-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FCgK6PE4gAOkq8vg9ScZWWJPLBI7SBe+x2WQAU+FDjXFlti4pCUo2wiB7Uxqq/pB ITibRhWQK+mtmIJH2MxOIg== 0000938206-08-000006.txt : 20081114 0000938206-08-000006.hdr.sgml : 20081114 20081114105802 ACCESSION NUMBER: 0000938206-08-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081114 DATE AS OF CHANGE: 20081114 EFFECTIVENESS DATE: 20081114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DRIEHAUS CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0000938206 IRS NUMBER: 203634295 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04207 FILM NUMBER: 081187924 BUSINESS ADDRESS: STREET 1: 25 EAST ERIE ST CITY: CHICAGO STATE: IL ZIP: 60611 BUSINESS PHONE: 3125873800 MAIL ADDRESS: STREET 1: 25 EAST ERIE ST CITY: CHICAGO STATE: IL ZIP: 60611 FORMER COMPANY: FORMER CONFORMED NAME: DRIEHAUS CAPITAL MANAGEMENT INC DATE OF NAME CHANGE: 19950216 13F-HR 1 q3200813f.txt 13F Q3 2008 ---------------------------- OMB APPROVAL ---------------------------- OMB Number: Expires: Estimated average burden hours per response..... ---------------------------- SEC USE ONLY ---------------------------- ---------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13f Cover Page Report for the Calendar Year or Quarter Ended September 30, 2008 If amended report check here: |_| Amendment Number: ___ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Driehaus Capital Management LLC - -------------------------------------------------------------------------------- Name of Institutional Investment Manager 25 East Erie Street Chicago Illinois 60611 - -------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip) 13F File Number: 28-3580 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Mary H. Weiss Senior Vice President and Secretary 312-587-3800 - -------------------------------------------------------------------------------- Name (Title) (Phone) /s/ Mary H. Weiss ------------------------------------------ (Manual Signature of Person Duly Authorized to Submit This Report) Chicago, Illinois, November , 2008 ------------------------------------------ (Place and Date of Signing) Report Type: [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None Form 13F Information Table Entry Total: 280 Form 13F Information Table Value Total: $1,884,031 (thousands) FORM 13F INFORMATION TABLE
- ----------------------------------------------------------------------------------------------------------------------------------- COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - --------- -------------- -------- -------- -------------- ---------- -------- ----------------------- TITLE VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ----------------------------------------------------------------------------------------------------------------------------------- Abiomed Inc. .............Common 003654100 1914 107857 SH X 41369 0 66488 Activision Blizzard Inc .................... Common 00507V109 15203 985278 SH X 645373 0 339905 Aeropostale Inc ..........Common 007865108 5109 159118 SH X 111556 0 47562 Aerovironment Inc ........Common 008073108 3761 117724 SH X 46517 0 71207 Airmedia Group, Inc. - ADR ................. ADR 009411109 3140 421540 SH X 97139 0 324401 Alexion Pharmaceuticals Inc. ............... Common 015351109 22440 570981 SH X 373851 0 197130 Allegiant Travel Co ......Common 01748X102 6806 192685 SH X 128381 0 64304 Allied Waste Industries Inc. ............... Common 019589308 5344 481011 SH X 387015 0 93996 Allos Therapeutics Inc ...Common 019777101 923 124502 SH X 58847 0 65655 Almost Family Inc ........Common 020409108 4723 119417 SH X 55368 0 64049 Amazon.Com Inc. ..........Common 023135106 2221 30525 SH X 21009 0 9516 America Movil - L - ADR ..ADR 02364W105 6267 135180 SH X 122255 0 12925 American Apparel Inc .....Common 023850100 632 77100 SH X 0 0 77100 American Campus Communities ..............Common 024835100 890 26278 SH X 3527 0 22751 American Ecology Corp. ...Common 025533407 4413 159473 SH X 112008 0 47465 American Superconductor Corp. .............. Common 030111108 1076 45642 SH X 24823 0 20819 Americas Car-Mart Inc. ...Common 03062T105 4230 227541 SH X 96874 0 130667 Amtech Systems Inc. ......Common 032332504 435 46718 SH X 22024 0 24694 Annaly Capital Management Inc .............. Common 035710409 5112 380100 SH X 305732 0 74368 Ansys, Inc. ..............Common 03662Q105 4485 118437 SH X 79064 0 39373 Anworth Mortgage Asset Corp. ............... Common 037347101 8956 1512847 SH X 909152 0 603695 Apple, Inc. ..............Common 037833100 3436 30231 SH X 16548 0 13683 Arch Coal Inc. ...........Common 039380100 3669 111544 SH X 80753 0 30791 Arcsight Inc .............Common 039666102 638 83646 SH X 36958 0 46688 Argan Inc ................Common 04010E109 2295 148257 SH X 56964 0 91293 Ariba Inc ................Common 04033V203 10455 739912 SH X 429315 0 310597 AsiaInfo Holdings Inc ....ADR 04518A104 5272 574285 SH X 369207 0 205078 Aspenbio Pharma Inc ......Common 045346103 1278 204728 SH X 88728 0 116000 Athenahealth Inc .........Common 04685W103 17230 517897 SH X 321579 0 196318 Auxilium Pharmaceuticals Inc ............... Common 05334D107 4644 143343 SH X 100646 0 42697 Avon Products Inc. .......Common 054303102 2121 51015 SH X 35176 0 15839 Axsys Technologies Inc. ..Common 054615109 4557 77318 SH X 36583 0 40735 Badger Meter Inc. ........Common 056525108 2249 47912 SH X 33831 0 14081 Baidu.com - ADR ..........ADR 056752108 27855 112168 SH X 85044 0 27124 BE Aerospace, Inc. .......Common 073302101 5538 349820 SH X 235969 0 113851 Beacon Roofing Supply Inc Common 073685109 8571 548719 SH X 374910 0 173809 Blackrock Inc ............Common 09247X101 3080 15836 SH X 10926 0 4910 BPZ Resources, Inc. ......Common 055639108 47413 2756560 SH X 1634753 0 1121807 Bucyrus International, Inc. ................ Common 118759109 6514 145797 SH X 96770 0 49027 Buffalo Wild Wings Inc ...Common 119848109 32263 801764 SH X 484867 0 316897 Burger King Holdings Inc .Common 121208201 8427 343118 SH X 234737 0 108381 Calgon Carbon Corp. ......Common 129603106 3375 165781 SH X 78687 0 87094 Callon Petroleum Corp. ...Common 13123X102 416 23100 SH X 10937 0 12163 Canadian Solar Inc .......ADR 136635109 4952 253554 SH X 126873 0 126681 Capstead Mortgage Corp. ..Common 14067E506 8419 768877 SH X 432318 0 336559 Capstone Turbine Corp ....Common 14067D102 1882 1459139 SH X 830352 0 628787 Cardica Inc ..............Common 14141R101 692 85006 SH X 9868 0 75138 CARDIONET INC ............Common 14159L103 2405 96374 SH X 38817 0 57557 Catalyst Health Solutions Inc .... Common 14888B103 3240 124029 SH X 77132 0 46897 Celgene Corp. ............Common 151020104 2731 43160 SH X 29697 0 13463 Central European Distribution Corp. .......Common 153435102 12022 264748 SH X 189382 0 75366 Ceva Inc .................Common 157210105 1534 184787 SH X 73282 0 111505 Challenger Energy Corp ...ADR 15758N101 3624 1467350 SH X 542432 0 924918 Check Point Software Tech., Ltd. ........... ADR M22465104 5641 248052 SH X 224462 0 23590 Chesapeake Energy Corp. ..Common 165167107 3088 86125 SH X 59285 0 26840 Childrens Place Retail ...Common 168905107 17298 518690 SH X 339415 0 179275 Chipotle Mexican Grill- Class A ............. Common 169656105 5643 101697 SH X 69449 0 32248 Cia Vale do Rio Doce - ADR ................. ADR 204412209 4819 251649 SH X 217435 0 34214 Clean Energy Fuels Corp ..Common 184499101 3373 238379 SH X 107886 0 130493 COMPELLENT TECHNOLOGIES INC ................ Common 20452A108 1221 94911 SH X 41715 0 53196 Concur Technologies Inc. .Common 206708109 10901 284910 SH X 167947 0 116963 Consol Energy, Inc. ......Common 20854P109 5613 122311 SH X 84075 0 38236 Continental Resources, Inc. ................ Common 212015101 8793 224129 SH X 140429 0 83700 Copa Holdings SA - A .....ADR P31076105 15802 486217 SH X 320711 0 165506 Cornell Corrections Inc. .Common 219141108 3657 134558 SH X 63624 0 70934 Corrections Corp of America ................ Common 22025Y407 809 32553 SH X 26201 0 6352 Costco Wholesale Corp. ...Common 22160K105 4217 64946 SH X 42702 0 22244 Cougar Biotechnology Inc .Common 222083107 1770 53000 SH X 25090 0 27910 Covance, Inc. ............Common 222816100 10031 113464 SH X 69395 0 44069 Credicorp, Ltd. ..........ADR G2519Y108 12033 192710 SH X 186626 0 6084 Crown Holdings Inc .......Common 228368106 1837 82692 SH X 66605 0 16087 CryoLife Inc. ............Common 228903100 2082 158651 SH X 62274 0 96377 Cummins Inc ..............Common 231021106 2512 57447 SH X 39524 0 17923 Cv Therapeutics Inc. .....Common 126667104 6773 627164 SH X 376648 0 250516 Cybersource Corp .........Common 23251J106 26754 1660701 SH X 1026444 0 634257 Cytori Therapeutics Inc ..Common 23283K105 225 42700 SH X 20260 0 22440 Denison Mines Corp .......ADR 248356107 4650 1565608 SH X 1033705 0 531903 Diamond Offshore Drilling Common 25271C102 4137 40141 SH X 26525 0 13616 Dodge & Cox Intl Stock Fund ................ Common 256206103 1218 36708 SH X 0 0 36708 Dolby Laboratories, Inc. - - A ............... Common 25659T107 3120 88648 SH X 57985 0 30663 Dxp Enterprises Inc ......Common 233377407 2391 44851 SH X 21237 0 23614 Eddie Bauer Holdings Inc .Common 07162510 2484 464355 SH X 197967 0 266388 Edwards Lifesciences Corp Common 28176E108 6553 113446 SH X 73112 0 40334 El Paso Energy Corporation Common 28336L109 3487 273315 SH X 220067 0 53248 Elbit Systems, Ltd. ......ADR M3760D101 4120 79736 SH X 69475 0 10261 Energy Conversion Device .Common 292659109 27649 474668 SH X 270232 0 204436 Englobal Corp ............Common 293306106 3871 291688 SH X 127314 0 164374 Equinix, Inc. ............Common 29444U502 39782 572735 SH X 372161 0 200574 Express Scripts Inc. - Cl. A ............... Common 302182100 4531 61376 SH X 42248 0 19128 Finish Line - Cl. A ......Common 317923100 563 56400 SH X 0 0 56400 First Solar, Inc. ........Common 336433107 17232 91218 SH X 61202 0 30016 FIRSTBANK CORP/ALMA MICH - fractional shares Common DDH61G100 0 55125 SH X 55125 0 0 Flir Systems, Inc. .......Common 302445101 466 12132 SH X 4634 0 7498 Fluor Corp (new) .........Common 343412102 3452 61970 SH X 42692 0 19278 Focus Media Holding - ADR .................. ADR 34415V109 10371 363775 SH X 227567 0 136208 Fomento Economico Mex. - ADR ............... ADR 344419106 8967 234920 SH X 216520 0 18400 Foot Locker, Inc. ........Common 344849104 3952 244554 SH X 188254 0 56300 Fred's Inc. ..............Common 356108100 2275 160000 SH X 75762 0 84238 Freddie Mac ..............Common 313400301 41 40900 SH PUT X 0 0 40900 Freddie Mac ..............Common 313400301 31 30900 SH PUT X 0 0 30900 Freddie Mac ..............Common 313400301 21 21300 SH PUT X 0 0 21300 Freightcar America Inc ...Common 357023100 5945 203112 SH X 118445 0 84667 Fti Consulting Inc. ......Common 302941109 34298 474779 SH X 317291 0 157488 Fuel Systems Solutions Inc ................. Common 35952W103 18146 526741 SH X 287846 0 238895 Furmanite Corp ...........Common 361086101 1034 100009 SH X 47212 0 52797 Gamestop Corp. ...........Common 36467W109 3735 109173 SH X 73222 0 35951 Gammon Gold Inc ..........ADR 36467T106 6436 869729 SH X 495217 0 374512 Gasco Energy Inc .........Common 367220100 3434 1886996 SH X 1133830 0 753166 Genentech ................Common 368710406 2312 26068 SH X 17936 0 8132 Genoptix .................Common 37243V100 15921 487323 SH X 274200 0 213123 Gerdau SA - ADR ..........ADR 373737105 256 23086 SH X 8337 0 14749 Gilead Sciences, Inc. ....Common 375558103 5529 121298 SH X 81745 0 39553 Global Traffic Network Inc ................. Common 37947B103 798 86107 SH X 13920 0 72187 Gmx Resources Inc ........Common 38011M108 16414 343386 SH X 213085 0 130301 Goldcorp Inc .............ADR 380956409 2239 70785 SH X 48693 0 22092 Goodrich Petroleum Corp ..Common 382410405 22459 515227 SH X 290483 0 224744 Graftech International Ltd ................. Common 384313102 3300 218412 SH X 146809 0 71603 Gran Tierra Energy Inc ...ADR 38500T101 2726 734875 SH X 383211 0 351664 Green Mountain Coffee ....Common 393122106 17527 445525 SH X 232707 0 212818 Gsi Commerce Inc .........Common 36238G102 568 36700 SH X 0 0 36700 GT Solar Internationa Inc Common 3623E0209 6911 636922 SH X 436180 0 200742 Hawaiian Holdings Inc. ...Common 419879101 6800 732705 SH X 347507 0 385198 Helmerich & Payne ........Common 423452101 2927 67772 SH X 52612 0 15160 HOME BANCSHARES INC ......Common 436893200 1797 69474 SH X 32915 0 36559 Home Depot Inc. ..........Common 437076102 1917 74062 SH X 50936 0 23126 Hunt (JB) Transport Svcs Inc ............... Common 445658107 4709 141110 SH X 96519 0 44591 Icon PLC - SP ADR ........ADR 45103T107 11374 296427 SH X 290778 0 5649 Illumina .................Common 452327109 59330 1463845 SH X 871310 0 592535 Imax Corp ................ADR 45245E109 1182 199631 SH X 94213 0 105418 INDIA FUND INC ...........Common 454089103 732 22316 SH X 0 0 22316 Infosys Tech Ltd-Sp ADR ..ADR 456788108 403 12097 SH X 0 0 12097 INTERNATIONAL COAL GROUP INC ............... Common 45928H106 6675 1069741 SH X 708026 0 361715 Interwoven, Inc. .........Common 46114T508 3634 257400 SH X 207095 0 50305 Intrepid Potash Inc ......Common 46121Y102 30100 998665 SH X 657541 0 341124 Intuitive Surgical, Inc. .Common 46120E602 10821 44904 SH X 27570 0 17334 Ipath Msci India Index Etn ................. Common 06739F29 2616 57800 SH X 0 0 57800 Ipc The Hospitalist Co ...Common 44984A105 2848 110834 SH X 47390 0 63444 Ishares Ftse/Xinhua China 25 ............... Common 464287184 2485 72100 SH X 0 0 72100 ISHARES KLD SEL SOC SM INDX ................ Common 464288802 616 12165 SH X 12165 0 0 Ishares Russell 2000 .....Common 464287655 709 10420 SH X 0 0 10420 IShares Russell Micro Cap Inx .............. Common 464288869 534 11990 SH X 11990 0 0 Ishares Russell Midcap Grwth ............... Common 464287481 1524 35144 SH X 34304 0 840 James River Coal Co ......Common 470355207 1957 89015 SH X 53116 0 35899 Janus Capital Group Inc ..Common 47102X105 6740 277593 SH X 188825 0 88768 Jo-Ann Stores Inc ........Common 47758P307 3886 185203 SH X 80329 0 104874 Jos A Bank Clothiers Inc .Common 480838101 7190 213987 SH X 128598 0 85389 K12 Inc ..................Common 48273U102 11883 448404 SH X 189986 0 258418 Kensey Nash Corp .........Common 490057106 2042 64892 SH X 30706 0 34186 Kohls Corp. ..............Common 500255104 7391 160404 SH X 107564 0 52840 Lan Airlines SA ..........ADR 501723100 4321 379062 SH X 343037 0 36025 Lazard, Ltd. - A .........ADR G54050102 10255 239823 SH X 147165 0 92658 LIFE SCIENCES RESEARCH INC ................. Common 532169109 1392 38774 SH X 18465 0 20309 Lifepoint Hospitals Inc ..Common 53219L109 7629 237361 SH X 142684 0 94677 Limited, Inc. ............Common 532716107 7462 430825 SH X 265880 0 164945 Lindsay Corp .............Common 535555106 1860 25571 SH X 17528 0 8043 Luminex Corp .............Common 55027E102 9350 373869 SH X 262995 0 110874 Market Vectors Russia Etf Common 57060U506 3051 105500 SH X 0 0 105500 Martek Biosciences Corp ..Common 572901106 2445 77832 SH X 46806 0 31026 Marten Transport Ltd. ....Common 573075108 3055 156565 SH X 73962 0 82603 Masimo Corporation .......Common 574795100 17887 480830 SH X 312303 0 168527 Mastec Inc ...............Common 576323109 537 40400 SH X 0 0 40400 Mastercard, Inc. - A .....Common 57636Q104 5694 32112 SH X 19550 0 12562 Mcafee Inc ...............Common 579064106 5243 154380 SH X 124183 0 30197 McDermott Intl. Inc. .....Common 580037109 4316 168905 SH X 115455 0 53450 McDonald's Corp. .........Common 580135101 20717 335768 SH X 250261 0 85507 Medco Health Solutions Inc ................. Common 58405U102 3287 73040 SH X 50285 0 22755 Medifast Inc .............Common 58470H101 104 15200 SH X 0 0 15200 MercadoLibre, Inc. .......ADR 58733R102 12071 593182 SH X 373336 0 219846 Merit Medical Systems Inc. ................. Common 589889104 2155 114808 SH X 54506 0 60302 Metropcs Communications Inc ................ Common 591708102 1209 86442 SH X 69597 0 16845 Mobile Telesystems - SP ADR ................ ADR 607409109 6210 110873 SH X 100278 0 10595 Monsanto Co. .............Common 61166W101 14393 145414 SH X 108748 0 36666 Mosaic Co. ...............Common 61945A107 4436 65211 SH X 43620 0 21591 MYR GROUP INC/DELAWARE ...Common 55405W104 190 15000 SH X 0 0 15000 Myriad Genetics ..........Common 62855J104 11355 175021 SH X 114309 0 60712 Nasdaq OMX Group .........Common 631103108 2039 66713 SH X 53662 0 13051 Netlogic Microsystems Inc Common 64118B100 2905 96073 SH X 67475 0 28598 Netscout Systems, Inc. ...Common 64115T104 1171 110100 SH X 28397 0 81703 Neutal Tandem Inc ........Common 64128B108 2938 158470 SH X 66811 0 91659 Nii Holdings Inc - Cl B ..Common 62913F201 10405 274405 SH X 192095 0 82310 Nike, Inc. - B ...........Common 654106103 4077 60937 SH X 41940 0 18997 Norfolk Southern Corp ....Common 655844108 2404 36309 SH X 24965 0 11344 Nuvasive Inc .............Common 670704105 12137 246047 SH X 163255 0 82792 Old Dominion Freight Line Common 679580100 2420 85390 SH X 56712 0 28678 Omnicare Inc. ............Common 681904108 20085 698127 SH X 460154 0 237973 Omniture Inc .............Common 68212S109 2641 143847 SH X 81348 0 62499 Onyx Pharmaceutical ......Common 683399109 5640 155889 SH X 103890 0 51999 Orbital Sciences Corp ....Common 685564106 11338 473013 SH X 301898 0 171115 OSI Pharmaceuticals Inc. .Common 671040103 7012 142257 SH X 94829 0 47428 Overhill Farms Inc .......Common 690212105 500 97119 SH X 45843 0 51276 PACIFIC RUBIALES ENERGY CORP ............... ADR 69480U206 588 95600 SH X 0 0 95600 Paladin Energy Limited ...ADR Q7264T104 15000 4838590 SH X 3169419 0 1669171 Panera Bread Company .....Common 69840W108 20942 411441 SH X 246144 0 165297 PARAMETRIC TECHNOLOGY CORP ................. Common 699173209 6246 339438 SH X 203807 0 135631 Parexel Intl Corp ........Common 699462107 9615 335500 SH X 235425 0 100075 Patriot Coal Corp. .......Common 70336T104 2624 90328 SH X 60079 0 30249 Peabody Energy Corp ......Common 704549104 2971 66024 SH X 45424 0 20600 Penson Worldwide Inc .....Common 709600100 3806 274375 SH X 129747 0 144628 PetMed Express Inc .......Common 716382106 1884 120000 SH X 56818 0 63182 Petrohawk Energy Corp ....Common 716495106 11816 546293 SH X 375221 0 171072 Petroleo Brasileiro SA ...ADR 71654V408 38301 870335 SH X 779350 0 90985 Philippine Long Distance Telephone Co. - ADR ADR 718252604 8769 155152 SH X 152131 0 3021 Pioneer Drilling Company .Common 723655106 5705 428972 SH X 238797 0 190175 Potash Corp of Saskatchewan .............ADR 73755L107 7930 60071 SH X 37278 0 22793 Powell Industries Inc. ...Common 739128106 2368 58027 SH X 27745 0 30282 Pricesmart, Inc. .........Common 741511109 986 58892 SH X 16956 0 41936 ProShares Ultra Oil ......Common 74347R719 2658 42700 SH X 0 0 42700 ProShares UltraShort .....Common 74347R628 2464 24400 SH X 0 0 24400 ProShares UltraShort S&P 500 ............... Common 74347R883 787 11200 SH X 0 0 11200 Qualcomm Inc. ............Common 747525103 3570 83073 SH X 57135 0 25938 Quanta Services Inc. .....Common 74762E102 28136 1041691 SH X 679539 0 362152 Questcor Pharmaceuticals Inc ............... Common 74835Y101 3245 441500 SH X 209100 0 232400 Ralcorp Holdings Inc. ....Common 751028101 9462 140365 SH X 86809 0 53556 Research in Motion Inc ...ADR 760975102 11438 167472 SH X 102935 0 64537 Sapient Corporation ......Common 803062108 300 40400 SH X 0 0 40400 SBA Communications .......Common 78388J106 3588 138688 SH X 111644 0 27044 Schlumberger, Ltd. .......Common 806857108 1565 20039 SH X 13802 0 6237 Schwab (Charles) Corp. ...Common 808513105 3130 120398 SH X 82868 0 37530 Sears Holdings Corp ......Common 812350106 552 5900 SH PUT X 0 0 5900 Sequenom, Inc. ...........Common 817337405 40875 1535492 SH X 909930 0 625562 Smith International Inc. .Common 832110100 1051 17919 SH X 12379 0 5540 Southwestern Energy Co. ..Common 845467109 1475 48288 SH X 13438 0 34850 Spartan Stores Inc .......Common 846822104 1130 45417 SH X 21468 0 23949 Spdr S&P China Etf .......Common 78463X40 1144 22000 SH X 0 0 22000 SPX Corp. ................Common 784635104 1870 24292 SH X 15936 0 8356 St Mary Land & Explora ...Common 792228108 17370 487238 SH X 322117 0 165121 St. Jude Medical Inc. ....Common 790849103 3818 87798 SH X 60388 0 27410 Stanley Inc ..............Common 854532108 7646 207163 SH X 121029 0 86134 Steven Madden Limited ....Common 556269108 3376 136243 SH X 56662 0 79581 Sunpower Corp - Class A ..Common 867652109 19306 272182 SH X 176347 0 95835 Suntech Power Holdings - ADR ............... ADR 86800C104 5414 150937 SH X 136569 0 14368 Super Micro Computer Inc .Common 86800U104 1577 175000 SH X 71633 0 103367 SVB Financial Group ......Common 78486Q101 13710 236702 SH X 155470 0 81232 Synovis Life Technologies Inc .............. Common 87162G105 2773 147329 SH X 69666 0 77663 T-3 Energy Services, Inc. Common 87306E107 7090 191014 SH X 135280 0 55734 Taleo Corp-Class A .......Common 87424N104 4163 209295 SH X 124958 0 84337 Tam SA-Sponsored ADR .....ADR 87484D103 2490 132019 SH X 90171 0 41848 Team Inc. ................Common 878155100 5083 140737 SH X 98845 0 41892 Teco Energy Inc. .........Common 872375100 5541 352265 SH X 283561 0 68704 Telecomunicaoes De Sao Paulo ............... ADR 87929A102 7762 334574 SH X 302565 0 32009 Tenet Healthcare Corporation ..............Common 88033G100 3708 668092 SH X 536856 0 131236 Tetra Tech Inc ...........Common 88162G103 7364 306082 SH X 219406 0 86676 The Buckle Inc. ..........Common 118440106 9500 171051 SH X 119928 0 51123 The Interpublic Group of Companies Inc. .... Common 460690100 2720 350945 SH X 282439 0 68506 Thoratec Labs Inc ........Common 885175307 15923 606592 SH X 323784 0 282808 Titan International Inc ..Common 88830M102 2611 122447 SH X 75808 0 46639 TJX Companies Inc. .......Common 872540109 3670 120241 SH X 82796 0 37445 Tns Inc ..................Common 872960109 1336 68975 SH 32637 0 36338 Transact Technologies Inc. ................. Common 892918103 1391 174727 SH X 82514 0 92213 Transocean, Inc. .........Common G90073100 1654 15054 SH X 10361 0 4693 Travelers Cos Inc ........Common 89417E109 1627 36000 SH X 24716 0 11284 Trex Company Inc .........Common 89531P105 2885 159277 SH X 75396 0 83881 Trinity Industries .......Common 896522109 9576 372175 SH X 251362 0 120813 True Religion Apparel Inc Common 89784N104 19381 749731 SH X 416040 0 333691 Tyler Technologies Inc ...Common 902252105 1211 79841 SH X 37767 0 42074 Ultra Petroleum Corp Adr .Common 903914109 4845 87546 SH X 60303 0 27243 ULTRASHORT RUSSELL2000 PROSH ............... Common 74347R834 6727 93559 SH X 0 0 93559 Unibanco Holding SA - ADR .................. ADR 90458E107 15820 156505 SH X 145347 0 11158 United Therapeutics ......Common 91307C102 6025 57290 SH X 38882 0 18408 Universal Truckload Services ............... Common 91388P105 295 12100 SH X 0 0 12100 Urban Outfitters .........Common 917047102 7128 223653 SH X 132933 0 90720 Varian Medical Systems Inc. ................ Common 92220P105 6134 107372 SH X 73049 0 34323 Verifone Holdings Inc ....Common 92342Y109 11552 698408 SH X 403714 0 294694 VF Corp. .................Common 918204108 11193 144781 SH X 95162 0 49619 Visa Inc - Class A Shares Common 92826C839 4822 78541 SH X 54011 0 24530 Visionchina Media, Inc. - ADR .............. ADR 92833U103 23415 1591752 SH X 1246901 0 344851 Vivus Inc ................Common 928551100 3646 459246 SH X 172053 0 287193 Vnus Medical Technologies Common 928566108 6069 289954 SH X 130149 0 159805 Vocus Inc ................Common 92858J108 11111 327190 SH X 192442 0 134748 Wabtec ...................Common 929740108 7030 137219 SH X 90339 0 46880 Wal-Mart Stores, Inc. ....Common 931142103 8552 142793 SH X 96112 0 46681 Weatherford International Ltd .............. Common G95089101 2231 88729 SH X 61069 0 27660 Westport Innovations Inc .ADR 960908309 1633 178614 SH X 66213 0 112401 Willbros Group Inc. ......ADR 969199108 5175 195266 SH X 120318 0 74948 Williams Cos. Inc. .......Common 969457100 4401 186085 SH X 149846 0 36239 Wimm-Bill-Dann Foods OJSC ADR 97263M109 3486 49100 SH X 41600 0 7500 Wisdomtree Middle East Dvd ................. Common 97717X305 379 18676 SH X 0 0 18676 Wright Medical Group Inc .Common 98235T107 3231 106152 SH X 74544 0 31608 Yamana Gold Inc ..........ADR 98462Y100 3423 410895 SH X 330533 0 80362 Zoll Medical Corp. .......Common 989922109 1762 53861 SH X 25484 0 28377
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