-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FY8ELx+dlZjTwyR8n0RzaU8Mvg1HZuAr596j6ncWFVRFfk3X+2k9pFhVEc0+OqTa JooPyU97ReWp3GfaQrKpCw== 0000938582-00-000024.txt : 20000517 0000938582-00-000024.hdr.sgml : 20000517 ACCESSION NUMBER: 0000938582-00-000024 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000331 FILED AS OF DATE: 20000515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: YALE UNIVERSITY CENTRAL INDEX KEY: 0000938582 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 06646973 STATE OF INCORPORATION: CT FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-04780 FILM NUMBER: 636499 BUSINESS ADDRESS: STREET 1: 230 PROSPECT STREET CITY: NEW HAVEN STATE: CT ZIP: 06511-2107 BUSINESS PHONE: 2034325761 MAIL ADDRESS: STREET 1: YALE UNIVERSITY INVESTMENT OFFICE STREET 2: 230 PROSPECT STREET CITY: NEW HAVEN STATE: CT ZIP: 06511-2107 13F-HR 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year of Quarter Ended: March 31, 2000 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.):[ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Yale University Address: 230 Prospect Street New Haven, CT 06511-2107 13F File Number: 28-4780 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person filing the report is authoritzed to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and table are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Person: Name: David F. Swensen Title: Chief Investment Officer Phone: (203) 432-0119 Signature, Place and Date of Signing: David F. Swensen New Haven, CT May 15, 2000 Report Type [check only one.]: [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Manager Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANG ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 57 Form 13F Information Table Value Total: $314,270 (X$1,000) List of Other Included Managers: None FORM 13F INFORMATION TABLE
ITEM 1: ITEM 2: ITEM 3: ITEM 4 ITEM 5: ITEM 6: ITEM 7: ITEM 8: NAME OF CLASS CUSIP VALUE SHARES/ PUT/ INVEST OTHER VOTING ISSUER TITLE NUMBER (X$1,000) PRN AMT CALL DSCRET'N MANAG'S AUTHORITY ACTIVE SOFTWARE COM 00504E-10-2 1,137 17,875.00 SOLE SOLE AGILE SOFTWARE CORP. COM 00846X-10-5 7,400 118,405.00 SOLE SOLE ALTEON WEBSYSTEMS COM 02145A-10-9 13,333 162,598.00 SOLE SOLE AMAZON.COM INC. COM 023136-10-6 324 4,836.00 SOLE SOLE AMERICAN HOME PROD. CORP. COM 026609-10-7 1,084 20,176.00 SOLE SOLE AMERICAN INT'L GROUP COM 026874-10-7 4,326 39,505.50 SOLE SOLE AMERICAN SELECT PORT. INC COM 029570-10-8 3,884 349,100.00 SOLE SOLE AMERICAN STRATEGIC INC PORT. COM 030098-10-7 4,777 444,386.00 SOLE SOLE AMERICAN STRAT INCM PORT II COM 030099-10-5 7,290 666,500.00 SOLE SOLE AMERICAN STRAT PORT INC III COM 03009T-10-1 3,933 379,100.00 SOLE SOLE AMERIPATH INC. COM 03071D-10-9 246 30,290.00 SOLE SOLE APPNET INC. COM 03831Q-10-1 5,311 113,010.00 SOLE SOLE ARIBA INC. COM 04033V-10-4 20,853 99,480.00 SOLE SOLE BAKER FENTRESS & CO. COM 057213-20-9 4,386 363,615.00 SOLE SOLE BRIO TECHNOLOGY INC. COM 109704-10-6 1,179 31,235.OO SOLE SOLE CALICO COMMERCE COM 129897-10-4 8,081 104,527.OO SOLE SOLE CLARUS CORP. DEL 182707-10-9 4,542 64.311.00 SOLE SOLE CONSOLIDATED TOMOKA LP CO. COM 210226-10-6 3,092 279,494.21 SOLE SOLE CORIXA CORP. COM 21887F-10-0 246 5,960.00 SOLE SOLE CROWN CASTLE INT'L GROUP COM 228227-10-4 7,422 195.966.00 SOLE SOLE DOW JONES & CO. COME 260561-10-5 282 3,926.00 SOLE SOLE EFFICIENT NETWORKS, INC. COM 282056-10-0 3,731 23,137.00 SOLE SOLE E-PIPHANY COME 26881V-10-0 2,120 15,871.00 SOLE SOLE FANSTEEL INC. DEL COM 307260-10-9 128 36,432.00 SOLE SOLE FOREST CITY ENTERPRISES INC. CL A 345550-10-7 1,248 42,500.00 SOLE SOLE FOUNDRY NETWORKS COM 35063R-10-0 2,941 20,459.00 SOLE SOLE FRANKLIN RESOURCES INC. COM 354613-10-1 568 17,000.00 SOLE SOLE GOLDMAN SACHS COM 38141G-10-4 1,996 18,961.00 SOLE SOLE GOTO.COM COM 38348T-10-7 9,054 220,503.00 SOLE SOLE H & Q HEALTHCARE FD SHBENINT 404052-10-2 14,565 544,480.00 SOLE SOLE HILTON HOTELS CORP. COM 432848-10-9 1,625 209,682.00 SOLE SOLE IHOP CORP. COM 449623-10-7 640 43,200.00 SOLE SOLE KANA COMMUNICATIONS COM 483600-10-2 2,040 30,000.00 SOLE SOLE KEMPER INTER GOV'T TRUST GOVINCTR 488413-10-5 16,330 2,586,900.00 SOLE SOLE MARSH & MCLENNAN COMP. INC. COM 571748-10-2 221 2,000.00 SOLE SOLE MEDITRUST CORP. PAIR CTF 58501T-30-6 398 219,487.00 SOLE SOLE MERCK & CO. INC. COM 589331-10-7 435 7,010.00 SOLE SOLE MORGAN STANLEY ASIA PACIFIC COM 61744U-10-6 37,531 3,451,100.00 SOLE SOLE MORGAN STANLEY D. W. GOV'T SHBENINT 61745P-10-6 20,721 2,570,100.00 SOLE SOLE NEXTEL COMM. CL A 65332V-10-3 205,326 1,385.00 SOLE SOLE NORTEL NETWORKS CORP. COM 656659-10-0 3,068 24,350.00 SOLE SOLE ORIGINAL 16 TO ONE MINE COM 686203-10-0 20 22,500.00 SOLE SOLE PHILIP MORRIS COS. INC. COM 718154-10-7 1,363 64,512.00 SOLE SOLE PIVOTAL CORPORATION COM 72581R-10-6 1,469 45,726.00 SOLE SOLE PRIME GROUP REALTY TRUST SHBENINT 74158J-10-3 4,079 285,000.00 SOLE SOLE REDBACK NETWORKS INC. COM 757209-10-1 1,464 4,881.00 SOLE SOLE RHYTHMS NET CONNECTIONS INC. COM 762430-20-5 25,892 835,225.00 SOLE SOLE ROYCE FOCUS TRUST COM 78080N-10-8 4,123 809,438.00 SOLE SOLE ROYCE MICRO-CAP. TR INC. COM 780915-10-4 7,317 705,219.00 SOLE SOLE ROYCE VALUE TRUST INC. COM 780910-10-5 34,320 2,484,726.00 SOLE SOLE SILICON IMAGES INC. COM 82705T-10-2 6,868 95,894.00 SOLE SOLE STAMPS.COM INC. COM 582857-10-1 999 51,715.00 SOLE SOLE TIBCO SOFTWARE INC. COM 88632Q-10-3 4,079 50,054.00 SOLE SOLE VIANT CORP. COM 92553N-10-7 1,978 59,044.00 SOLE SOLE VITRIA TECHNOLOGY COM 92849Q-10-4 19,723 195,640.00 SOLE SOLE VOICESTREAM WIRELESS CORP. COM 928615-10-3 230 1,784.00 SOLE SOLE WOLVERINE WORLD WIDE INC. COM 978097-10-3 151 13,743.00 SOLE SOLE TOTAL COLUMNS 314,270 18,572,363.71
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