-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UpuJJvvb6TW9ufXgelWCaf2RCef1X+RuBpTQWpZBBxQrjJSEJtHqvgwPakq8KqRa Y4QXBoH+Th3vowa2aI8CNA== 0000950137-00-002396.txt : 20000516 0000950137-00-002396.hdr.sgml : 20000516 ACCESSION NUMBER: 0000950137-00-002396 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000331 FILED AS OF DATE: 20000515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DRIEHAUS CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0000938206 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 363196026 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-04207 FILM NUMBER: 632811 BUSINESS ADDRESS: STREET 1: 25 EAST ERIE ST CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: 3125873800 MAIL ADDRESS: STREET 1: 25 EAST ERIE ST CITY: CHICAGO STATE: IL ZIP: 60611 13F-HR 1 FORM 13F HOLDING REPORT 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2000 --------------------- Check here if Amendment [ ]; Amendment Number: -------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Driehaus Capital Management, Inc. ------------------------------------------------- Address: 25 East Erie Street ------------------------------------------------- Chicago, Illinois 60611 ------------------------------------------------- ------------------------------------------------- Form 13F File Number: 28- 3580 ------------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Mary H. Weiss ------------------------------------------------- Title: Vice President ------------------------------------------------- Phone: (312) 587-3800 ------------------------------------------------- Signature, Place, and Date of Signing: M. H. Weiss Chicago, Illinois May 11, 2000 - ----------------------- -------------------------------- ----------------- Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) 2 [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE 3 Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: NOT APPLICABLE ------------------ Form 13F Information Table Entry Total: 314 ------------------ Form 13F Information Table Value Total: $ 4000813 ------------------ (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE 4
Name of Reporting Manager: Driehaus Capital Management, Inc. ("DCM") (SEC USE ONLY) ---------------------------------------------------------------------------------------------------- ITEM 8: ITEM 6: VOTING AUTHORITY INVESTMENT DISCRETION (SHARES) ----------------------- ----------------------- (b) SHARED ITEM 5: -AS ITEM 7: ITEM 1: ITEM 2: ITEM 4: SHARES DEFINED MANAGERS NAME OF ISSUER TITLE ITEM 3: FAIR OR IN (c) SEE OF CUSIP MARKET PRINCIPAL (a) INSTR. SHARED- INSTR. (a) (b) (c) CLASS NUMBER VALUE AMOUNT SOLE V OTHER V SOLE SHARED NONE ------ -------- ------ --------- ---- ------- ------- -------- ------- ------ -------- AES Corporation Common 00130H10 21263 270000 X 208959 0 61041 AO Tatneft - Sponsored ADR ADR 03737P30 809 61600 X 56600 0 5000 ASM Lithography Holding NV ADR N0705911 28975 259287 X 225480 0 33807 Advanced Fibre Communication Common 00754A10 3103 49500 X 0 0 49500 Advanced Lighting Technologies Common 00753C10 2217 118234 X 1943 0 116291 Aeroflex Inc. Common 776810 1430 28888 X 18391 0 10497 Aetrium Inc. Common 00817R10 857 85739 X 0 0 85739 Allen Telecom Inc. Common 1809110 829 52000 X 0 0 52000 Amdocs Ltd. Common G0260210 68474 925328 X 762559 0 162769 American Tower Corp. - Cl. A Common 2991220 13118 265678 X 205025 0 60653 Amkor Technologies Inc. Common 3165210 37460 705960 X 542605 0 163355 Amtech Systems Inc. Common 3233250 267 65839 X 0 0 65839 Anadigics Inc. Common 3251510 6557 99346 X 54917 0 44429 Analog Devices Common 3265410 51003 633574 X 487357 0 146217 Anaren Microwave Inc. Common 3274410 1701 17741 X 4269 0 13472 Ansoft Corp. Common 3638410 786 63400 X 0 0 63400 Apex PC Solutions Inc. Common 3754810 11529 310551 X 176358 0 134193 Applied Films Corp. Common 3819710 317 15830 X 0 0 15830 Applied Innovation Inc. Common 3791610 149 11250 X 0 0 11250 Applied Micro Circuits Corp. Common 03822W10 17238 114875 X 88511 0 26364 Aradigm Corp. Common 3850510 585 28002 X 17706 0 10296 ArthroCare Corp. Common 4313610 12482 135676 X 76903 0 58773 Aspect Communications Corp Common 04523Q10 7606 205218 X 117071 0 88147 Aspect Development Inc. Common 4523410 19027 295571 X 166388 0 129183 Asyst Technologies Inc. Common 04648X10 29373 502104 X 283679 0 218425 Atlantic Coast Airlines Hldg. Common 4839610 1294 50000 X 1945 0 48055 Avista Corp Common 05379B10 29303 719099 X 540093 0 179006 B V R Technologies ADR M2051410 246 17700 X 9905 0 7795 BJ Services Co. Common 5548210 53920 729880 X 561940 0 167940 Banco Bradesco Spons ADR ADR 5946010 177 21715 X 0 0 21715 Best Buy Company Inc. Common 8651610 43783 509110 X 393833 0 115277 Blue Wave Systems Inc Common 9608110 3743 233907 X 5734 0 228173 Braun's Fashions Corp. Common 10565810 1025 40600 X 0 0 40600 Brooks Automation Inc Common 11434A10 15788 252608 X 142658 0 109950 Business Objects S. A. Sp ADR ADR 12328X10 28090 282316 X 230420 0 51896 C&D Technologies Inc. Common 12466110 1265 21440 X 13658 0 7782 CE Franklin Ltd. Common 12515110 602 83000 X 0 0 83000 CIMA Labs Inc. Common 17179610 394 22941 X 0 0 22941 CVC Inc Common 12694510 947 29837 X 0 0 29837 Cadus Pharmaceutical Common 12763910 128 64832 X 0 0 64832 California Amplifier Inc. Common 12990010 2946 95027 X 1496 0 93531
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Name of Reporting Manager: Driehaus Capital Management, Inc. ("DCM") (SEC USE ONLY) ---------------------------------------------------------------------------------------------------- ITEM 8: ITEM 6: VOTING AUTHORITY INVESTMENT DISCRETION (SHARES) ----------------------- ----------------------- (b) SHARED ITEM 5: -AS ITEM 7: ITEM 1: ITEM 2: ITEM 4: SHARES DEFINED MANAGERS NAME OF ISSUER TITLE ITEM 3: FAIR OR IN (c) SEE OF CUSIP MARKET PRINCIPAL (a) INSTR. SHARED- INSTR. (a) (b) (c) CLASS NUMBER VALUE AMOUNT SOLE V OTHER V SOLE SHARED NONE ------ -------- ------ --------- ---- ------- ------- -------- ------- ------ -------- California Micro Devices Corp. Common 13043910 4859 177086 X 3264 0 173822 Calpine Corporation Common 13134710 14100 150000 X 116083 0 33917 CardioDynamics Intl. Corp. Common 14159710 6282 733678 X 225788 0 507890 Career Education Corp. Common 14166510 1256 35885 X 22827 0 13058 Catalysts Semiconductor Inc. Common 14888110 476 56807 X 0 0 56807 Celeritek Inc. Common 15092610 4429 70028 X 1906 0 68122 Celgene Corp. Common 15102010 18975 190585 X 107853 0 82732 Cell Genesys Inc. Common 15092110 604 28354 X 7618 0 20736 Centura Software Corporation Common 15640W10 647 62708 X 0 0 62708 Cephalon Inc. Common 15670810 9855 262795 X 148827 0 113968 Cerner Corp. Common 15678210 11193 414541 X 236517 0 178024 Chartered Semiconductor ADR ADR 16133R10 38657 410153 X 356125 0 54028 Check Point Software Tech. ADR M2246510 66798 390486 X 307161 0 83325 Chico's Fas Inc. Common 16861510 712 42000 X 1650 0 40350 China.com ADR G2108N10 65757 811811 X 533437 0 278374 Cia Parananese Ener. - Sp. ADR P ADR 20441B40 289 34000 X 33000 0 1000 Clickaction Inc. Common 18681E10 2485 50071 X 609 0 49462 Closure Medical Corporation Common 18909310 1567 59696 X 10631 0 49065 Coherent Inc. Common 19247910 7730 148655 X 84084 0 64571 Communications Systems Inc. Common 20390010 576 32900 X 0 0 32900 Concord Camera Corp. Common 20615610 2736 49746 X 3942 0 45804 CoorsTek Inc Common 21702010 1288 32007 X 949 0 31058 Corning Inc. Common 21935010 42638 219784 X 169774 0 50010 Corsair Communications Inc. Common 22040610 729 38094 X 10491 0 27603 Cree Inc. Common 22544710 22517 199490 X 101550 0 97940 Cubist Pharmaceuticals Inc. Common 22967810 643 15349 X 626 0 14723 CyberOptics Corp. Common 23251710 731 17217 X 0 0 17217 Cytyc Corporation Common 23294610 73586 1525103 X 814226 0 710877 DII Group Inc. Common 23294910 1943 17187 X 0 0 17187 Datalink Corp Common 23793410 221 11068 X 0 0 11068 Datastream Systems Inc. Common 23812410 17444 601502 X 338629 0 262873 Datum Inc. Common 23820810 1568 67992 X 0 0 67992 Diacrin Inc. Common 25243N10 259 21507 X 0 0 21507 Diamond Offshore Drilling Common 25271C10 28755 720000 X 557204 0 162796 Digital Lightwave Inc. Common 25385510 14753 236758 X 98705 0 138053 Digital Microwave Corp. Common 25385910 27974 825791 X 630242 0 195549 Digitran Systems Inc. Common 25389810 56 373200 X 150000 0 223200 Diodes Inc. Common 25454310 450 12000 X 0 0 12000 Discovery Laboratories Inc. Common 25466810 111 17052 X 0 0 17052 Ditech Communications Common 25500M10 108571 1023651 X 610505 0 413146 Dollar General Common 25666910 9675 450000 X 347687 0 102313 Dot Hill Systems Corp Common 25848T10 1181 94500 X 60383 0 34117 Dynegy Inc Common 26816Q10 49759 793168 X 611007 0 182161 E C C S Inc Common 26825H10 904 62342 X 5448 0 56894 E*Trade Group Inc. Common 26924610 10052 333669 X 258017 0 75652 Eight X Eight Inc Common 28291210 1085 36614 X 1422 0 35192 Elan Corp. PLC - Spons. ADR ADR 28413120 37951 798965 X 707035 0 91930 Elantec Semiconductor Common 28415510 2489 33834 X 11411 0 22423 Emcee Broadcast Products Common 26865010 226 34169 X 0 0 34169 Emcore Corp Common 29084610 10021 87094 X 48834 0 38260
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Name of Reporting Manager: Driehaus Capital Management, Inc. ("DCM") (SEC USE ONLY) ---------------------------------------------------------------------------------------------------- ITEM 8: ITEM 6: VOTING AUTHORITY INVESTMENT DISCRETION (SHARES) ----------------------- ----------------------- (b) SHARED ITEM 5: -AS ITEM 7: ITEM 1: ITEM 2: ITEM 4: SHARES DEFINED MANAGERS NAME OF ISSUER TITLE ITEM 3: FAIR OR IN (c) SEE OF CUSIP MARKET PRINCIPAL (a) INSTR. SHARED- INSTR. (a) (b) (c) CLASS NUMBER VALUE AMOUNT SOLE V OTHER V SOLE SHARED NONE ------ -------- ------ --------- ---- ------- ------- -------- ------- ------ -------- Emmis Broadcasting Cl A Common 29152510 22552 484980 X 374615 0 110365 Emulex Corp. Common 29247520 33749 309271 X 139086 0 170185 Ensco International Inc. Common 26874Q10 30682 849325 X 655157 0 194168 Ericsson (L.M.) Tel Co-Spons ADR ADR 29482140 12847 136941 X 115312 0 21629 Exabyte Corporation Common 30061510 614 82581 X 0 0 82581 Exar Corp. Common 30064510 2480 34649 X 8108 0 26541 Exodus Communications Inc. Common 30208810 42083 299526 X 231336 0 68190 Extended Systems Inc. Common 30197310 2968 26982 X 1749 0 25233 FSI International Inc. Common 30263310 1019 49685 X 1873 0 47812 Fei Co Common 30241L10 1205 40512 X 1572 0 38940 Firstcom Corp Common 33763T10 16733 489442 X 419690 0 69752 Flag Communications Common G3529L10 5017 221755 X 193751 0 28004 Flextronics Intl Ltd ADR Y2573F10 18147 257637 X 211515 0 46122 Forest Laboratories Inc. Common 34583810 8191 96935 X 75023 0 21912 Forrester Research Inc Common 34656310 1575 29031 X 18484 0 10547 Fundtech Ltd. ADR M4709510 467 17968 X 11410 0 6558 Gadzooks Inc. Common 36255310 1091 50301 X 772 0 49529 Gasonics International Corp Common 36727810 21913 552581 X 313990 0 238591 Gemstar Intl Common G3788V10 3192 37118 X 28255 0 8863 General Magic Common 37025310 1367 152953 X 4202 0 148751 Genset - Spons Adr ADR 37244T10 361 11113 X 3655 0 7458 Genus Inc. Common 37246110 4087 294529 X 3321 0 291208 Glenayre Tech Inc Common 37789910 910 51796 X 0 0 51796 Global Datatel Inc Common 37934G10 42 10000 X 0 0 10000 Globalnet Financial.com Common 37937R20 859 23946 X 15160 0 8786 Globo Cabo SA Spons ADR ADR 37957X10 31525 1681344 X 1476032 0 205312 Golden Telecom Inc. ADR 38122G10 624 13725 X 9725 0 4000 Grey Wolf Common 39788810 1302 330644 X 6865 0 323779 Grupo Financiero Bancomer-Sp ADR ADR 40048630 205 18182 X 0 0 18182 Grupo Radio Centro Ads ADR 40049C10 305 22667 X 0 0 22667 Guess ? Inc. Common 40161710 2008 62764 X 40031 0 22733 Gulf Canada Resources Ltd. - Ord. Common 40218L30 37 10000 X 0 0 10000 HS Resources Inc. Common 40429710 634 30000 X 0 0 30000 Hanover Compressor Co. Common 41076810 59427 1044879 X 548658 0 496221 Harmonic Lightwaves Inc. Common 41316010 14954 179632 X 136053 0 43579 Hathaway Corp. Common 41901110 318 37442 X 0 0 37442 HearMe Inc Common 42190310 476 18842 X 0 0 18842 Homeseekers.com Common 43760510 396 25755 X 1010 0 24745 Horizon Offshore Inc. Common 44043J10 185 20000 X 0 0 20000 Hot Topic Inc. Common 44133910 24317 694777 X 394137 0 300640 ICICI Limited spons ADR ADR 44926P20 439 19289 X 19289 0 0 Immunex Corp. Common 45252810 31372 494540 X 381004 0 113536 Information Architects Corp Common 45669R10 1008 58033 X 1201 0 56832 Insituform Technologies - Cl. A Common 45766710 1818 59347 X 38219 0 21128 Integral Systems Inc Common 45810H10 1618 35961 X 9665 0 26296 Integrated Silicon Solut Common 45812P10 2946 100519 X 57111 0 43408 Intelect Communications Inc. Common 45814410 276 47686 X 0 0 47686 Intl Fibercom Inc Common 45950T10 28414 1196385 X 675523 0 520862 Ion Networks Inc. Common 46205P10 3771 112145 X 2034 0 110111 JDS Uniphase Corp Common 46612J10 20528 170265 X 131174 0 39091
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Name of Reporting Manager: Driehaus Capital Management, Inc. ("DCM") (SEC USE ONLY) ---------------------------------------------------------------------------------------------------- ITEM 8: ITEM 6: VOTING AUTHORITY INVESTMENT DISCRETION (SHARES) ----------------------- ----------------------- (b) SHARED ITEM 5: -AS ITEM 7: ITEM 1: ITEM 2: ITEM 4: SHARES DEFINED MANAGERS NAME OF ISSUER TITLE ITEM 3: FAIR OR IN (c) SEE OF CUSIP MARKET PRINCIPAL (a) INSTR. SHARED- INSTR. (a) (b) (c) CLASS NUMBER VALUE AMOUNT SOLE V OTHER V SOLE SHARED NONE ------ -------- ------ --------- ---- ------- ------- -------- ------- ------ -------- KLA-Tencor Corporation Common 48248010 40447 480081 X 369663 0 110418 Kenneth Cole Productions Common 19329410 1909 48645 X 30943 0 17702 Key Energy Group Common 49291410 34629 2994904 X 1662566 0 1332338 Knight/trimark Grp Cl A Common 49906810 19284 378115 X 292502 0 85613 Kohls Corp. Common 50025510 37098 361934 X 283217 0 78717 Kos Pharmaceuticals Inc. Common 50064810 489 34282 X 0 0 34282 Kulicke & Soffa Industries Common 50124210 31834 496919 X 280731 0 216188 LJL Biosystems Inc. Common 50187310 1093 59891 X 582 0 59309 LTX Corp. Common 50239210 25383 561716 X 430935 0 130781 Lam Research Corp. Common 51280710 64670 1435116 X 1104177 0 330939 Lightpath Tech Inc Common 53225710 778 17250 X 654 0 16596 Lukoil Holding - Spons ADR ADR 67786210 6072 97300 X 94300 0 3000 M R V Communications Common 55347710 43565 475472 X 316950 0 158522 M Systems Flsh Dsk Pionr ADR M7061C10 817 15421 X 570 0 14851 M T I Technology Corp Common 55390310 4258 161443 X 74050 0 87393 MYWEB INC Common 62845110 656 50966 X 19725 0 31241 Macrovision Corp Common 55590410 1273 14786 X 0 0 14786 Madge Networks N V ADR N5424G10 662 77839 X 0 0 77839 Magic Software ADR 55916610 3273 172250 X 65903 0 106347 Mattson Technology Inc Common 57722310 9443 221540 X 125659 0 95881 Maverick Tube Common 57791410 2905 89572 X 3481 0 86091 Maxtor Corp. Common 57772920 16269 1257499 X 680735 0 576764 Maxx Petroleum Ltd. ADR 57777D20 29 10000 X 0 0 10000 MedImmune Inc. Common 58469910 15714 90246 X 69775 0 20471 Mercury Interactive Corp Common 58940510 24072 303744 X 228470 0 75274 Methode Electronics - Cl. A Common 59152020 1205 23865 X 15634 0 8231 Metromedia Fiber Network Common 59168910 29454 304434 X 234760 0 69674 Micro Component Tech Common 59479Q10 575 63000 X 0 0 63000 Microcell Telecommunications ADR 59501T30 23243 523796 X 320842 0 202954 Microsemi Corp. Common 59513710 915 26702 X 1034 0 25668 Microtest Common 59494110 1485 100684 X 0 0 100684 Mih Ltd Tort Shs A Common G6116R10 10166 166653 X 137785 0 28868 N I I Norsat Intl Inc Common 65651210 588 50373 X 1725 0 48648 NBTY Inc. Common 62878210 3815 278727 X 157621 0 121106 NETRO CORP Common 64114R10 13868 213295 X 166228 0 47067 NEXT LEVEL COMMUNICATION INC Common 65333U10 9955 91543 X 70794 0 20749 NS Group Inc. Common 62891610 709 43480 X 1595 0 41885 NTL Incorporated Common 62940710 10966 118151 X 91521 0 26631 Nabors Industries Inc. Common 62956810 41127 1059629 X 816126 0 243503 Napro Biotherapeutics Common 63079510 258 30834 X 0 0 30834 National Discount Broker Common 63564610 34006 688727 X 390271 0 298456 National Oilwell Inc Common 63707110 28446 921344 X 523620 0 397724 Netamerica.com Common 64108J10 328 13000 X 0 0 13000 Netlojix Communications Common 64114310 588 98958 X 0 0 98958 Netrix Corp. Common 64114810 1907 94453 X 2432 0 92021 Network Appliance Corp Common 64120L10 22597 273080 X 210981 0 62099 Network Solutions Common 64121Q10 15489 100759 X 77742 0 23017 Newhall Land & Farming Co. - LP Common 65142610 2684 95000 X 12807 0 82193 Newport Corp. Common 65182410 22480 166521 X 83406 0 83115 News Corp Ltd-Adr Common 65248770 12113 215338 X 183226 0 32112
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Name of Reporting Manager: Driehaus Capital Management, Inc. ("DCM") (SEC USE ONLY) ---------------------------------------------------------------------------------------------------- ITEM 8: ITEM 6: VOTING AUTHORITY INVESTMENT DISCRETION (SHARES) ----------------------- ----------------------- (b) SHARED ITEM 5: -AS ITEM 7: ITEM 1: ITEM 2: ITEM 4: SHARES DEFINED MANAGERS NAME OF ISSUER TITLE ITEM 3: FAIR OR IN (c) SEE OF CUSIP MARKET PRINCIPAL (a) INSTR. SHARED- INSTR. (a) (b) (c) CLASS NUMBER VALUE AMOUNT SOLE V OTHER V SOLE SHARED NONE ------ -------- ------ --------- ---- ------- ------- -------- ------- ------ -------- Nice Systems Limited - Spons ADR ADR 65365610 56183 788531 X 688391 0 100140 Nokia Corp Spons ADR ADR 65490220 10801 48652 X 48552 0 100 Novellus Common 67000810 55295 985209 X 757744 0 227465 Nuevo Grupo Iusacell -ADR V ADR 67051210 340 16806 X 12064 0 4742 Numerex Corp Common 67053A10 402 32848 X 0 0 32848 Nur Macroprinters Ltd ADR M7516510 516 34987 X 9798 0 25189 O S I Systems Inc Common 67104410 443 30000 X 0 0 30000 ODS Networks Inc. Common 67082N10 1821 75870 X 0 0 75870 OSI Pharmaceuticals Inc. Common 67104010 659 33779 X 0 0 33779 Oak Technology Inc Common 67180210 4671 242647 X 137361 0 105286 Objective Systems Integrator Common 67442410 867 57081 X 0 0 57081 Optimal Robotics Corp ADR 68388R20 4340 92340 X 26150 0 66190 Orbotech Ltd. ADR M7525310 18937 222789 X 193144 0 29645 Orthologic Corp Common 68750J10 1069 174598 X 0 0 174598 Overland Data Inc. Common 69021310 1041 74017 X 0 0 74017 P-Com Inc Common 69326210 917 49553 X 0 0 49553 PC - Tel Inc. Common 69325Q10 32752 435242 X 247716 0 187526 PE Corp-PE Biosystems Common 69332S10 42855 444090 X 342131 0 101959 PF Changs China Bistro Inc. Common 69333Y10 585 17653 X 687 0 16966 PMC - Sierra Inc. Common 69344F10 31558 154933 X 119550 0 35383 Patina Oil & Gas Corp Common 70322410 434 32000 X 0 0 32000 Patterson Energy Inc Common 70341410 19918 627323 X 338490 0 288833 Pegasus Communications Common 70590410 12601 89527 X 51118 0 38409 Pennaco Energy Common 70804610 548 40000 X 0 0 40000 Performance Tech Inc Common 71376K10 1166 26852 X 1017 0 25835 Pericom Semiconductor Common 71383110 1094 30663 X 771 0 29892 Petroleo Brasileiro S.A. ADR Pfd ADR 71654V10 23871 876950 X 858256 0 18694 Pharmacopeia Inc Common 71713B10 14592 297793 X 163349 0 134444 Photon Dynamics Inc Common 71936410 3968 57506 X 12341 0 45165 Planar Systems Inc Common 72690010 633 53860 X 2053 0 51807 Plato Learning Common 72764Y10 1325 110445 X 17407 0 93038 Powerwave Tech Inc Common 73936310 1290 10323 X 0 0 10323 Precision Drilling Corp. ADR 74022D10 1603 48015 X 27150 0 20865 Precision Optics Corp./Mass. Common 74029410 790 34739 X 0 0 34739 Primus Knowledge Solutions Common 74163Q10 2185 25405 X 14086 0 11319 Private Bancorp Inc Common 74296210 1151 109662 X 0 0 109662 Qlogic Corp Common 74727710 40206 296722 X 228686 0 68036 Qualcomm Inc. Common 74752510 15050 100796 X 77291 0 23505 RIT Technologies Ltd Common M8215N10 816 75888 X 14249 0 61639 Radcom Ltd. ADR M8186510 1689 127453 X 0 0 127453 Radyne Comstream Inc Common 75061140 1633 61208 X 760 0 60448 Redback Networks Common 75720910 9334 31119 X 23694 0 7425 Remec Inc Common 75954310 15906 314980 X 157711 0 157269 Research in Motion Inc ADR 76097510 29860 280373 X 233281 0 47092 Robotic Vision Systems Common 77107410 3364 210264 X 57219 0 153045 S C M Microsystems Inc Common 78401810 14649 151024 X 85364 0 65660 SK Telecom Co Ltd-ADR ADR 78440P10 36821 944119 X 823462 0 120657 Salton Inc Common 79575710 7357 169607 X 92157 0 77450 Sandisk Corp Common 80004C10 62982 514140 X 396532 0 117608 Sangstat Medical Corp Common 80100310 8194 295943 X 167968 0 127975
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Name of Reporting Manager: Driehaus Capital Management, Inc. ("DCM") (SEC USE ONLY) ---------------------------------------------------------------------------------------------------- ITEM 8: ITEM 6: VOTING AUTHORITY INVESTMENT DISCRETION (SHARES) ----------------------- ----------------------- (b) SHARED ITEM 5: -AS ITEM 7: ITEM 1: ITEM 2: ITEM 4: SHARES DEFINED MANAGERS NAME OF ISSUER TITLE ITEM 3: FAIR OR IN (c) SEE OF CUSIP MARKET PRINCIPAL (a) INSTR. SHARED- INSTR. (a) (b) (c) CLASS NUMBER VALUE AMOUNT SOLE V OTHER V SOLE SHARED NONE ------ -------- ------ --------- ---- ------- ------- -------- ------- ------ -------- Santa Fe Intl Corp Com Common G7805C10 22490 607848 X 469840 0 138008 Sapient Corporation Common 80306210 16167 192751 X 148746 0 44005 Satyam Infoway Ltd ADR ADR 80409910 47785 891092 X 634505 0 256587 Schwab (Charles) Corp. Common 80851310 46605 824866 X 637340 0 187526 Sciclone Pharmaceuticals Inc. Common 80862K10 519 33760 X 1311 0 32449 Scientific Learning Corp Common 80876010 325 12697 X 7865 0 4832 Scientific-Atlanta Inc. Common 80865510 66775 1055737 X 815831 0 239906 Seacor Smit Inc. Common 81190410 906 15000 X 591 0 14409 Sega Systems Inc. Common 78661010 18390 514406 X 295883 0 218523 Seibel Systems Inc Common 82617010 31771 266004 X 205844 0 60160 Semitool Inc Common 81690910 1421 78130 X 0 0 78130 Sensar Corp Common 81725310 1256 26928 X 1053 0 25875 Sepracor Inc. Common 81731510 27305 374998 X 287820 0 87178 Shaw Group Inc Common 82028010 1058 30000 X 1027 0 28973 Shire Pharmaceuticals Gr. - ADR ADR 82481R10 74713 1457806 X 1236246 0 221560 Silicon Storage Tech Common 82705710 26490 358576 X 196420 0 162156 Silicon Valley Bankshares Common 82706410 26342 366494 X 207091 0 159403 Socket Communications Common 83367210 634 27890 X 0 0 27890 Sonic Solutions Common 83546010 737 79641 X 0 0 79641 Spectrum Control Inc. Common 84761510 435 37826 X 0 0 37826 St Assembly Test Services Ltd ADR ADR 85227G10 25811 532181 X 470676 0 61505 Star Media Common 85554610 6760 224850 X 180577 0 44273 Starbucks Corp. Common 85524410 15135 337738 X 261218 0 76520 Stillwater Mining Co Common 86074Q10 32357 808930 X 425299 0 383631 Superior Energy Services Inc. Common 86815710 897 91975 X 3464 0 88511 SurModics Inc. Common 86887310 569 20692 X 13131 0 7561 Swift Energy Co. Common 87073810 1671 93480 X 2470 0 91010 TTI Team Telecom Intl Ltd ADR M8825810 623 18890 X 0 0 18890 TV Azteca SA - Spons ADR ADR 90114510 1589 107733 X 98733 0 9000 Taiwan Semiconductor ADR ADR 87403910 25270 443340 X 383140 0 60200 Tandy Corp. Common 87538210 12688 250000 X 193250 0 56750 Tegal Corp Common 87900810 776 117154 X 0 0 117154 Tele Nordeste Cel Partic-ADR ADR 87924W10 1227 17100 X 17100 0 0 Tele Norte Leste Participacoes ADR 87924610 477 17929 X 9900 0 8029 Telecom Semiconductor Common 87921P10 1154 38150 X 1464 0 36686 Telefonos de Mexico - Sp. ADR L ADR 87940378 11713 174822 X 148301 0 26521 Teletech Holdings Inc Common 87993910 13028 377623 X 213908 0 163715 Teligent Inc Cl A Common 87959Y10 1869 27969 X 21652 0 6317 Texas Biotechnology Corp Common 88221T10 5611 392007 X 222757 0 169250 Theragenics Corp. Common 88337510 816 61000 X 0 0 61000 Three-Five Systems Inc. Common 88554L10 10629 177148 X 88694 0 88454 Tiffany & Co. Common 88654710 34999 418522 X 323462 0 95060 Titan Corp. Common 88826610 44651 880224 X 501327 0 378897 Tollgrade Communications Common 88954210 1097 20705 X 9618 0 11087 Trico Marine Services Common 89610610 397 45000 X 0 0 45000 Trikon Technologies Inc Common 89618740 882 61895 X 0 0 61895 Triquint Semiconductor Common 89674K10 5763 78404 X 60545 0 17859 Triton Energy Ltd. Common G9075110 30864 880255 X 499000 0 381255 Tubos De Acero De Mexico - Sp. ADR ADR 89859250 310 18909 X 6300 0 12609 U T I Energy Corp Common 90338710 33020 874706 X 484009 0 390697
10
Name of Reporting Manager: Driehaus Capital Management, Inc. ("DCM") (SEC USE ONLY) ---------------------------------------------------------------------------------------------------- ITEM 8: ITEM 6: VOTING AUTHORITY INVESTMENT DISCRETION (SHARES) ----------------------- ----------------------- (b) SHARED ITEM 5: -AS ITEM 7: ITEM 1: ITEM 2: ITEM 4: SHARES DEFINED MANAGERS NAME OF ISSUER TITLE ITEM 3: FAIR OR IN (c) SEE OF CUSIP MARKET PRINCIPAL (a) INSTR. SHARED- INSTR. (a) (b) (c) CLASS NUMBER VALUE AMOUNT SOLE V OTHER V SOLE SHARED NONE ------ -------- ------ --------- ---- ------- ------- -------- ------- ------ -------- Uniroyal Tech Corp Common 90916310 1265 26910 X 1036 0 25874 VCAMPUS CORPORATION Common 92240C10 890 82797 X 0 0 82797 Valuevision Intl Cl A Common 92047K10 15272 369113 X 209264 0 159849 Varian Semiconductor Equipment Assoc. Common 92220710 18846 296204 X 225876 0 70328 Veeco Instruments Inc Common 92241710 20662 279222 X 155845 0 123377 Verity Inc Common 92343C10 5605 137547 X 76985 0 60562 Virata Common 92764610 33581 336232 X 259317 0 76915 Vitafort International Corp. Common 92846730 36 100000 X 0 0 100000 Vitesse Semiconductor Corp. Common 92849710 22889 237807 X 183239 0 54568 Volt Info Sciences Inc Common 92870310 683 19000 X 0 0 19000 Wal-Mart Stores Inc. Common 93114210 5594 99000 X 0 0 99000 Waters Corp. Common 94184810 56516 593343 X 456846 0 136497 Weatherford International Common 94707410 56564 966904 X 744607 0 222297 Webstreet Inc Common 94733610 431 51900 X 0 0 51900 World Wrestling Fed Entertainment Common 98156Q10 426 24000 X 0 0 24000 XOMA Corp. Common G9825R10 634 81840 X 0 0 81840 Xicor Inc. Common 98490310 8156 577421 X 287283 0 290138 Zoll Medical Corp. Common 98992210 1537 29981 X 19111 0 10870 Zoran Corp. Common 98975F10 2099 37266 X 1454 0 35812 Zygo Corp. Common 98985510 1155 23934 X 929 0 23005 e-Sim Limited ADR M4099010 1240 55093 X 0 0 55093 polymedia corp Common 73173810 860 14632 X 9292 0 5340 varian inc. Common 92220610 23011 599648 X 339224 0 260424 4000813 78129849 48708789 29421060
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