLE CONSOLIDATED TOMOKA LP CO. COM 210226-10-6 4,192 279,494.21 SOLE SOLE CURIS INC. COM 231269-10-1 218 59,000.00 SOLE SOLE DISCOVERY PARTNERS INT'L INC COM 254675-10-1 138 21,586.00 SOLE SOLE DOW JONES & CO. COM 260561-10-5 376 7,178.00 SOLE SOLE DUKE ENERGY CORP. COM 264399-10-6 999 23,384.00 SOLE SOLE ENRON CORP. COM 293561-10-6 349 6,000.00 SOLE SOLE EXXON MOBIL CORP. COM 30231G-10-2 699 8,624.00 SOLE SOLE FANSTEEL INC. DEL COM 307260-10-9 149 36,432.00 SOLE SOLE FELCOR LODGING TRUST INC. COM 31430F-10-1 45,782 1,994,878.00 SOLE SOLE FIFTH THIRD BANCORP. COM 316772-10-0 271 5,062.00 SOLE SOLE FOREST CITY ENTERPRISES INC. CL A 345550-10-7 14,739 325,000.00 SOLE SOLE GOLDMAN SACHS GROUP INC. COM 38141G-10-4 1,614 18,961.00 SOLE SOLE HANDSPRING INC. COM 410293-10-4 701 60,399.00 SOLE SOLE HILTON HOTELS GROUP C.S. COM 432848-10-9 16,532 1,582,000.00 SOLE SOLE HOME DEPOT INC. COM COM 437076-10-2 252 5,850.00 SOLE SOLE HOST MARRIOTT (NEW) COM 44107P-10-4 10,123 866,700.00 SOLE SOLE IHOP CORP. COM 449623-10-7 9,600 480,000.00 SOLE SOLE INNOVEDA INC. COM 45769F-10-2 129 37,249.00 SOLE SOLE INTUITIVE SURGICAL INC. COM 46120E-10-7 408 83,700.00 SOLE SOLE J.P MORGAN CHASE & CO. COM 46625H-10-0 355 7,913.00 SOLE SOLE JOHN NUVEEN CLASS A CL A 478035-10-8 648 12,000.00 SOLE SOLE LATIN AMERICAN DISCOVERY FD COM 51828C-10-6 8,375 867,900.00 SOLE SOLE MACERICH COMPANY COM 554382-10-1 10,646 485,000.00 SOLE SOLE MERCK & CO. INC. COM 589331-10-7 567 7,472.00 SOLE SOLE MINNESOTA MINING & MFG. CO. COM 604059-10-5 1,334 12,840.00 SOLE SOLE MORGAN STAN D WTTR EMG MKT COM 61744G-10-7 9,967 1,196,526.46 SOLE SOLE MORGAN STAN D WITTR ASIA PAC COM 61744U-10-6 52,540 6,254.747.00 SOLE SOLE MORGAN STANLEY D. W. GOV'T GOVINCTR 61745P-10-6 66,096 7,519,400.00 SOLE SOLE NUVEEN PREM. INCOME MUN. FD COM 67062T-10-0 1,092 80,000.00 ORIGINAL 16 TO ONE MINE COM 686203-10-0 16,650 22,500.00 SOLE SOLE PRAECIS PHARMACEUTICALS INC. COM 739421-10-5 2,771 139,000.00 SOLE SOLE PRIME GROUP REALTY TRUST SHBENINT 74158J-10-3 8,167 585,000.00 SOLE SOLE RATIONAL SOFTWARE CORP. COM 75409P-20-2 672 37,869.00 SOLE SOLE RAYONIER INC COM 754907-10-3 8,561 207,300.00 SOLE SOLE ROYCE FOCUS TRUST COM 78080N-10-8 14,772 2,780,521.00 SOLE SOLE ROYCE VALUE TRUST INC. COM 780910-10-5 122,873 8,745,411.00 SOLE SOLE ROYCE MICRO-CAP. TR INC. COM 780915-10-4 34,637 4,015,841.00 SOLE SOLE SCUDDER INTER. GOV'T TRUST SHBENINT 811163-10-4 27,568 4,096,300.00 SOLE SOLE TELIK INC. COM 87959M-10-9 156 30,142.00 SOLE SOLE THERMA-WAVE INC. COM 88343A-10-8 709 56,143.00 SOLE SOLE TRIZEC HAHN CORP. SUB VTG 896938-10-7 8,353 555,000.00 SOLE SOLE WOLVERINE WORLD WIDE INC. COM 978097-10-3 200 13,743.00 SOLE SOLE TOTAL COLUMNS 629,243 57,222,460.67