-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OKJriCMG3N7/SmJvJH9Cjz0wMp0VSnz/pKWQZPuVw1/l+UBFVECt39AqUU8DYO/2 tl+NuAx2+7ZsuSeKQIAyMg== 0000938582-99-000003.txt : 19990517 0000938582-99-000003.hdr.sgml : 19990517 ACCESSION NUMBER: 0000938582-99-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990331 FILED AS OF DATE: 19990514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: YALE UNIVERSITY CENTRAL INDEX KEY: 0000938582 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 06646973 STATE OF INCORPORATION: CT FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-04780 FILM NUMBER: 99621598 BUSINESS ADDRESS: STREET 1: 230 PROSPECT STREET CITY: NEW HAVEN STATE: CT ZIP: 06511-2107 BUSINESS PHONE: 2034325761 MAIL ADDRESS: STREET 1: YALE UNIVERSITY INVESTMENT OFFICE STREET 2: 230 PROSPECT STREET CITY: NEW HAVEN STATE: CT ZIP: 06511-2107 13F-HR 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year of Quarter Ended: March 31, 1998 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.):[ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Yale University Address: 230 Prospect Street New Haven, CT 06511-2107 13F File Number: 28-4780 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person filing the report is authoritzed to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and table are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Person: Name: David F. Swensen Title: Chief Investment Officer Phone: (203) 432-0119 Signature, Place and Date of Signing: David F. Swensen New Haven, CT May 12, 1999 Report Type Icheck only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Manager Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANG ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 53 Form 13F Information Table Value Total: $289,403 List of Other Included Managers: None FORM 13F INFORMATION TABLE
ITEM 1: ITEM 2: ITEM 3: ITEM 4 ITEM 5: ITEM 6: ITEM 7: ITEM 8: NAME OF CLASS CUSIP VALUE SHARES/ PUT/ INVEST OTHER VOTING ISSUER TITLE NUMBER (X$1,000) PRN AMT CALL DSCRET'N MANAG'S AUTHORITY AMAZON.COM INC COM 023135-10-6 13,270 77,068.00 SOLE SOLE AMERICAN HOME PROD. CORP COM 026609-10-7 1,316 20,176.00 SOLE SOLE AMERICAN INT'L GROUP COM 026874-10-7 5,917 49,050.00 SOLE SOLE AMERICAN SELECT PORT. INC COM 029570-10-8 4,005 330,290.00 SOLE SOLE AMERICAN STRAT INCM PORT II COM 030099-10-5 7,206 604,485.00 SOLE SOLE AMERICAN STRAT PORT INC III COM 03009T-10-1 5,208 447,984.00 SOLE SOLE AMERICAN STRATEGIC INC PORT. COM 030098-10-7 3,382 286,299.00 SOLE SOLE AMERIPATH INC COM 03071D-10-9 273 30,290.00 SOLE SOLE ARTHROCARE CORP COM 043136-10-0 613 37,161.00 SOLE SOLE BP AMOCO PLC (FKA AMOCO) COM 055622-10-4 215 2,133.00 SOLE SOLE BAKER FENTRESS COM 057213-10-0 30,866 2,049,214.00 SOLE SOLE BOSTON PROPERTIES INC COM 101121-10-1 8,286 262,000.00 SOLE SOLE CATELLUS DEVELOPMENT CORP. COM 149111-10-6 6,952 519,800.00 SOLE SOLE CENTERTRUST RETAIL PPTY COM 152038-10-5 231 20,100.00 SOLE SOLE CLARIFY INC COM 180492-10-0 703 26,331.00 SOLE SOLE CRESTLINE CAPITAL CORP COM 226153-10-4 1,384 90,000.00 SOLE SOLE DOUBLECLICK INC COM 258609-30-4 295 1,621.00 SOLE SOLE FANSTEEL INC. DEL COM 307260-10-9 187 36,432.00 SOLE SOLE FOREST CITY ENTERPRISES INC CL A 345550-10-7 6,833 282,500.00 SOLE SOLE GEORGIA GULF CORP COM 373200-20-3 258 23,050.00 SOLE SOLE H & Q HEALTHCARE FD SHBENINT 404052-10-2 18,453 1,405,963.00 SOLE SOLE H & Q LIFE SCIENCES INV. SHBENINT 404053-10-0 6,173 561,163.00 SOLE SOLE HOST MARRIOTT CORP (NEW COM 44107P-10-4 10,013 900,000.00 SOLE SOLE IHOP CORP NEW COM 449623-10-7 8,572 218,400.00 SOLE SOLE INCYTE PHARMACEUTICALS INC COM 45337C-10-2 369 18,409.00 SOLE SOLE INFORMATION ADVANTAGE INC COM 45669P-10-1 367 55,418.00 SOLE SOLE JOHNSON & JOHNSON COM 478160-10-4 2,993 32,013.00 SOLE SOLE MEDITRUST CORP PAIR CTF 58501T-30-6 1,901 152,865.00 SOLE SOLE MEGABIOS CORP DEL COM 58515T-10-2 106 25,718.00 SOLE SOLE METTLER TOLEDO INT'L INC COM 592688-10-5 5,409 218,560.00 SOLE SOLE MICROSOFT CORP COM 594918-10-4 3,083 34,396.00 SOLE SOLE MICROCIDE PHARMAC. INC COM 595018-10-2 414 100,378.00 SOLE SOLE MORGAN STANLEY D. W. GOV'T SHBENINT 61745P-10-6 27,022 3,110,400.00 SOLE SOLE NAB ASSET CORP COM 628712-20-0 141 109,040.00 SOLE SOLE NORTHERN TELECOM LTD COM 665815-10-6 418 6,729.60 SOLE SOLE ONSALE INC COM 682838-10-7 972 28,956.00 SOLE SOLE ORIGINAL 16 TO ONE MINE COM 686203-10-0 18 22,500.00 SOLE SOLE PHILIP MORRIS COS.INC COM 718154-10-7 2,270 64,512.00 SOLE SOLE PREVIEW TRAVEL INC COM 74137R-10-1 332 17,486.00 SOLE SOLE PRIME GROUP REALTY TRUST SHBENINT 74158J-10-3 3,975 300,000.00 SOLE SOLE PROMUS HOTEL CORP COM 74342P-10-6 7,639 210,000.00 SOLE SOLE RAYONIER INC COM 754907-10-3 8,305 207,300.00 SOLE SOLE RECYCLING INDS INC COM 756285-10-2 4 17,500.00 SOLE SOLE ROYCE GLOBAL TRUST INC COM 78080N-10-8 2,096 523,933.00 SOLE SOLE ROYCE MICRO-CAP. TR INC COM 780915-10-4 1,817 244,264.00 SOLE SOLE ROYCE VALUE TRUST INC COM 780910-10-5 32,747 2,894,750.00 SOLE SOLE SPORTSLINE USA INC COM 838934-10-5 1,180 25,871.00 SOLE SOLE TRIZEC HAHN CORP SUB VTG 896938-10-7 4,332 235,000.00 SOLE SOLE WALDEN RESIDENTIAL PPTY INC RTS 931210-10-8 14,207 795,875.00 SOLE SOLE WELLSFORD REAL PPTYS INC COM 950240-10-1 10,369 1,185,032.00 SOLE SOLE WOLVERINE WORLD WIDE INC COM 978097-10-3 131 13,743.00 SOLE SOLE YAHOO INC COM 984332-10-6 16,345 97,074.00 SOLE SOLE TOTAL COLUMNS 289,403 19,029,232.60
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