0001104659-22-001189.txt : 20220104
0001104659-22-001189.hdr.sgml : 20220104
20220104214658
ACCESSION NUMBER: 0001104659-22-001189
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211231
FILED AS OF DATE: 20220104
DATE AS OF CHANGE: 20220104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CHADHA PAR
CENTRAL INDEX KEY: 0000938202
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36788
FILM NUMBER: 22509259
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: hof 2 llc
CENTRAL INDEX KEY: 0001712473
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36788
FILM NUMBER: 22509256
BUSINESS ADDRESS:
STREET 1: 8550 WEST DESERT INN ROAD
STREET 2: SUITE 102-452
CITY: LAS VEGAS
STATE: NV
ZIP: 89117
BUSINESS PHONE: 310 857 6320
MAIL ADDRESS:
STREET 1: 8550 WEST DESERT INN ROAD
STREET 2: SUITE 102-452
CITY: LAS VEGAS
STATE: NV
ZIP: 89117
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Adesi 234 LLC
CENTRAL INDEX KEY: 0001712365
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36788
FILM NUMBER: 22509257
BUSINESS ADDRESS:
STREET 1: 8550 WEST DESERT INN ROAD
STREET 2: SUITE 102-452
CITY: LAS VEGAS
STATE: NV
ZIP: 89117
BUSINESS PHONE: 310 857 6320
MAIL ADDRESS:
STREET 1: 8550 WEST DESERT INN ROAD
STREET 2: SUITE 102-452
CITY: LAS VEGAS
STATE: NV
ZIP: 89117
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HandsOn Fund 4 I, LLC
CENTRAL INDEX KEY: 0001712411
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36788
FILM NUMBER: 22509253
BUSINESS ADDRESS:
STREET 1: 8550 WEST DESERT INN ROAD SUITE 102-452
CITY: LAS VEGAS
STATE: NV
ZIP: 89117
BUSINESS PHONE: 310 857 6320
MAIL ADDRESS:
STREET 1: 8550 WEST DESERT INN ROAD SUITE 102-452
CITY: LAS VEGAS
STATE: NV
ZIP: 89117
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HandsOn Global Management, LLC
CENTRAL INDEX KEY: 0001712472
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36788
FILM NUMBER: 22509252
BUSINESS ADDRESS:
STREET 1: 8550 WEST DESERT INN ROAD
STREET 2: SUITE 102-452
CITY: LAS VEGAS
STATE: NV
ZIP: 89117
BUSINESS PHONE: 310 857 6320
MAIL ADDRESS:
STREET 1: 8550 WEST DESERT INN ROAD
STREET 2: SUITE 102-452
CITY: LAS VEGAS
STATE: NV
ZIP: 89117
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Chadha Sharon
CENTRAL INDEX KEY: 0001885887
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36788
FILM NUMBER: 22509260
MAIL ADDRESS:
STREET 1: 3003 PENNSYLVANIA AVENUE
CITY: SANTA MONICA
STATE: CA
ZIP: 90404
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HOV Capital III LLC
CENTRAL INDEX KEY: 0001712480
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36788
FILM NUMBER: 22509258
BUSINESS ADDRESS:
STREET 1: 8550 WEST DESERT INN ROAD
STREET 2: SUITE 102-45
CITY: LAS VEGAS
STATE: NV
ZIP: 89117
BUSINESS PHONE: 310 857 6320
MAIL ADDRESS:
STREET 1: 8550 WEST DESERT INN ROAD
STREET 2: SUITE 102-45
CITY: LAS VEGAS
STATE: NV
ZIP: 89117
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HOV Services Ltd
CENTRAL INDEX KEY: 0001712482
STATE OF INCORPORATION: K7
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36788
FILM NUMBER: 22509254
BUSINESS ADDRESS:
STREET 1: 3RD FLOOR SHARDA ARCADE
STREET 2: PUNE SATARA RD. BIBWEWADI
CITY: PUNE
STATE: K7
ZIP: 411037
BUSINESS PHONE: 310 857 6320
MAIL ADDRESS:
STREET 1: 3RD FLOOR SHARDA ARCADE
STREET 2: PUNE SATARA RD. BIBWEWADI
CITY: PUNE
STATE: K7
ZIP: 411037
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HOVS LLC
CENTRAL INDEX KEY: 0001712484
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36788
FILM NUMBER: 22509255
BUSINESS ADDRESS:
STREET 1: 855 WEST DESERT INN ROAD
STREET 2: SUITE 102-452
CITY: LAS VEGAS
STATE: NV
ZIP: 89117
BUSINESS PHONE: 313 231 7020
MAIL ADDRESS:
STREET 1: 855 WEST DESERT INN ROAD
STREET 2: SUITE 102-452
CITY: LAS VEGAS
STATE: NV
ZIP: 89117
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HandsOn 3, LLC
CENTRAL INDEX KEY: 0001741367
STATE OF INCORPORATION: NV
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36788
FILM NUMBER: 22509251
BUSINESS ADDRESS:
STREET 1: 8550 WEST DESERT INN ROAD
STREET 2: SUITE 102-452
CITY: LAS VEGAS
STATE: NV
ZIP: 89117
BUSINESS PHONE: 310-795-0785
MAIL ADDRESS:
STREET 1: 8550 WEST DESERT INN ROAD
STREET 2: SUITE 102-452
CITY: LAS VEGAS
STATE: NV
ZIP: 89117
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Exela Technologies, Inc.
CENTRAL INDEX KEY: 0001620179
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 471347291
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2701 EAST GRAUWYLER RD.
CITY: IRVING
STATE: TX
ZIP: 75061
BUSINESS PHONE: 844-935-2832
MAIL ADDRESS:
STREET 1: 2701 EAST GRAUWYLER RD.
CITY: IRVING
STATE: TX
ZIP: 75061
FORMER COMPANY:
FORMER CONFORMED NAME: Quinpario Acquisition Corp. 2
DATE OF NAME CHANGE: 20140922
4
1
tm221435-7_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2021-12-31
0
0001620179
Exela Technologies, Inc.
XELA
0001885887
Chadha Sharon
3003 PENNSYLVANIA AVE
SANTA MONICA
CA
90404
1
0
1
0
0000938202
CHADHA PAR
8550 WEST DESERT INN ROAD
SUITE 102-452
LAS VEGAS,
NV
89117
1
1
1
0
Executive Chairman
0001712480
HOV Capital III LLC
8550 WEST DESERT INN ROAD
SUITE 102-452
LAS VEGAS,
NV
89117
0
0
1
0
0001712365
Adesi 234 LLC
8550 WEST DESERT INN ROAD
SUITE 102-452
LAS VEGAS,
NV
89117
0
0
1
0
0001712473
hof 2 llc
8550 WEST DESERT INN ROAD
SUITE 102-452
LAS VEGAS,
NV
89117
0
0
1
0
0001712484
HOVS LLC
8550 WEST DESERT INN ROAD
SUITE 102-452
LAS VEGAS,
NV
89117
0
0
1
0
0001712482
HOV Services Ltd
8550 WEST DESERT INN ROAD
SUITE 102-452
LAS VEGAS,
NV
89117
0
0
1
0
0001712411
HandsOn Fund 4 I, LLC
8550 WEST DESERT INN ROAD
SUITE 102-452
LAS VEGAS,
NV
89117
0
0
1
0
0001712472
HandsOn Global Management, LLC
8550 WEST DESERT INN ROAD
SUITE 102-452
LAS VEGAS,
NV
89117
0
0
1
0
0001741367
HandsOn 3, LLC
8550 WEST DESERT INN ROAD
SUITE 102-452
LAS VEGAS
NV
89117
0
0
1
0
Common Stock, par value $0.0001 per share (''Common Stock'')
2021-12-31
4
M
0
30303
A
92803
D
Common Stock
2022-01-03
4
M
0
27740
A
120543
D
Common Stock
2022-01-03
4
M
0
93895
A
302672
I
See Footnote
Common Stock
3975439
I
See Footnote
Common Stock
104083
I
See Footnote
Common Stock
5712123
I
See Footnote
Common Stock
960633
I
See Footnote
Common Stock
15500
I
See Footnote
Restricted Stock Units
2021-12-31
4
M
0
30303
0
D
Common Stock
30303
60606
D
Restricted Stock Units
2021-12-31
4
A
0
27740
A
Common Stock
27740
27740
D
Restricted Stock Units
2021-12-31
4
A
0
159091
A
Common Stock
159091
159091
I
See Footnote
Restricted Stock Units
2022-01-03
4
M
0
27740
0
D
Common Stock
27740
0
D
Restricted Stock Units
2022-01-03
4
F
0
65196
0
D
Common Stock
65196
93895
I
See Footnote
Restricted Stock Units
2022-01-03
4
M
0
93895
0
D
Common Stock
93895
0
I
See Footnote
HOVS LLC, a Delaware limited liability company ("HOVS"), HandsOn Fund 4 I, LLC, a Nevada limited liability company ("HOF 4"), and HOV Capital III, LLC, a Nevada limited liability company ("HOV 3") each directly own shares of Exela Technologies, Inc. (the "Issuer"). HOVS is a wholly-owned subsidiary of HOV Services Ltd., an Indian limited company ("HOV Services" and together with HandsOn Global Management, LLC, a Delaware limited liability company ("HGM"), HOVS, HOF 2 LLC, a Nevada limited liability company ("HOF 2"), HOF 4, HOV 3, and Adesi 234 LLC, a Nevada limited liability company ("Adesi"), the "HGM Group")). Adesi and HOF 2 LLC together own a majority of HOF 4. Adesi and HOF 2, own a majority of the equity interests of HOV 3.
Mr. Par Chadha, Sharon Chadha's spouse, may be deemed to control HandsOn 3, LLC, a Nevada limited liability company ("HOF 3") and the HGM Group. The parties identified above and HGM may be deemed to beneficially own any shares of the Issuer owned by the entities in which they are beneficial owners. Each member of the HGM Group disclaims beneficial ownership of any shares of the Issuer owned by any other member of the HGM Group, except to the extent of its pecuniary interest therein. Solely for purposes of Section 16 of the Exchange Act, the HGM Group may be deemed to be directors-by-deputization by virtue of the HGM Group's contractual right to designate directors to the board of directors of the Issuer. For purposes of the exemption under Rule 16b-3 promulgated under the Securities Exchange Act of 1934, as amended.
Shares owned directly by Par Chadha, Sharon Chadha's spouse.
Sharon Chadha may be deemed to beneficially own shares of the Issuer owned by Par Chadha, her spouse, and entities owned or controlled by Par and/or Sharon Chadha. The Reporting Person disclaims beneficial ownership of any shares of the Issuer owned by such other Persons, except to the extent of her pecuniary interest therein.
Shares directly owned by HOF 2 and indirectly by Par Chadha, Sharon Chadha's spouse.
Shares directly owned by HGM and indirectly by Par Chadha, Sharon Chadha's spouse.
Shares directly owned by HOVS and indirectly by Par Chadha, Sharon Chadha's spouse.
Shares directly owned by Adesi and indirectly by Par Chadha, Sharon Chadha's spouse.
Shares directly owned by HOF 3 and indirectly by Par Chadha, Sharon Chadha's spouse.
Each restricted stock unit represents the right to receive, following vesting, one share of Common Stock, which may be settled in shares of Common Stock or cash as elected by the Compensation Committee of the Board of Directors of the Company.
On October 11, 2021, Sharon Chadha was granted 90,909 restricted stock as non-employee director equity compensation pursuant to the terms and conditions of the Company's Director Compensation Policy and 2018 Stock Incentive Plan. The remainder of this award will vest in equal installments immediately prior to each of the 2022 and 2023 annual meetings of the Company
On December 31, 2021, following the Company's 2021 annual meeting of stockholders, Sharon Chadha was granted 27,740 restricted stock units as non-employee director equity compensation for 2021 pursuant to the terms and conditions of the Company's Director Compensation Policy and 2018 Stock Incentive Plan. The restricted stock units vested on January 3, 2022, the first business day of 2022.
Shares of Common Stock issued upon vesting of restricted stock units will be settled following filing by Exela Technologies Inc. of a Registration Statement on Form S-8 with respect thereto.
On December 31, 2021, following the Company's 2021 annual meeting of stockholders, Par Chadha was granted 159,091 restricted stock units as equity compensation for 2021 pursuant to the terms and conditions of the Company's Director Compensation Policy and 2018 Stock Incentive Plan. The restricted stock units vested on January 3, 2022, the first business day of 2022.
/s/ Sharon Chadha
2022-01-04
/s/ Par Chadha
2022-01-04