-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, STwF/iiNtO7yqEV7q6nrWYEl/sgEABg/EIZWsVzSUCeQ5Cqw4cEpIY/KX77DBqh2 MQWykp2GNB+bGJ5kXIr0tQ== 0000938582-00-000007.txt : 20000215 0000938582-00-000007.hdr.sgml : 20000215 ACCESSION NUMBER: 0000938582-00-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19991231 FILED AS OF DATE: 20000214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: YALE UNIVERSITY CENTRAL INDEX KEY: 0000938582 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 06646973 STATE OF INCORPORATION: CT FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-04780 FILM NUMBER: 542254 BUSINESS ADDRESS: STREET 1: 230 PROSPECT STREET CITY: NEW HAVEN STATE: CT ZIP: 06511-2107 BUSINESS PHONE: 2034325761 MAIL ADDRESS: STREET 1: YALE UNIVERSITY INVESTMENT OFFICE STREET 2: 230 PROSPECT STREET CITY: NEW HAVEN STATE: CT ZIP: 06511-2107 13F-HR 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year of Quarter Ended: December 31, 1999 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.):[ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Yale University Address: 230 Prospect Street New Haven, CT 06511-2107 13F File Number: 28-4780 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person filing the report is authoritzed to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and table are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Person: Name: David F. Swensen Title: Chief Investment Officer Phone: (203) 432-0119 Signature, Place and Date of Signing: David F. Swensen New Haven, CT February 14, 2000 Report Type [check only one.]: [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Manager Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANG ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 64 Form 13F Information Table Value Total: $467,829 (X$1,000) List of Other Included Managers: None FORM 13F INFORMATION TABLE
ITEM 1: ITEM 2: ITEM 3: ITEM 4 ITEM 5: ITEM 6: ITEM 7: ITEM 8: NAME OF CLASS CUSIP VALUE SHARES/ PUT/ INVEST OTHER VOTING ISSUER TITLE NUMBER (X$1,000) PRN AMT CALL DSCRET'N MANAG'S AUTHORITY AMDOCS COM G02602-10-3 2,294 66,492.00 SOLE SOLE AMERICAN HOME PROD. CORP. COM 026609-10-7 792 20,176.00 SOLE SOLE AMERICAN INT'L GROUP COM 026874-10-7 10,129 93,680.00 SOLE SOLE AMERICAN SELECT PORT. INC COM 029570-10-8 508 43,500.00 SOLE SOLE AMERICAN STRATEGIC INC PORT. COM 030098-10-7 885 78,699.00 SOLE SOLE AMERIPATH INC. COM 03071D-10-9 248 30,290.00 SOLE SOLE APPLIED MATERIALS INC. COM 038222-10-5 511 4,037.00 SOLE SOLE ARIBA INC. COM 04033V-10-4 34,745 195,885.00 SOLE SOLE AT HOME CORP. COM 045919-10-7 12,247 252,520.00 SOLE S0LE AVANT CORP. COM O53487-10-4 281 17,997.00 SOLE SOLE BAKER FENTRESS COM 057213-10-0 30,816 2,181,694.00 SOLE SOLE BROCADE COMMUNICATIONS COM 111621-10-8 41,776 236,021.00 SOLE SOLE CISCO SYSTEMS INC. COM 17275R-10-2 2,922 27,276.00 SOLE SOLE CONSOLIDATED TOMOKA LP CO. COM 210226-10-6 3,564 279,494.21 SOLE SOLE COPPER MOUNTAIN NETWORKS COM 217510-10-6 23,244 476,794.00 SOLE SOLE COVAD COMM. GROUP INT. COM 222814-20-4 8,887 171,117.00 SOLE SOLE DELL COMPUTER CORP. COM 247025-10-9 6,378 125,052.00 SOLE SOLE DITECH COMMUNICATIONS COM 25500M-10-3 2,632 28,151.00 SOLE SOLE DORAL FINANCIAL GROUP COM 25811P-10-0 214 17,400.00 SOLE SOLE DSET CORP. COM 262504-10-3 416 11,139.00 SOLE SOLE EFFICIENT NETWORKS, INC. COM 282056-10-0 643 15,137.00 SOLE SOLE E-TEK DYNAMICS COM 269240-10-7 19,069 141,646.00 SOLE SOLE FANSTEEL INC. DEL COM 307260-10-9 141 36,432.00 SOLE SOLE FOREST CITY ENTERPRISES INC. CL A 345550-10-7 549 19,600.00 SOLE SOLE GETTY IMAGES INC. COM 374276-10-3 834 17,064.00 SOLE SOLE H & Q HEALTHCARE FD SHBENINT 404052-10-2 30,228 1,405,963.00 SOLE SOLE H & Q LIFE SCIENCES INV. SHBENINT 404053-10-0 11,223 561,163.00 SOLE SOLE IHOP CORP. COM 449623-10-7 721 43,200.00 SOLE SOLE INTRAWARE INC. COM 46118M-10-3 1,251 15,645.00 SOLE SOLE JUNIPER NETWORKS COM 48203R-10-4 13,126 36,805.00 SOLE SOLE KEMPER INTER GOV'T TRUST GOVINCTR 488413-10-5 8,307 1,290,400.00 SOLE SOLE LYCOS INC. COM 550818-10-8 1,287 16,173.00 SOLE SOLE MEDIA METRIX INC. COM 58440X-10-3 411 11,487.00 SOLE SOLE MEDITRUST CORP. PAIR CTF 58501T-30-6 1,207 219,487.00 SOLE SOLE MEDQUIST INC. COM 584949-10-1 976 37,819.00 SOLE SOLE MORGAN STANLEY ASIA PACIFIC COM 61744U-10-6 2,420 204,900.00 SOLE SOLE MORGAN STANLEY D. W. GOV'T SHBENINT 61745P-10-6 30,338 3,762,800.00 SOLE SOLE MPATH INTERACTIVE COM 62473C-10-1 2,169 81,477.00 SOLE SOLE NAB ASSET CORP. COM 628712-20-0 27 109,040.00 SOLE SOLE NORTHPOINT COM 666610-10-0 6,758 239,756.00 SOLE SOLE NVIDIA CORP. COM 67066G-10-4 273 5,815.00 SOLE SOLE ORIGINAL 16 TO ONE MINE COM 686203-10-0 15 22,500.00 SOLE SOLE PHILIP MORRIS COS. INC. COM 718154-10-7 1,484 64,512.00 SOLE SOLE PHONE COM. INC. COM 71920Q-10-0 6,051 52,196.00 SOLE SOLE PLX TECHNOLOGY COM 693417-10-7 2,935 155,000.00 SOLE SOLE PRIME GROUP REALTY TRUST SHBENINT 74158J-10-3 4,177 275,000.00 SOLE SOLE PROMUS HOTEL CORP. COM 74342P-10-6 6,799 210,000.00 SOLE SOLE REDBACK NETWORKS INC. COM 757209-10-1 29,974 168,867.00 SOLE SOLE RHYTHMS NET CONNECTIONS INC. COM 762430-20-5 25,892 835,225.00 SOLE SOLE ROYCE FOCUS TRUST COM 78080N-10-8 3,479 737,199.00 SOLE SOLE ROYCE MICRO-CAP. TR INC. COM 780915-10-4 5,283 587,048.00 SOLE SOLE ROYCE VALUE TRUST INC. COM 780910-10-5 33,282 2,547,928.00 SOLE SOLE SAGENT TECHNOLOGY INC. COM 786693-10-1 8,793 293,716.00 SOLE SOLE SCC COMMUNICATIONS CORP. COM 78388X-10-5 234 39,798.00 SOLE SOLE SPECTRALINK CORP. COM 847580-10-7 854 117,767.00 SOLE SOLE TELLABS INC. COM 879664-10-0 393 6,117.00 SOLE SOLE TIMES MIRROR CO. COM 887364-10-7 246 3,675.00 SOLE SOLE UNISYS CORP. COM 909214-10-8 616 19,302.00 SOLE SOLE VERTEL CORP. COM 924907-10-8 1,046 192,458.00 SOLE SOLE VIANT CORP. COM 92553N-10-7 3,097 31,280.00 SOLE SOLE VIGNETTE CORP. COM 926734-10-4 335 2,056.00 SOLE SOLE WALDEN RESIDENTIAL PPTY INC COM 931210-10-8 17,211 795,875.00 SOLE SOLE WELLS FARGO & CO. NEW COM 949746-10-1 36 896.00 SOLE SOLE WOLVERINE WORLD WIDE INC. COM 978097-10-3 150 13,743.00 SOLE SOLE TOTAL COLUMNS 467,829 19,801,381.21
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