0000899243-15-000241.txt : 20150702 0000899243-15-000241.hdr.sgml : 20150702 20150702212917 ACCESSION NUMBER: 0000899243-15-000241 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150625 FILED AS OF DATE: 20150702 DATE AS OF CHANGE: 20150702 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: APPFOLIO INC CENTRAL INDEX KEY: 0001433195 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 50 CASTILIAN DRIVE CITY: GOLETA STATE: CA ZIP: 93117 BUSINESS PHONE: 8053646093 MAIL ADDRESS: STREET 1: 50 CASTILIAN DRIVE CITY: GOLETA STATE: CA ZIP: 93117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DUCA MAURICE J CENTRAL INDEX KEY: 0000938333 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-37468 FILM NUMBER: 15971905 MAIL ADDRESS: STREET 1: PO BOX 5609 CITY: SANTA BARBARA STATE: CA ZIP: 93150 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2015-06-25 2015-06-29 0 0001433195 APPFOLIO INC APPF 0000938333 DUCA MAURICE J C/O IGSB, INC. 1485 E VALLEY ROAD, SUITE H SANTA BARBARA CA 93108 0 0 1 0 Class A Common Stock 2015-06-25 4 J 0 250070 12.00 A 250070 D Class A Common Stock 2015-06-25 4 J 0 145880 12.00 A 145880 I See Footnote Class A Common Stock 2015-06-25 4 J 0 395950 12.00 A 395950 I See Footnote Class A Common Stock 2015-06-29 4 P 0 13969 14.01 A 264039 D Class A Common Stock 2015-06-29 4 P 0 13970 14.01 A 409920 I See Footnote These shares were purchased in the Company's initial public offering at the initial public offering price. Owned by a pension plan of which Mr. Duca is both the trustee and the beneficiary. As a result, Mr. Duca is the sole beneficial owner of these shares. Owned by a pension plan of which Mr. Duca is trustee. Mr. Duca, in his capacity as trustee, possesses sole voting and dispositive power over, but disclaims any pecuniary interest in, these shares. /s/ Kimberly Shea, attorney-in-fact for Maurice J. Duca 2015-07-02