0001191638-13-001491.txt : 20131127 0001191638-13-001491.hdr.sgml : 20131127 20131127064601 ACCESSION NUMBER: 0001191638-13-001491 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131127 FILED AS OF DATE: 20131127 DATE AS OF CHANGE: 20131127 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PEARSON PLC CENTRAL INDEX KEY: 0000938323 STANDARD INDUSTRIAL CLASSIFICATION: BOOKS: PUBLISHING OR PUBLISHING AND PRINTING [2731] IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-16055 FILM NUMBER: 131245632 BUSINESS ADDRESS: STREET 1: 80 STRAND CITY: LONDON ENGLAND STATE: X0 ZIP: WC2R 0RL BUSINESS PHONE: 442070102000 MAIL ADDRESS: STREET 1: 80 STRAND CITY: LONDON ENGLAND STATE: X0 ZIP: WC2R 0RL 6-K 1 pson201311276k.htm HOLDING(S) IN COMPANY pson201311276k.htm
UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549
 
 
FORM 6-K
 
 
REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13a-16 OR 15d-16 UNDER

THE SECURITIES EXCHANGE ACT OF 1934
 
 
For the month of November 2013 
 
PEARSON plc
(Exact name of registrant as specified in its charter)

 
N/A

 
(Translation of registrant's name into English)

 
80 Strand

London, England WC2R 0RL

44-20-7010-2000
(Address of principal executive office)

 
 
Indicate by check mark whether the Registrant files or will file annual reports
under cover of Form 20-F or Form 40-F:


 
 
Form 20-F X                                                Form 40-F


 
 
Indicate by check mark whether the Registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934


 
 
Yes                                              No X
 
NOTIFICATION OF MAJOR INTEREST IN SHARES
   
1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached:
Pearson plc
2. Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights
X
 
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached.
 
 
 
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
 
 
An event changing the breakdown of voting rights
 
 
Other (please specify):
 
   
3. Full name of person(s) subject to the
notification obligation:
Harbor International Fund
4. Full name of shareholder(s)
 (if different from 3.):
 
 
5. Date of the transaction and date on
which the threshold is crossed or
reached:
 
Trade date: 22 November 2013
Settlement date: 27 November 2013
6. Date on which issuer notified:
26 November 2013
7. Threshold(s) that is/are crossed or
reached:
 
3% of the voting rights of the issuer

8. Notified details:
 
A: Voting rights attached to shares
Class/type of
shares
 
if possible using
the ISIN CODE
Situation previous
to the triggering
transaction
Resulting situation after the triggering transaction
Number
of
Shares
Number
of
Voting
Rights
 
Number
of shares
Number of voting
rights
% of  voting rights
Direct
Indirect
Direct
Indirect
Ordinary shares
GB0006776081
23,658,387
23,658,387
24,598,034
24,598,034
N/A
3.0053%
N/A
 
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
 
Type of financial
instrument
 
Expiration
date
 
Exercise/
Conversion Period
Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.
 
% of voting
rights
N/A
N/A
N/A
N/A
N/A
 
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments
Resulting situation after the triggering transaction
 
Type of financial
instrument
 
 
Exercise price
 
Expiration date
 
Exercise/
Conversion period
 
Number of voting rights instrument refers to
 
 
% of voting rights
 
N/A
N/A
N/A
N/A
N/A
 
Nominal
Delta
N/A
N/A
 
Total (A+B+C)
Number of voting rights
Percentage of voting rights
24,598,034
 
3.0053%
 
 
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:
 
 
Proxy Voting:
10. Name of the proxy holder:
N/A
11. Number of voting rights proxy holder will cease
to hold:
N/A
12. Date on which proxy holder will cease to hold
voting rights:
N/A
 

 
13. Additional information:
Completed in Chicago, Illinois, USA on 25 November 2013
14. Contact name:
Charles F. McCain, Esq.
15. Contact telephone number:
312-443-4420


Natalie Dale
Assistant Company Secretary
Pearson plc

27 November 2013


 
 
PEARSON plc

 
 
 
Date: 27 November 2013 
 
 
 
By: /s/ STEPHEN JONES

 
-----------------------
Stephen Jones
Deputy Secretary