0000899243-15-000684.txt : 20150706
0000899243-15-000684.hdr.sgml : 20150703
20150706214908
ACCESSION NUMBER: 0000899243-15-000684
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150625
FILED AS OF DATE: 20150706
DATE AS OF CHANGE: 20150706
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: APPFOLIO INC
CENTRAL INDEX KEY: 0001433195
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 50 CASTILIAN DRIVE
CITY: GOLETA
STATE: CA
ZIP: 93117
BUSINESS PHONE: 8053646093
MAIL ADDRESS:
STREET 1: 50 CASTILIAN DRIVE
CITY: GOLETA
STATE: CA
ZIP: 93117
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Investment Group of Santa Barbara, LLC
CENTRAL INDEX KEY: 0001645662
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37468
FILM NUMBER: 15975169
BUSINESS ADDRESS:
STREET 1: 1485 EAST VALLEY ROAD, SUITE H
CITY: SANTA BARBARA
STATE: CA
ZIP: 93108
BUSINESS PHONE: 805-690-6116
MAIL ADDRESS:
STREET 1: P.O. BOX 5609
CITY: SANTA BARBARA
STATE: CA
ZIP: 93150
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BLISS TIMOTHY K
CENTRAL INDEX KEY: 0000938332
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37468
FILM NUMBER: 15975170
MAIL ADDRESS:
STREET 1: P O BOX 50440
CITY: SANTA BARBARA
STATE: CA
ZIP: 93150
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2015-06-25
2015-06-29
0
0001433195
APPFOLIO INC
APPF
0000938332
BLISS TIMOTHY K
C/O IGSB, INC.
1485 E. VALLEY ROAD, SUITE H
SANTA BARBARA
CA
93108
1
0
1
0
0001645662
Investment Group of Santa Barbara, LLC
C/O IGSB, INC.
1485 E VALLEY ROAD, SUITE H
SANTA BARBARA
CA
93108
0
0
1
0
Series B-3 Convertible Preferred Stock
2015-06-25
4
C
0
8712
0.00
D
Class B Common Stock
2178
0
I
By Dragoneer Global Fund LP
Class B Common Stock
2015-06-25
4
C
0
2178
0.00
A
Class A Common Stock
2178
2178
I
By Dragoneer Global Fund LP
Series B-3 Convertible Preferred Stock
2015-06-25
4
C
0
5060
0.00
D
Class B Common Stock
1265
0
I
By Dragoneer Opportunities Fund LP
Class B Common Stock
2015-06-25
4
C
0
1265
0.00
A
Class A Common Stock
1265
1265
I
By Dragoneer Opportunities Fund LP
Each share of Convertible Preferred Stock, irrespective of its Series, automatically converted into 0.25 of a share of Class B Common Stock prior to the consummation of the initial public offering (the "IPO") of AppFolio, Inc. (the "Company"). The Class B Common Stock has not been registered, and it is not expected that the Class B Common Stock will be registered in the future, under the Securities Exchange Act of 1934, as amended.
Each share of Class B Common Stock will be convertible, at any time at the option of the holder, into one share of Class A Common Stock. In addition, shares of Class B Common Stock that are transferred after the consummation of the Company's IPO will convert automatically, on a one share-for-one share basis, into shares of Class A Common Stock, except for (i) any transfers, by a partnership or limited liability company that was a registered holder of shares of Class B Common Stock prior to the consummation of the IPO, made to anyone who was a partner or member of any such partnership or limited liability company prior to consummation of the IPO, and (ii) any transfer to a "qualified recipient" as defined in the Company's amended and restated certificate of incorporation.
All of the outstanding shares of Class B Common Stock will convert automatically into shares of Class A Common Stock, on a one share-for-one share basis, on the date when the number of the Company's outstanding shares of Class B Common Stock represents less than 10% of the sum of its outstanding shares of Class A Common Stock and Class B Common Stock.
Mr. Bliss does not possess voting or dispositive power over, and he disclaims beneficial ownership of, these Shares, except to the extent of his pecuniary interest therein.
Mr. Bliss does not possess voting or dispositive power over, and he disclaims beneficial ownership of, these Shares, except to the extent of his pecuniary interest therein.
Form 2 of 2
Investment Group of Santa Barbara, LLC, By /s/ Kimberly Shea, attorney-in-fact for Timothy K. Bliss, Member and Vice President
2015-07-06
/s/ Kimberly Shea, attorney-in-fact for Timothy K. Bliss
2015-07-06