-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AxboYA+O6OweO9T9C2KrV8ARTKy2/Bb4cRrm/j3jg3onWpWQSRW6GHwmPQ4W6FLL F3PBXJBJOn6Zegfs2bFZJA== 0001191638-03-000809.txt : 20030609 0001191638-03-000809.hdr.sgml : 20030609 20030609133003 ACCESSION NUMBER: 0001191638-03-000809 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030609 FILED AS OF DATE: 20030609 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PEARSON PLC CENTRAL INDEX KEY: 0000938323 STANDARD INDUSTRIAL CLASSIFICATION: BOOKS: PUBLISHING OR PUBLISHING AND PRINTING [2731] IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-16055 FILM NUMBER: 03737130 BUSINESS ADDRESS: STREET 1: 3 BURLINGTON GARDENS STREET 2: BANK OF NEW YORK CITY: LONDON ENGLAND STATE: X0 ZIP: W1X 1LE BUSINESS PHONE: 4420744120 MAIL ADDRESS: STREET 1: 3 BURLINGTON GARDENS CITY: LONDON ENGLAND STATE: X0 ZIP: W1X 1LE 6-K 1 pson200306096k.txt BLOCKLISTING INTERIM REVIEW UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - -------------------------------------------------------------------------------- FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June/2003 PEARSON plc (Exact name of registrant as specified in its charter) N/A (Translation of registrant's name into English) 80 Strand London, England WC2R 0RL 44-20-7010-2000 (Address of principal executive office) Indicate by check mark whether the Registrant files or will file annual reports under cover of Form 20-F or Form 40-F: Form 20-F X Form 40-F Indicate by check mark whether the Registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934 Yes No X - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- This Report includes the following documents: 1. A press release from Pearson plc announcing Blocklisting Interim Review SCHEDULE 5 BLOCKLISTING SIX MONTHLY RETURN To: Listing Applications UK Listing Authority Financial Services Authority 25, The North Colonnade Canary Wharf London, E14 5HS Please ensure the entries on this return are typed 1. Name of company PEARSON PLC 2. Name of scheme WORLDWIDE SAVE FOR SHARES 3. Period of return: From DECEMBER 2002 To MAY 2003 4. Number and class of shares(s) (amount of stock / debt security) not issued under scheme 3,069 5. Number of shares issued / allotted under scheme during period: 0 6. Balance under scheme not yet issued / allotted at end of period 3,069 7. Number and class of share(s) (amount of stock / debt securities) originally listed and the date of admission; 1 MILLION on 8 June 2001 Please confirm total number of shares in issue at the end of the period in order for us to update our records 801,696,543 Contact for queries Name Jennifer Murphy Address Pearson plc 80 Strand London WC2R 0RL Telephone 020 7010 2256 Person making the return Name Jennifer Murphy Position Senior Co. Sec. Assistant Signature SCHEDULE 5 BLOCKLISTING SIX MONTHLY RETURN To: Listing Applications UK Listing Authority Financial Services Authority 25, The North Colonnade Canary Wharf London, E14 5HS Please ensure the entries on this return are typed 1. Name of company PEARSON PLC 2. Name of scheme 1988 EXECUTIVE SCHEME 3. Period of return: From DECEMBER 2002 To MAY 2003 4. Number and class of shares(s) (amount of stock / debt security) not issued under scheme 960,501 5. Number of shares issued / allotted under scheme during period: 50,805 6. Balance under scheme not yet issued / allotted at end of period 909,696 7. Number and class of share(s) (amount of stock / debt securities) originally listed and the date of admission; 2,532,398 on 15 November 2000 Please confirm total number of shares in issue at the end of the period in order for us to update our records 801,696,543 Contact for queries Name Jennifer Murphy Address Pearson plc 80 Strand London WC2R 0RL Telephone 020 7010 2256 Person making the return Name Jennifer Murphy Position Senior Co. Sec. Assistant Signature SCHEDULE 5 BLOCKLISTING SIX MONTHLY RETURN To: Listing Applications UK Listing Authority Financial Services Authority 25, The North Colonnade Canary Wharf London, E14 5HS Please ensure the entries on this return are typed 1. Name of company PEARSON PLC 2. Name of scheme 1998 EXECUTIVE SCHEME 3. Period of return: From DECEMBER 2002 To MAY 2003 4. Number and class of shares(s) (amount of stock / debt security) not issued under scheme 586,028 5. Number of shares issued / allotted under scheme during period: 0 6. Balance under scheme not yet issued / allotted at end of period 586,028 7. Number and class of share(s) (amount of stock / debt securities) originally listed and the date of admission; 876,326 on 15 November 2000 Please confirm total number of shares in issue at the end of the period in order for us to update our records 801,696,543 Contact for queries Name Jennifer Murphy Address Pearson plc 80 Strand London WC2R 0RL Telephone 020 7010 2256 Person making the return Name Jennifer Murphy Position Senior Co. Sec. Assistant Signature SCHEDULE 5 BLOCKLISTING SIX MONTHLY RETURN To: Listing Applications UK Listing Authority Financial Services Authority 25, The North Colonnade Canary Wharf London, E14 5HS Please ensure the entries on this return are typed 1. Name of company PEARSON PLC 2. Name of scheme 1992 US SENIOR EXECUTIVE 3. Period of return: From DECEMBER 2002 To MAY 2003 4. Number and class of shares(s) (amount of stock / debt security) not issued under scheme 175,529 5. Number of shares issued / allotted under scheme during period: 0 6. Balance under scheme not yet issued / allotted at end of period 175,529 7. Number and class of share(s) (amount of stock / debt securities) originally listed and the date of admission; 1,181,607 on 15 November 2000 Please confirm total number of shares in issue at the end of the period in order for us to update our records 801,696,543 Contact for queries Name Jennifer Murphy Address Pearson plc 80 Strand London WC2R 0RL Telephone 020 7010 2256 Person making the return Name Jennifer Murphy Position Senior Co. Sec. Assistant Signature SCHEDULE 5 BLOCKLISTING SIX MONTHLY RETURN To: Listing Applications UK Listing Authority Financial Services Authority 25, The North Colonnade Canary Wharf London, E14 5HS Please ensure the entries on this return are typed 1. Name of company PEARSON PLC 2. Name of scheme US SENIOR EXECUTIVE 3. Period of return: From DECEMBER 2002 To MAY 2003 4. Number and class of shares(s) (amount of stock / debt security) not issued under scheme 111,184 5. Number of shares issued / allotted under scheme during period: 431 6. Balance under scheme not yet issued / allotted at end of period 110,753 7. Number and class of share(s) (amount of stock / debt securities) originally listed and the date of admission; 575,000 on 21 October 1997 Please confirm total number of shares in issue at the end of the period in order for us to update our records 801,696,543 Contact for queries Name Jennifer Murphy Address Pearson plc 80 Strand London WC2R 0RL Telephone 020 7010 2256 Person making the return Name Jennifer Murphy Position Senior Co. Sec. Assistant Signature SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. PEARSON plc Date: 9 June 2003 By: /s/ STEPHEN JONES ----------------------- Stephen Jones Deputy Secretary -----END PRIVACY-ENHANCED MESSAGE-----