Cash and Net Assets - 100.0%
|
$ | 1,001 | ||
SHARES OF BENEFICIAL INTEREST:
|
||||
Original Shares Class:
|
||||
Shares outstanding (unlimited number of $0.01 par value shares authorized)
|
1,001 | |||
Net Asset Value Per Share
|
$ | 1.00 | ||
NET ASSETS CONSIST OF:
|
||||
Capital Stock - Authorized an unlimited number of shares, par value $0.01 per share
|
$ | 10 | ||
Additional paid-in capital
|
1,006 | |||
Accumulated net realized loss on investments
|
(15 | ) | ||
$ | 1,001 |
Six Months
|
||||||||
Ended
|
Year Ended
|
|||||||
June 30, 2012 (unaudited)
|
December 31, 2011
|
|||||||
The Trust had no operations during the periods shown.
|
||||||||
NET ASSETS:
|
||||||||
Beginning of period
|
$ | 1,001 | $ | 1,001 | ||||
End of period
|
$ | 1,001 | $ | 1,001 |
Six Months
Ended
|
Year
Ended
|
Year
Ended
|
Year Ended
|
Year Ended
|
Year Ended
|
|||||||||||||||||||
June 30,
|
Dec. 31,
|
Dec. 31,
|
Dec.31,
|
Dec.31,
|
Dec.31,
|
|||||||||||||||||||
2012*
(unaudited)
|
2011* | 2010* | 2009* | 2008* | 2007* | |||||||||||||||||||
Net asset value, beginning of period
|
$ | 1.0000 | $ | 1.0000 | $ | 1.0000 | $ | 1.0000 | $ | 1.0000 | $ | 1.0000 | ||||||||||||
Income from investment
|
||||||||||||||||||||||||
operations:
|
||||||||||||||||||||||||
Net investment income
|
- | - | - | - | - | - | ||||||||||||||||||
Less distributions: | ||||||||||||||||||||||||
Dividends from net Investment income
|
- | - | - | - | - | - | ||||||||||||||||||
|
||||||||||||||||||||||||
Net asset value,
|
||||||||||||||||||||||||
end of period
|
$ | 1.0000 | $ | 1.0000 | $ | 1.0000 | $ | 1.0000 | $ | 1.0000 | $ | 1.0000 | ||||||||||||
Total return
|
- | - | - | - | - | - | ||||||||||||||||||
Ratios/supplemental data
|
||||||||||||||||||||||||
Net assets, end of
|
||||||||||||||||||||||||
period (in thousands)
|
$ | 1 | $ | 1 | $ | 1 | $ | 1 | $ | 1 | $ | 1 | ||||||||||||
Ratio of expenses
|
||||||||||||||||||||||||
to average net assets
|
- | - | - | - | - | - | ||||||||||||||||||
Ratio of net investment
|
||||||||||||||||||||||||
income to average
|
||||||||||||||||||||||||
net assets
|
- | - | - | - | - | - | ||||||||||||||||||
The expense and net investment income ratios without the effect of the Administrator's voluntary waiver of fees and the Administrator's expense reimbursement were:
|
||||||||||||||||||||||||
Ratio of expenses
|
||||||||||||||||||||||||
to average net assets
|
- | - | - | - | - | - | ||||||||||||||||||
Ratio of net investment
|
||||||||||||||||||||||||
income (loss) to
|
||||||||||||||||||||||||
average net assets
|
- | - | - | - | - | - | ||||||||||||||||||
The expense ratios after giving effect to the waivers, reimbursements and expense offset for uninvested cash balances were:
|
||||||||||||||||||||||||
Ratio of expenses
|
||||||||||||||||||||||||
to average net assets
|
- | - | - | - | - | - |
Analysis of Expenses (unaudited)
As a shareholder of the Trust, you may incur ongoing costs, including management fees, and other Trust expenses. The tables below are intended to help you understand your ongoing costs (in dollars) of investing in the Trust and to compare these costs with the ongoing costs of investing in other mutual funds.
The tables below are based on an investment of $1,000 invested on January 1, 2012 and held for the six months ended June 30, 2012.
Actual Expenses1
This table provides information about actual account values and actual expenses. You may use the information provided in this table, together with the amount you invested, to estimate the expenses that you paid over the period. To estimate the expenses you paid on your account, divide your ending account value by $1,000 (for example, an $8,600 ending account value divided by $1,000 = 8.6), then multiply the result by the number under the heading entitled “Expenses Paid During the Period”.
|
For The Six Months Ended June 30, 2012
|
Actual
Total Return(1)
|
Beginning
Account
Value
|
Ending
Account
Value
|
Expenses
Paid During
the Period2
|
|||||||||||||
CAPITAL CASH
MANAGEMENT TRUST
|
- | $ | 1,000.00 | $ | 1,000.00 | - | ||||||||||
Analysis of Expenses (unaudited) (continued)
Hypothetical Example for Comparison Purposes
The table below provides information about hypothetical account values and hypothetical expenses based on the actual expense ratio and an assumed rate of return of 5.00% per year before expenses, which is not the Trust’s actual return. The hypothetical account values and expenses may not be used to estimate the actual ending account balance or expenses you paid for the period. You may use the information provided in this table to compare the ongoing costs of investing in the Trust and other mutual funds. To do so, compare this 5.00% hypothetical example relating to the Trust with the 5.00% hypothetical examples that appear in the shareholder reports of other mutual funds.
|
For The Six Months Ended June 30, 2012
|
Hypothetical
Annualized
Total Return
|
Beginning
Account
Value
|
Ending
Account
Value
|
Expenses
Paid During
the Period(1)
|
|||||||||||||
CAPITAL CASH
MANAGEMENT TRUST
|
5.00 | % | $ | 1,000.00 | $ | 1,025.00 | - | |||||||||
ITEM 2.
|
CODE OF ETHICS.
|
ITEM 3.
|
AUDIT COMMITTEE FINANCIAL EXPERT.
|
ITEM 4.
|
PRINCIPAL ACCOUNTANT FEES AND SERVICES.
|
ITEM 5.
|
AUDIT COMMITTEE OF LISTED REGISTRANTS.
|
ITEM 6.
|
SCHEDULE OF INVESTMENTS.
|
ITEM 7.
|
DISCLOSURE OF PROXY VOTING POLICIES AND PROCEDURES FORCLOSED-END MANAGEMENT INVESTMENT COMPANIES.
|
ITEM 8.
|
PORTFOLIO MANAGERS OF CLOSED-END MANAGEMENT INVESTMENT COMPANIES.
|
ITEM 9.
|
PURCHASES OF EQUITY SECURITIES BY CLOSED-END MANAGEMENT INVESTMENTCOMPANY AND AFFILIATED PURCHASERS.
|
ITEM 10.
|
SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS.
|
ITEM 11.
|
CONTROLS AND PROCEDURES.
|
ITEM 12.
|
EXHIBITS.
|
By:
|
/s/ Diana P. Herrmann | |
Diana P. Herrmann
Chair, President and Trustee
September 6, 2012
|
||
By:
|
/s/ Joseph P. DiMaggio | |
Joseph P. DiMaggio
Chief Financial Officer and Treasurer
September 6, 2012
|
By:
|
/s/ Diana P. Herrmann | |
Diana P. Herrmann
Chair, President and Trustee
September 6, 2012
|
||
By:
|
/s/ Joseph P. DiMaggio | |
Joseph P. DiMaggio
Chief Financial Officer and Treasurer
September 6, 2012
|
1.
|
I have reviewed this report on Form N-CSRS of Capital Cash Management Trust;
|
2.
|
Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;
|
3.
|
Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations, changes in net assets, and cash flows (if the financial statements are required to include a statement of cash flows) of the registrant as of, and for, the periods presented in this report;
|
4.
|
The registrant's other certifying officers and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940) and internal control over financial reporting (as defined in Rule 30a-3(d) under the Investment Company Act of 1940) for the registrant and have:
|
|
a)
|
Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;
|
|
b)
|
Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;
|
|
c)
|
Evaluated the effectiveness of the registrant's disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of a date within 90 days prior to the filing date of this report based on such evaluation; and
|
|
d)
|
Disclosed in this report any change in the registrant's internal control over financial reporting that occurred during the second fiscal quarter of the period covered by this report that has materially affected, or is reasonably likely to materially affect, the registrant's internal control over financial reporting; and
|
5.
|
The registrant's other certifying officers and I have disclosed to the registrant's auditors and the audit committee of the registrant's board of directors (or persons performing the equivalent functions):
|
|
a)
|
All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant's ability to record, process, summarize, and report financial information; and
|
|
b)
|
Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant's internal control over financial reporting.
|
/s/ Diana P. Herrmann
|
|
Title: Chair, President and Trustee
|
1.
|
I have reviewed this report on Form N-CSRS of Capital Cash Management Trust;
|
2.
|
Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report;
|
3.
|
Based on my knowledge, the financial statements, and other financial information included in this report, fairly present in all material respects the financial condition, results of operations, changes in net assets, and cash flows (if the financial statements are required to include a statement of cash flows) of the registrant as of, and for, the periods presented in this report;
|
4.
|
The registrant's other certifying officers and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in Rule 30a-3(c) under the Investment Company Act of 1940) and internal control over financial reporting (as defined in Rule 30a-3(d) under the Investment Company Act of 1940) for the registrant and have:
|
|
a)
|
Designed such disclosure controls and procedures, or caused such disclosure controls and procedures to be designed under our supervision, to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared;
|
|
b)
|
Designed such internal control over financial reporting, or caused such internal control over financial reporting to be designed under our supervision, to provide reasonable assurance regarding the reliability of financial reporting and the preparation of financial statements for external purposes in accordance with generally accepted accounting principles;
|
|
c)
|
Evaluated the effectiveness of the registrant's disclosure controls and procedures and presented in this report our conclusions about the effectiveness of the disclosure controls and procedures, as of a date within 90 days prior to the filing date of this report based on such evaluation; and
|
|
d)
|
Disclosed in this report any change in the registrant;s internal control over financial reporting that occurred during the second fiscal quarter of the period covered by this report that has materially affected, or is reasonably likely to materially affect, the registrant's internal control over financial reporting; and
|
5.
|
The registrant's other certifying officers and I have disclosed to the registrant's auditors and the audit committee of the registrant's board of directors (or persons performing the equivalent functions):
|
|
a)
|
All significant deficiencies and material weaknesses in the design or operation of internal control over financial reporting which are reasonably likely to adversely affect the registrant's ability to record, process, summarize, and report financial information; and
|
|
b)
|
Any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant's internal control over financial reporting.
|
/s/ Joseph P. DiMaggio
|
|
Title: Chief Financial Officer and Treasurer
|
Dated: September 6, 2012
|
|
/s/ Diana P. Herrmann | |
Chair, President and Trustee
Capital Cash Management Trust
|
|||
Dated: September 6, 2012
|
/s/ Joseph P. DiMaggio | ||
Chief Financial Officer and
Treasurer Capital Cash Management Trust
|